Tapewire

NYSE · USD

AOS

SMITH A O CORP

Export transactions ↓
Tapewire entity
3642
SEC CIK
0000091142
Parsed reports
591

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2025 Filed Feb 11, 2025 21:13 UTC
Heideman Robert JSenior VP, CTO
GrantRestricted Stock Units · Derivative 3,815 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000010 · wk-form4_1739308376.xml · derivative · entry 4

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,200

Underlying: Common Stock · 3,815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.

F4 · derivative.expiration_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 21:10 UTC
Carver Samuel M.SVP - Global Operations
GrantRestricted Stock Units · Derivative 3,015 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000008 · wk-form4_1739308202.xml · derivative · entry 4

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,965

Underlying: Common Stock · 3,015 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.

F4 · derivative.expiration_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:47 UTC
Wheeler Kevin J.Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000035 · wk-form4_1739310466.xml · derivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:47 UTC
Wheeler Kevin J.Chairman and CEO
Tax withholdingCommon Stock 9,664 $65.65 $634,441.60
Disclosure

SEC source: 0000091142-25-000035 · wk-form4_1739310466.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,647

F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:47 UTC
Wheeler Kevin J.Chairman and CEO
Exercise / conversionCommon Stock 20,440 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000035 · wk-form4_1739310466.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:45 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 3,890 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000033 · wk-form4_1739310322.xml · derivative · entry 3

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:45 UTC
STERN JAMES FExec VP, General Counsel & Sec
Tax withholdingCommon Stock 1,920 $65.65 $126,048.00
Disclosure

SEC source: 0000091142-25-000033 · wk-form4_1739310322.xml · nonDerivative · entry 2

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,404

F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:45 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionCommon Stock 3,890 Not disclosed Not disclosed
Disclosure

SEC source: 0000091142-25-000033 · wk-form4_1739310322.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:38 UTC
Schuh Darrell W.SVP; President & GM Lochinvar
Exercise / conversionRestricted Stock Units · Derivative 660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000027 · wk-form4_1739309876.xml · derivative · entry 3

Schuh Darrell W. · CIK 0002016343 · SVP; President & GM Lochinvar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F4 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:38 UTC
Schuh Darrell W.SVP; President & GM Lochinvar
Tax withholdingCommon Stock 196 $65.65 $12,867.40
Disclosure

SEC source: 0000091142-25-000027 · wk-form4_1739309876.xml · nonDerivative · entry 2

Schuh Darrell W. · CIK 0002016343 · SVP; President & GM Lochinvar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

F3 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:38 UTC
Schuh Darrell W.SVP; President & GM Lochinvar
Exercise / conversionCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000027 · wk-form4_1739309876.xml · nonDerivative · entry 1

Schuh Darrell W. · CIK 0002016343 · SVP; President & GM Lochinvar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · balance_after: Darrell Schuh is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 16 shares of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,535 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000025 · wk-form4_1739309720.xml · derivative · entry 3

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:35 UTC Tax withholdingCommon Stock 686 $65.65 $45,035.90
Disclosure

SEC source: 0000091142-25-000025 · wk-form4_1739309720.xml · nonDerivative · entry 2

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,309

F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:35 UTC Exercise / conversionCommon Stock 1,535 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000025 · wk-form4_1739309720.xml · nonDerivative · entry 1

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:33 UTC
Qiu JackSVP - Pres. A. O. Smith China
Exercise / conversionRestricted Stock Units · Derivative 1,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000022 · wk-form4_1739309591.xml · derivative · entry 1

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:31 UTC
Otchere Benjamin AVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000020 · wk-form4_1739309459.xml · derivative · entry 3

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F4 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:31 UTC
Otchere Benjamin AVice President and Controller
Tax withholdingCommon Stock 247 $65.65 $16,215.55
Disclosure

SEC source: 0000091142-25-000020 · wk-form4_1739309459.xml · nonDerivative · entry 2

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,207

F3 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:31 UTC
Otchere Benjamin AVice President and Controller
Exercise / conversionCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000020 · wk-form4_1739309459.xml · nonDerivative · entry 1

