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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2022 Filed Feb 10, 2022 12:53 UTC
Mackin James PPresident & CEO
Exercise / conversionStockOption(RightTo Buy) · Derivative 10,638 $11.00 Strike: $11.00 $117,018.00
Disclosure

SEC source: 0000784199-22-000018 · certent-form4.xml · derivative · entry 3

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,277

Underlying: Common Stock · 10,638 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

Read SEC document
February 08, 2022 Filed Feb 10, 2022 12:53 UTC
Mackin James PPresident & CEO
SaleCommon Stock 10,638 $17.75 $188,771.31
Disclosure

SEC source: 0000784199-22-000018 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,178

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021

F2 · price: Reflects weighted average price. Range of prices were between $17.4 to $17.89. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 12:53 UTC
Mackin James PPresident & CEO
Exercise / conversionCommon Stock 10,638 $11.00 $117,018.00
Disclosure

SEC source: 0000784199-22-000018 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:38 UTC
Mackin James PPresident & CEO
Exercise / conversionStockOption(Right To Buy) · Derivative 10,638 $11.00 Strike: $11.00 $117,018.00
Disclosure

SEC source: 0000784199-22-000016 · certent-form4.xml · derivative · entry 3

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Common Stock · 10,638 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:38 UTC
Mackin James PPresident & CEO
SaleCommon Stock 10,638 $17.30 $184,052.29
Disclosure

SEC source: 0000784199-22-000016 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,178

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021

F2 · price: Reflects weighted average price. Range of prices were between $16.90 to $17.51. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:38 UTC
Mackin James PPresident & CEO
Exercise / conversionCommon Stock 10,638 $11.00 $117,018.00
Disclosure

SEC source: 0000784199-22-000016 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021

Read SEC document
December 31, 2021 Filed Feb 11, 2022 00:49 UTC GrantCommon Stock 225 $17.30 $3,891.94
Disclosure

SEC source: 0000784199-22-000028 · certent-form5.xml · nonDerivative · entry 2

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,527

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
December 31, 2021 Filed Feb 11, 2022 00:47 UTC
Maier Dennis BVice President, Operations
GrantCommon Stock 167 $17.30 $2,888.68
Disclosure

SEC source: 0000784199-22-000026 · certent-form5.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,989

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
December 31, 2021 Filed Feb 11, 2022 00:45 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 318 $17.30 $5,500.61
Disclosure

SEC source: 0000784199-22-000022 · certent-form5.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,557

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
December 27, 2021 Filed Feb 11, 2022 00:46 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GiftCommon Stock 17,560 $20.82 $365,599.20
Disclosure

SEC source: 0000784199-22-000024 · certent-form5.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,125

F1 · shares: 17,560 shares were gifted by the reporting person.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:13 UTC
Horton AmyVP, Chief Accounting Officer
GiftCommon Stock 1,500 $18.82 $28,230.00
Disclosure

SEC source: 0000784199-21-000217 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,282

F2 · price: 1,500 shares were gifted by the reporting person to a charity.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:13 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 2,500 $18.57 $46,422.00
Disclosure

SEC source: 0000784199-21-000217 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,782

F1 · price: Reflects weighted average price. Range of prices were between $18.42 to $18.62. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:40 UTC PurchaseCommon Stock 15,000 $17.36 $260,400.00
Disclosure

SEC source: 0000784199-21-000213 · certent-form4.xml · nonDerivative · entry 2

SEMEDO ANTHONY B. · CIK 0001886324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,992

F2 · shares: Reflects open market purchase by reporting person.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:40 UTC GrantCommon Stock 4,992 $17.36 $86,661.12
Disclosure

SEC source: 0000784199-21-000213 · certent-form4.xml · nonDerivative · entry 1

SEMEDO ANTHONY B. · CIK 0001886324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,992

F1 · shares: Represents shares of restricted stock that cliff vest on November 29, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:14 UTC
Davis John ESenior VP, Global Sales
PurchaseCommon Stock 600 $17.33 $10,398.00
Disclosure

SEC source: 0000784199-21-000215 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,499

