AOMD

SEC source: 0001766478-23-000085 · wk-form4_1684533397.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,404

F1 · balance_after: Includes the current grant of 10,178 shares of unvested restricted stock that vest on May 17, 2024, subject to the reporting person's continued service to the Issuer through the applicable vesting date, 16,000 shares held in the reporting person's individual retirement account, and 10,226 shares held as tenant-in-common with the reporting person's spouse.

SEC source: 0001766478-23-000081 · wk-form4_1684533176.xml · nonDerivative · entry 1

Parsons Landon · CIK 0001866762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,559

F1 · balance_after: Includes the current grant of 10,178 shares of unvested restricted stock that vest on May 17, 2024 subject to Mr. Parsons' continued service to us through the applicable vesting date. The remainder of shares are held as tenant-in-common with Mr. Parson's spouse.

SEC source: 0001766478-22-000142 · wf-form4_167027432800296.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,226

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.19 to $6.25, inclusive. The reporting person undertakes to provide to Angel Oak Mortgage, Inc., any security holder of Angel Oak Mortgage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this form.

F2 · balance_after: Includes 6,015 shares of unvested restricted stock that vest on May 18, 2023, subject to the reporting person's continued service to the Issuer through the applicable vesting date; 16,000 shares held in the reporting person's individual retirement account (inclusive of the current purchase); and 4,211 shares held as tenant-in-common with the reporting person's spouse.

SEC source: 0001766478-22-000138 · wf-form4_166984796884267.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,226

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.32 to $7.35, inclusive. The reporting person undertakes to provide to Angel Oak Mortgage, Inc., any security holder of Angel Oak Mortgage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this form.

F2 · balance_after: Includes 6,015 shares of unvested restricted stock that vest on May 18, 2023 subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001766478-22-000140 · wf-form4_166993054426393.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,814

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.85 to $6.95, inclusive. The reporting person undertakes to provide to Angel Oak Mortgage, Inc., any security holder of Angel Oak Mortgage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this form.

F2 · balance_after: Includes: 65,789 shares of unvested restricted stock that vest in equal installments on June 21, 2023 and June 21, 2024; 6,693 shares of unvested restricted stock which vest in two equal annual installments commencing March 11, 2023; and 10,937 shares of unvested restricted stock which vest in four equal annual installments commencing July 1, 2023, all subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

F3 · balance_after: Shares presented are inclusive of 15,395 shares vested from 2021 Angel Oak Mortgage, Inc. Employee Incentive Plan held in a joint account with the reporting person's spouse.

SEC source: 0001766478-22-000075 · wf-form4_165714307285499.xml · nonDerivative · entry 1

Black Dory · CIK 0001724056 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,152

F1 · shares: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes 38,597 shares of unvested restricted stock that vest in equal installments on June 21, 2023 and June 21, 2024, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

SEC source: 0001766478-22-000077 · wf-form4_165714321650714.xml · nonDerivative · entry 1

Williams Robert Joab · CIK 0001574640 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,726

F1 · shares: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes 131,578 shares of unvested restricted stock which vest in equal installments on June 21, 2023 and June 21, 2024, subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

SEC source: 0001766478-22-000076 · wf-form4_165714313900300.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,814

F1 · shares: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes: 65,789 shares of unvested restricted stock that vest in equal installments on June 21, 2023 and June 21, 2024; and 6,693 shares of unvested restricted stock which vest in two equal annual installments commencing March 11, 2023, all subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

SEC source: 0000902664-22-003077 · ownership.xml · nonDerivative · entry 4

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner

Xylem Finance LLC · CIK 0001868381 · 10% owner

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,389,791

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Eric P. Epstein, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons and Zachary E. Gozali. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

SEC source: 0000902664-22-003077 · ownership.xml · nonDerivative · entry 3

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner

Xylem Finance LLC · CIK 0001868381 · 10% owner

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,356,030

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Eric P. Epstein, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons and Zachary E. Gozali. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

SEC source: 0000902664-22-003077 · ownership.xml · nonDerivative · entry 2

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner

Xylem Finance LLC · CIK 0001868381 · 10% owner

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,341,030

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Eric P. Epstein, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons and Zachary E. Gozali. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