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · balance_after: Benjamin Otchere is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 11 shares of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:28 UTC
O'Brien Stephen D.SVP; Pres & General Mngr NAWH
Exercise / conversionRestricted Stock Units · Derivative 1,110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000018 · wk-form4_1739309329.xml · derivative · entry 3

O'Brien Stephen D. · CIK 0001920307 · SVP; Pres & General Mngr NAWH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F4 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:28 UTC
O'Brien Stephen D.SVP; Pres & General Mngr NAWH
Tax withholdingCommon Stock 496 $65.65 $32,562.40
Disclosure

SEC source: 0000091142-25-000018 · wk-form4_1739309329.xml · nonDerivative · entry 2

O'Brien Stephen D. · CIK 0001920307 · SVP; Pres & General Mngr NAWH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,718

F3 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:28 UTC
O'Brien Stephen D.SVP; Pres & General Mngr NAWH
Exercise / conversionCommon Stock 1,110 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000018 · wk-form4_1739309329.xml · nonDerivative · entry 1

O'Brien Stephen D. · CIK 0001920307 · SVP; Pres & General Mngr NAWH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · balance_after: Stephen O'Brien is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 9 shares of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:26 UTC Exercise / conversionRestricted Stock Units · Derivative 5,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000016 · wk-form4_1739309182.xml · derivative · entry 3

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:26 UTC Tax withholdingCommon Stock 2,597 $65.65 $170,493.05
Disclosure

SEC source: 0000091142-25-000016 · wk-form4_1739309182.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,993

F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:26 UTC Exercise / conversionCommon Stock 5,330 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000016 · wk-form4_1739309182.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:24 UTC
Kulkarni ParagSVP - Int'l; President India
Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000014 · wk-form4_1739309035.xml · derivative · entry 1

Kulkarni Parag · CIK 0001944750 · SVP - Int'l; President India

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/07/2025. Parag Kulkarni has deferred the receipt of these cash-based restricted stock units.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/07/2025. Parag Kulkarni has deferred the receipt of these cash-based restricted stock units.

F3 · balance_after: Parag Kulkarni beneficially owns 4,210 restricted stock units that have not yet vested. He beneficially owns 990 restricted stock units that have vested and the receipt of have been deferred.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:20 UTC
Karge Douglas SamuelSVP - President NA Water Treat
Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000012 · wk-form4_1739308821.xml · derivative · entry 3

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/07/2025.

F4 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:20 UTC
Karge Douglas SamuelSVP - President NA Water Treat
SaleCommon Stock 419 $65.65 $27,507.35
Disclosure

SEC source: 0000091142-25-000012 · wk-form4_1739308821.xml · nonDerivative · entry 2

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,749

F3 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

F3 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:20 UTC
Karge Douglas SamuelSVP - President NA Water Treat
Exercise / conversionCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000012 · wk-form4_1739308821.xml · nonDerivative · entry 1

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · balance_after: D. Samuel Karge is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 45 shares of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:13 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionRestricted Stock Units · Derivative 1,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000010 · wk-form4_1739308376.xml · derivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:13 UTC
Heideman Robert JSenior VP, CTO
SaleCommon Stock 1,026 $65.65 $67,356.90
Disclosure

SEC source: 0000091142-25-000010 · wk-form4_1739308376.xml · nonDerivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,889

F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:13 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionCommon Stock 1,960 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000010 · wk-form4_1739308376.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:10 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionRestricted Stock Units · Derivative 1,335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000008 · wk-form4_1739308202.xml · derivative · entry 3

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:10 UTC
Carver Samuel M.SVP - Global Operations
Tax withholdingCommon Stock 597 $65.65 $39,193.05
Disclosure

SEC source: 0000091142-25-000008 · wk-form4_1739308202.xml · nonDerivative · entry 2

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,938

F1 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:10 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionCommon Stock 1,335 $0.00 $0.00
Disclosure

SEC source: 0000091142-25-000008 · wk-form4_1739308202.xml · nonDerivative · entry 1

