Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2023 Filed Feb 15, 2023 20:46 UTC |
Carver Samuel M.SVP - Global Operations
|
GrantRestricted Stock Units · Derivative | 2,605 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000033 · wf-form4_167649398482218.xml · derivative · entry 1 Carver Samuel M. · CIK 0001854336 · SVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,025 Underlying: Common Stock · 2,605 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:46 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
GrantRestricted Stock Units · Derivative | 6,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000032 · wf-form4_167649396775455.xml · derivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,865 Underlying: Common Stock · 6,850 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:45 UTC |
Otchere Benjamin AVice President and Controller
|
GrantRestricted Stock Units · Derivative | 1,460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000030 · wf-form4_167649393333451.xml · derivative · entry 1 Otchere Benjamin A · CIK 0001895331 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,490 Underlying: Common Stock · 1,460 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:46 UTC |
O'Brien Stephen D.SVP; President, Lochinvar, LLC
|
GrantRestricted Stock Units · Derivative | 2,905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000031 · wf-form4_167649395104272.xml · derivative · entry 1 O'Brien Stephen D. · CIK 0001920307 · SVP; President, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,400 Underlying: Common Stock · 2,905 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:45 UTC |
Scheppele Stephanie MelissaSVP - CIO
|
GrantRestricted Stock Units · Derivative | 2,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000029 · wf-form4_167649391601201.xml · derivative · entry 1 Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,590 Underlying: Common Stock · 2,855 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:45 UTC |
Kulkarni ParagSVP - Int'l; President India
|
GrantRestricted Stock Units · Derivative | 1,115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000028 · wf-form4_167649389267719.xml · derivative · entry 1 Kulkarni Parag · CIK 0001944750 · SVP - Int'l; President India 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 Underlying: Common Stock · 1,115 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of A. O. Smith Corporation Common Stock F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/13/2026. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:44 UTC |
Qiu JackSVP - Pres. A. O. Smith China
|
GrantRestricted Stock Units · Derivative | 3,275 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000027 · wf-form4_167649386863835.xml · derivative · entry 1 Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,480 Underlying: Common Stock · 3,275 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of A. O. Smith Corporation Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/13/2026. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:44 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
GrantRestricted Stock Units · Derivative | 5,215 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000026 · wf-form4_167649384611573.xml · derivative · entry 1 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,575 Underlying: Common Stock · 5,215 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC |
Karge Douglas SamuelSVP - President NA Water Treat
|
Exercise / conversionRestricted Stock Units · Derivative | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000023 · wf-form4_167639528444853.xml · derivative · entry 3 Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670 Underlying: Common Stock · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F4 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F4 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC |
Karge Douglas SamuelSVP - President NA Water Treat
|
Tax withholdingCommon Stock | 510 | $65.80 | $33,558.00 |
DisclosureSEC source: 0000091142-23-000023 · wf-form4_167639528444853.xml · nonDerivative · entry 2 Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,886 F3 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC |
Karge Douglas SamuelSVP - President NA Water Treat
|
Exercise / conversionCommon Stock | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000023 · wf-form4_167639528444853.xml · nonDerivative · entry 1 Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F2 · balance_after: Mr. Karge is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 22 shares of Common Stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC |
Kempken Daniel LSVP - Strategy & Corp. Dev.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000022 · wf-form4_167639525923128.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC |
Kempken Daniel LSVP - Strategy & Corp. Dev.
|
Tax withholdingCommon Stock | 733 | $65.80 | $48,231.40 |
DisclosureSEC source: 0000091142-23-000022 · wf-form4_167639525923128.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,011 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC |
Kempken Daniel LSVP - Strategy & Corp. Dev.