SEC source: 0000902664-22-003077 · ownership.xml · nonDerivative · entry 1

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner

Xylem Finance LLC · CIK 0001868381 · 10% owner

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,344,770

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Eric P. Epstein, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons and Zachary E. Gozali. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

SEC source: 0001766478-22-000068 · wf-form4_165308100921393.xml · nonDerivative · entry 2

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,226

F1 · balance_after: Includes: the current grant of 6,015 shares of unvested restricted stock that vest on May 18, 2023, and 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

SEC source: 0001766478-22-000061 · wf-form4_165297510358126.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,877

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.29 to $13.49, inclusive. The reporting person undertakes to provide to Angel Oak Mortgage, Inc., any security holder of Angel Oak Mortgage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this form.

F2 · balance_after: Includes: 98,684 shares of unvested restricted stock that vest in three equal annual installments beginning on June 21, 2022, and 6,693 shares of unvested restricted stock which vest in two equal annual installments commencing March 11, 2023, all subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

SEC source: 0001766478-22-000067 · wf-form4_165308091013795.xml · nonDerivative · entry 1

Jurinich Christine · CIK 0001436736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,777

F1 · balance_after: Includes the current grant of 6,015 shares of unvested restricted stock that vest on May 18, 2023 and 6,842 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

SEC source: 0001766478-22-000071 · wf-form4_165308122291895.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,426

F1 · balance_after: Includes the current grant of 6,015 shares of unvested restricted stock that vest on May 18, 2023 and 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

SEC source: 0001766478-22-000069 · wf-form4_165308107809411.xml · nonDerivative · entry 1

JONES CRAIG B · CIK 0001231793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,857

F1 · balance_after: Includes the current grant of 6,015 shares of unvested restricted stock that vest on May 18, 2023 and 6,842 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

SEC source: 0001766478-22-000068 · wf-form4_165308100921393.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,226

F1 · balance_after: Includes: the current grant of 6,015 shares of unvested restricted stock that vest on May 18, 2023, and 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

SEC source: 0001766478-22-000070 · wf-form4_165308114664183.xml · nonDerivative · entry 1

Parsons Landon · CIK 0001866762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,381

F1 · balance_after: Includes the current grant of 6,015 shares of unvested restricted stock that vest on May 18, 2023, and 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

SEC source: 0001766478-22-000040 · wf-form4_164908404144737.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,211

F1 · balance_after: Includes 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-22-000035 · wf-form4_164873598819749.xml · nonDerivative · entry 5

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,411

F1 · balance_after: Includes 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-22-000035 · wf-form4_164873598819749.xml · nonDerivative · entry 4

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,611

F1 · balance_after: Includes 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-22-000035 · wf-form4_164873598819749.xml · nonDerivative · entry 3

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,511

F1 · balance_after: Includes 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-22-000035 · wf-form4_164873598819749.xml · nonDerivative · entry 2

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,211

F1 · balance_after: Includes 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-22-000035 · wf-form4_164873598819749.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

F1 · balance_after: Includes 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-22-000024 · wf-form4_164726970810156.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,977

F1 · shares: These shares of restricted stock vest in two equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001766478-22-000026 · wf-form4_164727005407077.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211

F1 · shares: These shares of restricted stock vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001866462-22-000001 · primary_doc.xml · nonDerivative · entry 1

VPIP AO MF LLC · CIK 0001866462 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was a disposition effected by a distribution of all the shares of Common Stock held by VPIP AO MF LLC to the holders of interests in Vivaldi Private Investment Platform LLC - Class RE002.

F1 · price: This transaction was a disposition effected by a distribution of all the shares of Common Stock held by VPIP AO MF LLC to the holders of interests in Vivaldi Private Investment Platform LLC - Class RE002.

SEC source: 0001766478-21-000042 · wf-form4_163822259834202.xml · nonDerivative · entry 5

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,284

F1 · balance_after: Includes 98,684 shares of unvested restricted stock that vest in three equal annual installments beginning on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting dates.