F1 · shares: Reflects open market purchase by reporting person.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 20:30 UTC Disposition to issuerCommon Stock 214 $21.21 $4,538.94
Disclosure

SEC source: 0000784199-21-000209 · certent-form4.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,108

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 20:14 UTC
Holloway Jean FSVP, General Counsel
SaleCommon Stock 663 $26.49 $17,565.92
Disclosure

SEC source: 0000784199-21-000196 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,567

F1 · price: Reflects weighted average price. Range of prices were between $26.46 to $26.506. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 21:11 UTC GiftCommon Stock 3,645 $0.00 $0.00
Disclosure

SEC source: 0000784199-21-000194 · certent-form4.xml · nonDerivative · entry 2

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned indirectly by Spouse in a Revocable Trust

Disclosed balance after: 46,342

Read SEC document
August 30, 2021 Filed Aug 31, 2021 21:11 UTC GiftCommon Stock 3,645 $0.00 $0.00
Disclosure

SEC source: 0000784199-21-000194 · certent-form4.xml · nonDerivative · entry 1

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,768

F1 · shares: 3,645 shares were gifted by the reporting person to a trust for the benefit of his spouse for no consideration.

Read SEC document
August 25, 2021 Filed Aug 26, 2021 20:13 UTC SaleCommon Stock 5,667 $25.63 $145,265.61
Disclosure

SEC source: 0000784199-21-000192 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,768

F1 · price: Reflects weighted average price. Range of prices were between $25.625 to $25.69. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 21:15 UTC
Maier Dennis BVice President, Operations
SaleCommon Stock 2,715 $25.64 $69,613.14
Disclosure

SEC source: 0000784199-21-000190 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,677

F1 · price: Reflects weighted average price. Range of prices were between $25.64 to $25.69. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 30, 2021 Filed Feb 11, 2022 00:49 UTC GrantCommon Stock 194 $20.07 $3,893.29
Disclosure

SEC source: 0000784199-22-000028 · certent-form5.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,302

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
June 30, 2021 Filed Feb 11, 2022 00:47 UTC
Maier Dennis BVice President, Operations
GrantCommon Stock 145 $20.07 $2,909.93
Disclosure

SEC source: 0000784199-22-000026 · certent-form5.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,822

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
June 30, 2021 Filed Feb 11, 2022 00:45 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 672 $20.07 $13,486.03
Disclosure

SEC source: 0000784199-22-000022 · certent-form5.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,239

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
June 30, 2021 Filed Feb 11, 2022 00:43 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 1,058 $20.07 $21,232.47
Disclosure

SEC source: 0000784199-22-000020 · certent-form5.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,557

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:28 UTC GrantCommon Stock 4,423 $29.39 $129,991.97
Disclosure

SEC source: 0000784199-21-000179 · certent-form4.xml · nonDerivative · entry 1

Salveson Jon W · CIK 0001372026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,639

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:26 UTC GrantCommon Stock 4,423 $29.39 $129,991.97
Disclosure

SEC source: 0000784199-21-000176 · certent-form4.xml · nonDerivative · entry 1

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,413

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:25 UTC GrantCommon Stock 4,423 $29.39 $129,991.97
Disclosure

SEC source: 0000784199-21-000173 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,435

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:23 UTC GrantCommon Stock 4,423 $29.39 $129,991.97
Disclosure

SEC source: 0000784199-21-000171 · certent-form4.xml · nonDerivative · entry 1

Burbank Jeffrey H · CIK 0001341411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,595

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:22 UTC GrantCommon Stock 4,423 $29.39 $129,991.97
Disclosure

SEC source: 0000784199-21-000169 · certent-form4.xml · nonDerivative · entry 1

Bullock James · CIK 0001172340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,446

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:21 UTC GrantCommon Stock 4,423 $29.39 $129,991.97
Disclosure

SEC source: 0000784199-21-000167 · certent-form4.xml · nonDerivative · entry 1

Borgstrom Marna P · CIK 0001744267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,887

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:20 UTC GrantCommon Stock 4,423 $29.39 $129,991.97
Disclosure

SEC source: 0000784199-21-000165 · certent-form4.xml · nonDerivative · entry 1

BEVEVINO DANIEL J · CIK 0001186458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,860