|
Exercise / conversionCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000022 · wf-form4_167639525923128.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 29,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000021 · wf-form4_167639523850009.xml · derivative · entry 4 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F2 · derivative.exercise_date: The restricted stock units were granted on 02/20/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/20/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Rajendra Ajita GDirector
|
Tax withholdingCommon Stock | 13,861 | $65.80 | $912,053.80 |
DisclosureSEC source: 0000091142-23-000021 · wf-form4_167639523850009.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,825 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionCommon Stock | 29,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000021 · wf-form4_167639523850009.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Otchere Benjamin AVice President and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000020 · wf-form4_167639521377764.xml · derivative · entry 3 Otchere Benjamin A · CIK 0001895331 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030 Underlying: Common Stock · 530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Otchere Benjamin AVice President and Controller
|
Tax withholdingCommon Stock | 198 | $65.80 | $13,028.40 |
DisclosureSEC source: 0000091142-23-000020 · wf-form4_167639521377764.xml · nonDerivative · entry 2 Otchere Benjamin A · CIK 0001895331 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Otchere Benjamin AVice President and Controller
|
Exercise / conversionCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000020 · wf-form4_167639521377764.xml · nonDerivative · entry 1 Otchere Benjamin A · CIK 0001895331 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Lauber Charles TEVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000019 · wf-form4_167639519550026.xml · derivative · entry 3 Lauber Charles T · CIK 0001566398 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Underlying: Common Stock · 7,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Lauber Charles TEVP & CFO
|
Tax withholdingCommon Stock | 3,409 | $65.80 | $224,312.20 |
DisclosureSEC source: 0000091142-23-000019 · wf-form4_167639519550026.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,166 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:20 UTC |
Lauber Charles TEVP & CFO
|
Exercise / conversionCommon Stock | 7,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000019 · wf-form4_167639519550026.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:19 UTC |
Kulkarni ParagSVP - Int'l; President India
|
Exercise / conversionRestricted Stock Units · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000017 · wf-form4_167639516972585.xml · derivative · entry 1 Kulkarni Parag · CIK 0001944750 · SVP - Int'l; President India 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,130 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of A. O. Smith Corporation Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:19 UTC |
Qiu JackSVP - Pres. A. O. Smith China
|
Exercise / conversionRestricted Stock Units · Derivative | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000016 · wf-form4_167639514865248.xml · derivative · entry 1 Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,205 Underlying: Common Stock · 1,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of A. O. Smith Corporation Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:19 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionRestricted Stock Units · Derivative | 4,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000015 · wf-form4_167639512491801.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,760 Underlying: Common Stock · 4,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:19 UTC |
Warren David RSenior VP & President and GM
|
Tax withholdingCommon Stock | 1,928 | $65.80 | $126,862.40 |
DisclosureSEC source: 0000091142-23-000015 · wf-form4_167639512491801.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,104 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:19 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionCommon Stock | 4,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000015 · wf-form4_167639512491801.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC |
Heideman Robert JSenior VP, CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000014 · wf-form4_167639510391481.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,240 Underlying: Common Stock · 3,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC |
Heideman Robert JSenior VP, CTO
|
Tax withholdingCommon Stock | 1,755 | $65.80 | $115,479.00 |
DisclosureSEC source: 0000091142-23-000014 · wf-form4_167639510391481.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,412 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC |
Heideman Robert JSenior VP, CTO
|
Exercise / conversionCommon Stock | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000014 · wf-form4_167639510391481.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC |
Wheeler Kevin J.Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 31,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000013 · wf-form4_167639508218575.xml · derivative · entry 3 Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,230 Underlying: Common Stock · 31,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC |
Wheeler Kevin J.Chairman, President and CEO
|
Tax withholdingCommon Stock | 14,684 | $65.80 | $966,207.20 |