SEC source: 0001766478-21-000042 · wf-form4_163822259834202.xml · nonDerivative · entry 4

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,234

F1 · balance_after: Includes 98,684 shares of unvested restricted stock that vest in three equal annual installments beginning on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting dates.

SEC source: 0001766478-21-000042 · wf-form4_163822259834202.xml · nonDerivative · entry 3

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,209

F1 · balance_after: Includes 98,684 shares of unvested restricted stock that vest in three equal annual installments beginning on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting dates.

SEC source: 0001766478-21-000042 · wf-form4_163822259834202.xml · nonDerivative · entry 2

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,934

F1 · balance_after: Includes 98,684 shares of unvested restricted stock that vest in three equal annual installments beginning on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting dates.

SEC source: 0001766478-21-000042 · wf-form4_163822259834202.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,884

F1 · balance_after: Includes 98,684 shares of unvested restricted stock that vest in three equal annual installments beginning on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting dates.

SEC source: 0001766478-21-000037 · wf-form4_163701498795161.xml · nonDerivative · entry 1

Davis Nancy R · CIK 0001866711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Due to the reporting person's resignation, the reporting person forfeited 4,211 shares of unvested restricted stock that were to vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-21-000027 · wf-form4_163335371650043.xml · nonDerivative · entry 1

Parsons Landon · CIK 0001866762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

F1 · shares: Shares granted on September 30, 2021 are in lieu of cash compensation for service as a member of the Issuer's Board of Directors.

F2 · balance_after: Includes 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-21-000023 · wf-form4_163225953842118.xml · nonDerivative · entry 1

Jurinich Christine · CIK 0001436736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762

F1 · balance_after: Includes 6,842 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001766478-21-000021 · wf-form4_163054592334755.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

F1 · balance_after: Includes 4,211 shares of unvested restricted stock that vest on June 21, 2022, subject to the reporting person's continued service to the Issuer through the vesting date of June 21, 2022.

SEC source: 0001436736-21-000004 · wf-form4_162456852319671.xml · nonDerivative · entry 1

Jurinich Christine · CIK 0001436736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,762

SEC source: 0001567619-21-012529 · doc1.xml · nonDerivative · entry 2

Black Dory · CIK 0001724056 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,695

SEC source: 0001567619-21-012529 · doc1.xml · nonDerivative · entry 1

Black Dory · CIK 0001724056 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,895

F1 · shares: These shares of restricted stock vest in three equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001567619-21-012531 · doc1.xml · nonDerivative · entry 5

Fierman Michael · CIK 0001724044 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,521

SEC source: 0001567619-21-012531 · doc1.xml · nonDerivative · entry 4

Fierman Michael · CIK 0001724044 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,521

F4 · kind: These shares of restricted stock vest in three equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001567619-21-012531 · doc1.xml · nonDerivative · entry 2

Fierman Michael · CIK 0001724044 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Angel Oak Mortgage Fund, LP

Disclosed balance after: 0

F2 · kind: In connection with the completion of Issuer's initial public offering, as part of the Issuer's formation transactions: (a) the Issuer declared a stock dividend that resulted in the issuance of 15,723,050 shares of common stock to Angel Oak Mortgage Fund, L.P.; (b) Angel Oak Mortgage Fund, L.P. distributed the 15,724,050 shares of common stock it owned to its partners pursuant to the terms of its limited partnership agreement; and (c) Angel Oak Mortgage Fund, L.P. was terminated.

F1 · ownership.direct: The reporting person is one of two members of Falcons I, LLC, the general partner of Angel Oak Mortgage Fund, L.P. and, accordingly, may be deemed to be the beneficial owner of the shares held by Angel Oak Mortgage Fund, L.P. The reporting person disclaims beneficial ownership of the shares of common stock held by Angel Oak Mortgage Fund, L.P., except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The reporting person is one of two members of Falcons I, LLC, the general partner of Angel Oak Mortgage Fund, L.P. and, accordingly, may be deemed to be the beneficial owner of the shares held by Angel Oak Mortgage Fund, L.P. The reporting person disclaims beneficial ownership of the shares of common stock held by Angel Oak Mortgage Fund, L.P., except to the extent of his pecuniary interest therein.