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2024 Filed Nov 22, 2024 14:51 UTC
Heideman Robert JSenior VP, CTO
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000177 · wk-form4_1732287101.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,955

F1 · price: Bona fide gift.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 19:39 UTC
Carver Samuel M.SVP - Global Operations
GiftCommon Stock 1,199 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000175 · wk-form4_1731699569.xml · nonDerivative · entry 1

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

F1 · price: Gift

Read SEC document
August 16, 2024 Filed Aug 19, 2024 17:22 UTC
O'Brien Stephen D.SVP; Pres & General Mngr NAWH
Exercise / conversionRestricted Stock Units · Derivative 3,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000164 · wk-form4_1724088160.xml · derivative · entry 3

O'Brien Stephen D. · CIK 0001920307 · SVP; Pres & General Mngr NAWH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.

F2 · derivative.exercise_date: The restricted stock units were granted on 08/16/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 08/16/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 08/16/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 08/16/2024.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 17:22 UTC
O'Brien Stephen D.SVP; Pres & General Mngr NAWH
Tax withholdingCommon Stock 1,360 $79.98 $108,766.00
Disclosure

SEC source: 0000091142-24-000164 · wk-form4_1724088160.xml · nonDerivative · entry 2

O'Brien Stephen D. · CIK 0001920307 · SVP; Pres & General Mngr NAWH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,095

Read SEC document
August 16, 2024 Filed Aug 19, 2024 17:22 UTC
O'Brien Stephen D.SVP; Pres & General Mngr NAWH
Exercise / conversionCommon Stock 3,455 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000164 · wk-form4_1724088160.xml · nonDerivative · entry 1

O'Brien Stephen D. · CIK 0001920307 · SVP; Pres & General Mngr NAWH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 15:14 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,755 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-24-000162 · wk-form4_1723130059.xml · derivative · entry 7

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

F4 · derivative.expiration_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 15:14 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,710 $0.00 Strike: $31.67 $0.00
Disclosure

SEC source: 0000091142-24-000162 · wk-form4_1723130059.xml · derivative · entry 6

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2017.

F3 · derivative.expiration_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2017.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 15:14 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,240 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000091142-24-000162 · wk-form4_1723130059.xml · derivative · entry 5

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

F2 · derivative.expiration_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 15:14 UTC
Carver Samuel M.SVP - Global Operations
SaleCommon Stock 14,705 $81.00 $1,191,146.17
Disclosure

SEC source: 0000091142-24-000162 · wk-form4_1723130059.xml · nonDerivative · entry 4

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,399

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $80.98 to $81.11. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 15:14 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionCommon Stock 3,755 $50.16 $188,350.80
Disclosure

SEC source: 0000091142-24-000162 · wk-form4_1723130059.xml · nonDerivative · entry 3

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 15:14 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionCommon Stock 5,710 $31.67 $180,835.70
Disclosure

SEC source: 0000091142-24-000162 · wk-form4_1723130059.xml · nonDerivative · entry 2

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 15:14 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionCommon Stock 5,240 $30.77 $161,208.60
Disclosure

SEC source: 0000091142-24-000162 · wk-form4_1723130059.xml · nonDerivative · entry 1

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 19:17 UTC
STERN JAMES FExec VP, General Counsel & Sec
GiftCommon Stock 6,680 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000157 · wk-form4_1722453424.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,434

F1 · price: Bona fide gift.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 16:06 UTC GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000155 · wk-form4_1722441970.xml · nonDerivative · entry 2

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Gift

Read SEC document
July 30, 2024 Filed Jul 31, 2024 16:06 UTC SaleCommon Stock 3,631 $85.67 $311,071.40
Disclosure

SEC source: 0000091142-24-000155 · wk-form4_1722441970.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
July 25, 2024 Filed Jul 26, 2024 17:02 UTC
Wheeler Kevin J.Chairman and CEO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 19,220 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000091142-24-000153 · wk-form4_1722013327.xml · derivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,220 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.