DisclosureSEC source: 0000091142-23-000013 · wf-form4_167639508218575.xml · nonDerivative · entry 2 Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,480 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC |
Wheeler Kevin J.Chairman, President and CEO
|
Exercise / conversionCommon Stock | 31,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000013 · wf-form4_167639508218575.xml · nonDerivative · entry 1 Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
Carver Samuel M.SVP - Global Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000011 · wf-form4_167639503149104.xml · derivative · entry 3 Carver Samuel M. · CIK 0001854336 · SVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420 Underlying: Common Stock · 1,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
Carver Samuel M.SVP - Global Operations
|
Tax withholdingCommon Stock | 516 | $65.80 | $33,952.80 |
DisclosureSEC source: 0000091142-23-000011 · wf-form4_167639503149104.xml · nonDerivative · entry 2 Carver Samuel M. · CIK 0001854336 · SVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
Carver Samuel M.SVP - Global Operations
|
Exercise / conversionCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000011 · wf-form4_167639503149104.xml · nonDerivative · entry 1 Carver Samuel M. · CIK 0001854336 · SVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
Exercise / conversionRestricted Stock Units · Derivative | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000012 · wf-form4_167639505255481.xml · derivative · entry 3 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,360 Underlying: Common Stock · 3,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
Tax withholdingCommon Stock | 1,915 | $65.80 | $126,007.00 |
DisclosureSEC source: 0000091142-23-000012 · wf-form4_167639505255481.xml · nonDerivative · entry 2 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,671 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
Exercise / conversionCommon Stock | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000012 · wf-form4_167639505255481.xml · nonDerivative · entry 1 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionRestricted Stock Units · Derivative | 5,915 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000010 · wf-form4_167639501430324.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,015 Underlying: Common Stock · 5,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
Tax withholdingCommon Stock | 2,861 | $65.80 | $188,253.80 |
DisclosureSEC source: 0000091142-23-000010 · wf-form4_167639501430324.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,456 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionCommon Stock | 5,915 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000010 · wf-form4_167639501430324.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 22, 2023 22:04 UTC Amendment |
Kempken Daniel LSVP - Strategy & Corp. Dev.
|
Tax withholdingCommon Stock | 657 | $65.80 | $43,230.60 |
DisclosureSEC source: 0000091142-23-000040 · wf-form4a_167710342622001.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,087 F1 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. The correct number of shares withheld is 657. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 14:25 UTC |
Kempken Daniel LSVP - Strategy & Corp. Dev.
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,500 | $17.46 Strike: $17.46 | $43,655.00 |
DisclosureSEC source: 0000091142-23-000007 · wf-form4_167577992935045.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,810 Underlying: Common Stock · 2,500 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2014. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 14:25 UTC |
Kempken Daniel LSVP - Strategy & Corp. Dev.
|
SaleCommon Stock | 2,500 | $68.35 | $170,875.00 |
DisclosureSEC source: 0000091142-23-000007 · wf-form4_167577992935045.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,344 F1 · balance_after: Mr. Kempken was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 1 shares of Common Stock. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 14:25 UTC |
Kempken Daniel LSVP - Strategy & Corp. Dev.
|
Exercise / conversionCommon Stock | 2,500 | $17.46 | $43,655.00 |
DisclosureSEC source: 0000091142-23-000007 · wf-form4_167577992935045.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 6, 2023 19:03 UTC |
Carver Samuel M.SVP - Global Operations
|
SaleCommon Stock | 4,000 | $69.65 | $278,603.20 |
DisclosureSEC source: 0000091142-23-000006 · wf-form4_167571021743729.xml · nonDerivative · entry 1 Carver Samuel M. · CIK 0001854336 · SVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.50 to $69.87. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. F2 · balance_after: Mr. Carver is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 10 shares of Common Stock. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 17:11 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 39,100 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-23-000004 · wf-form4_167544424488400.xml · derivative · entry 4 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,835 Underlying: Common Stock · 39,100 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 17:11 UTC |
Rajendra Ajita GDirector
|
SaleCommon Stock | 39,100 | $71.02 | $2,777,042.31 |
DisclosureSEC source: 0000091142-23-000004 · wf-form4_167544424488400.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,196 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.50 to $71.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.