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:18 UTC GrantCommon Stock 4,423 $29.39 $129,991.97
Disclosure

SEC source: 0000784199-21-000163 · certent-form4.xml · nonDerivative · entry 1

ACKERMAN THOMAS F · CIK 0001141720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,695

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2022, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionStock Options (Right To buy) · Derivative 5,402 $26.24 Strike: $26.24 $141,748.48
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · derivative · entry 5

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,402 shares

Expires 2027-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2021

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 5,402 $26.24 $141,748.48
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC
Davis John ESenior VP, Global Sales
SaleCommon Stock 6,457 $29.65 $191,470.07
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,899

F3 · price: Reflects weighted average price. Range of prices were between $29.44 to $30.135. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC
Davis John ESenior VP, Global Sales
SaleCommon Stock 880 $29.70 $26,135.03
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,356

F2 · price: Reflects weighted average price. Range of prices were between $29.47 to $30.04. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC
Davis John ESenior VP, Global Sales
SaleCommon Stock 5,402 $29.67 $160,274.64
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,236

F1 · price: Reflects weighted average price. Range of prices were between $29.47 to $30.14. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:55 UTC SaleCommon Stock 5,783 $29.55 $170,888.23
Disclosure

SEC source: 0000784199-21-000156 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,012

F1 · price: Reflects weighted average price. Range of prices were between $29.44 to $29.77. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2021 Filed May 10, 2021 12:29 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon Stock · Derivative 5,731 $11.00 Strike: $11.00 $63,041.00
Disclosure

SEC source: 0000784199-21-000135 · certent-form4.xml · derivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,731 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

Read SEC document
May 06, 2021 Filed May 10, 2021 12:29 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 5,731 $30.00 $171,930.00
Disclosure

SEC source: 0000784199-21-000135 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,282

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

F2 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
May 06, 2021 Filed May 10, 2021 12:29 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon Stock 5,731 $11.00 $63,041.00
Disclosure

SEC source: 0000784199-21-000135 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

Read SEC document
May 06, 2021 Filed May 10, 2021 12:28 UTC
Holloway Jean FSVP, General Counsel
Exercise / conversionCommon Stock · Derivative 6,618 $10.24 Strike: $10.24 $67,768.32
Disclosure

SEC source: 0000784199-21-000133 · certent-form4.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,618 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017

Read SEC document
May 06, 2021 Filed May 10, 2021 12:28 UTC
Holloway Jean FSVP, General Counsel
SaleCommon Stock 6,618 $30.50 $201,849.00
Disclosure

SEC source: 0000784199-21-000133 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,230

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adoped byt the reporting person on Feb 19, 2021

F2 · price: Reflects the price of $30.5 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

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May 06, 2021 Filed May 10, 2021 12:28 UTC
Holloway Jean FSVP, General Counsel
Exercise / conversionCommon Stock 6,618 $10.24 $67,768.32
Disclosure

SEC source: 0000784199-21-000133 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adoped byt the reporting person on Feb 19, 2021

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May 05, 2021 Filed May 7, 2021 20:18 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock · Derivative 27,242 $11.00 Strike: $11.00 $299,662.00
Disclosure

SEC source: 0000784199-21-000131 · certent-form4.xml · derivative · entry 4

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,242 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

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May 05, 2021 Filed May 7, 2021 20:18 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
SaleCommon Stock 27,242 $30.00 $817,260.00
Disclosure

SEC source: 0000784199-21-000131 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,685

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

F2 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
May 05, 2021 Filed May 7, 2021 20:18 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 27,242 $11.00 $299,662.00
Disclosure

SEC source: 0000784199-21-000131 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

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May 05, 2021 Filed May 7, 2021 20:17 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon Stock · Derivative 5,186 $11.00 Strike: $11.00 $57,046.00
Disclosure

SEC source: 0000784199-21-000129 · certent-form4.xml · derivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,186 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

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May 05, 2021 Filed May 7, 2021 20:17 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 5,186 $30.00 $155,580.00
Disclosure

SEC source: 0000784199-21-000129 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,282

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

F2 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.