SEC source: 0001567619-21-012531 · doc1.xml · nonDerivative · entry 1

Fierman Michael · CIK 0001724044 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Angel Oak Mortgage Fund, LP

Disclosed balance after: 15,724,050

F2 · kind: In connection with the completion of Issuer's initial public offering, as part of the Issuer's formation transactions: (a) the Issuer declared a stock dividend that resulted in the issuance of 15,723,050 shares of common stock to Angel Oak Mortgage Fund, L.P.; (b) Angel Oak Mortgage Fund, L.P. distributed the 15,724,050 shares of common stock it owned to its partners pursuant to the terms of its limited partnership agreement; and (c) Angel Oak Mortgage Fund, L.P. was terminated.

F1 · ownership.direct: The reporting person is one of two members of Falcons I, LLC, the general partner of Angel Oak Mortgage Fund, L.P. and, accordingly, may be deemed to be the beneficial owner of the shares held by Angel Oak Mortgage Fund, L.P. The reporting person disclaims beneficial ownership of the shares of common stock held by Angel Oak Mortgage Fund, L.P., except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The reporting person is one of two members of Falcons I, LLC, the general partner of Angel Oak Mortgage Fund, L.P. and, accordingly, may be deemed to be the beneficial owner of the shares held by Angel Oak Mortgage Fund, L.P. The reporting person disclaims beneficial ownership of the shares of common stock held by Angel Oak Mortgage Fund, L.P., except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-025640 · doc4.xml · nonDerivative · entry 1

NHTV Atlanta Holdings LP · CIK 0001867491 · 10% owner

Cummings Edward McLean · CIK 0001866714 · Director · 10% owner

MS Tactical Value Fund GP Inc. · CIK 0001867460 · 10% owner

MS Tactical Value Fund GP LP · CIK 0001867453 · 10% owner

North Haven Tactical Value Fund LP · CIK 0001716898 · 10% owner

Project Atlanta GP LLC · CIK 0001867447 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,172,061

F1 · kind: Reflects shares of the Issuer's common stock that NHTV Atlanta Holdings LP, in its capacity as a limited partner in Angel Oak Mortgage Fund, received immediately prior to the completion of the Issuer's initial public offering in a distribution by Angel Oak Mortgage Fund pursuant to the terms of the limited partnership agreement of Angel Oak Mortgage Fund.

F2 · price: The number of shares to which the Reporting Persons were entitled to receive was calculated pursuant to the terms of the limited partnership agreement of Angel Oak Mortgage Fund.

F3 · ownership.direct: Project Atlanta GP LLC is the general partner NHTV Atlanta Holdings LP. North Haven Tactical Value Fund LP is the sole member of Project Atlanta GP LLC. MS Tactical Value Fund GP LP is the general partner of North Haven Tactical Value Fund LP. MS Tactical Value Fund GP, Inc., which is managed by its three member board of directors, controls each of MS Tactical Value Fund GP LP, North Haven Tactical Value Fund LP, Project Atlanta GP LLC and NHTV Atlanta Holdings LP (together, the "NHTV Entities"). Edward Cummings, a member of the Issuer's board of directors and the board of directors of MS Tactical Value Fund GP, Inc., exercises voting and investment control over the securities held by the NHTV Entities. Mr. Cummings disclaims beneficial ownership of the securities reported herein.

SEC source: 0001567619-21-012525 · doc1.xml · nonDerivative · entry 2

Jurinich Christine · CIK 0001436736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,412

SEC source: 0001567619-21-012525 · doc1.xml · nonDerivative · entry 1

Jurinich Christine · CIK 0001436736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,842

F1 · shares: These shares of restricted stock vest on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001567619-21-012521 · doc1.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211

F1 · shares: These shares of restricted stock vest on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001567619-21-012523 · doc1.xml · nonDerivative · entry 1

JONES CRAIG B · CIK 0001231793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,842

F1 · shares: These shares of restricted stock vest on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001567619-21-012526 · doc1.xml · nonDerivative · entry 1

Williams Robert Joab · CIK 0001574640 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,367

F1 · shares: These shares of restricted stock vest in three equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.