ANY

SEC source: 0001591956-18-000022 · edgardoc.xml · nonDerivative · entry 2

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000026 · edgardoc.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,066

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)4,266 which vest in two equal monthly installments beginning 6-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)4,266 which vest in two equal monthly installments beginning 6-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000026 · edgardoc.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000027 · edgardoc.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,267

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 4,266 which vest in two equal monthly installments beginning 6-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 4,266 which vest in two equal monthly installments beginning 6-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000027 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000023 · edgardoc.xml · nonDerivative · entry 1

Mahadevan Vivekanand · CIK 0001558611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,481

SEC source: 0001591956-18-000024 · edgardoc.xml · nonDerivative · entry 1

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,348

SEC source: 0001591956-18-000022 · edgardoc.xml · nonDerivative · entry 1

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,348

SEC source: 0001382963-18-000077 · edgar.xml · nonDerivative · entry 2

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,705,519

F6 · kind: Common Shares reported herein were acquired in consideration for the third installment payment of $183,750 owed by the Issuer to FBC, as previously reported, for FBC, among other things, extending the maturity date of the Debenture.

F2 · balance_after: The Common Shares are directly owned by FBC.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001382963-18-000077 · edgar.xml · nonDerivative · entry 1

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,358,821

F1 · kind: Shares of Issuer common stock ("Common Shares") reported herein were acquired in lieu of Interest owed to FBC Holdings S.a r.l. ("FBC") by the Issuer under that certain 8% Senior Secured Convertible Debenture by and among FBC, the Issuer and certain subsidiaries and guarantors of the Issuer (the "Debenture").

F2 · balance_after: The Common Shares are directly owned by FBC.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001382963-18-000073 · edgar.xml · nonDerivative · entry 3

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,216,976

F7 · kind: Common Shares reported herein were acquired in consideration for the second installment payment of $183,750 owed by the Issuer to FBC, as previously reported, for FBC, among other things, extending the maturity date of the Debenture.

F2 · balance_after: The Common Shares are directly owned by FBC.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC , Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001382963-18-000073 · edgar.xml · nonDerivative · entry 2

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 991,516

F6 · kind: Common Shares reported herein were acquired in consideration for the first installment payment of $183,750 owed by the Issuer to FBC, as previously reported, for FBC, among other things, extending the maturity date of the Debenture.

F2 · balance_after: The Common Shares are directly owned by FBC.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC , Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001382963-18-000073 · edgar.xml · nonDerivative · entry 1

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 860,360

F1 · kind: Shares of Issuer common stock ("Common Shares") reported herein were acquired in lieu of Interest owed to FBC Holdings S.a r.l. ("FBC") by the Issuer under that certain 8% Senior Secured Convertible Debenture by and among FBC, the Issuer and certain subsidiaries and guarantors of the Issuer (the "Debenture").

F2 · balance_after: The Common Shares are directly owned by FBC.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC , Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001591956-18-000019 · edgardoc.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001591956-18-000020 · edgardoc.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,703

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000019 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000020 · edgardoc.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,199

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)6,399 which vest in three equal monthly installments beginning 5-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)6,399 which vest in three equal monthly installments beginning 5-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000020 · edgardoc.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000019 · edgardoc.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,400

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 6,399 which vest in three equal monthly installments beginning 5-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 6,399 which vest in three equal monthly installments beginning 5-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000019 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000018 · edgardoc.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001591956-18-000018 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000018 · edgardoc.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,533

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 8,532 which vest in four equal monthly installments beginning 4-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 8,532 which vest in four equal monthly installments beginning 4-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000018 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001382963-18-000067 · edgar.xml · nonDerivative · entry 1

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 754,940

F1 · kind: Shares of Issuer common stock ("Common Shares") reported herein were acquired in lieu of Interest owed to FBC Holdings S.a r.l. ("FBC") by the Issuer under that certain 8% Senior Secured Convertible Debenture by and among FBC, the Issuer and certain subsidiaries and guarantors of the Issuer.

F2 · balance_after: The Common Shares are directly owned by FBC.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC , Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001591956-18-000016 · edgardoc.xml · nonDerivative · entry 1

Mahadevan Vivekanand · CIK 0001558611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,628

SEC source: 0001591956-18-000017 · edgardoc.xml · nonDerivative · entry 1

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

SEC source: 0001591956-18-000015 · edgardoc.xml · nonDerivative · entry 1

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

SEC source: 0001209191-18-022164 · doc4.xml · derivative · entry 2

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 272,727 shares

Expires 2022-03-24

F1 · derivative.exercise_price: On March 16, 2018, the Issuer canceled a warrant that was granted to MF Ventures, LLC on March 24, 2017 covering 272,727 common shares, which was not exercisable at the time of cancellation. In exchange for such cancellation, MF Ventures, LLC received 299,999 common shares of the issuer.

F1 · kind: On March 16, 2018, the Issuer canceled a warrant that was granted to MF Ventures, LLC on March 24, 2017 covering 272,727 common shares, which was not exercisable at the time of cancellation. In exchange for such cancellation, MF Ventures, LLC received 299,999 common shares of the issuer.

F1 · price: On March 16, 2018, the Issuer canceled a warrant that was granted to MF Ventures, LLC on March 24, 2017 covering 272,727 common shares, which was not exercisable at the time of cancellation. In exchange for such cancellation, MF Ventures, LLC received 299,999 common shares of the issuer.

F3 · derivative.exercise_date: The warrant was exercisable from March 24, 2017, the date it was issued; provided, however, the exercise of such warrant is limited by a blocker provision, which provides that the warrant is not exercisable to the extent that common shares issuable upon the exercise of the warrant would result in a beneficial ownership of the reporting person above 4.99% of the issuer's outstanding common shares.

SEC source: 0001209191-18-022164 · doc4.xml · nonDerivative · entry 1

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994,569

F1 · kind: On March 16, 2018, the Issuer canceled a warrant that was granted to MF Ventures, LLC on March 24, 2017 covering 272,727 common shares, which was not exercisable at the time of cancellation. In exchange for such cancellation, MF Ventures, LLC received 299,999 common shares of the issuer.

F1 · shares: On March 16, 2018, the Issuer canceled a warrant that was granted to MF Ventures, LLC on March 24, 2017 covering 272,727 common shares, which was not exercisable at the time of cancellation. In exchange for such cancellation, MF Ventures, LLC received 299,999 common shares of the issuer.

F1 · price: On March 16, 2018, the Issuer canceled a warrant that was granted to MF Ventures, LLC on March 24, 2017 covering 272,727 common shares, which was not exercisable at the time of cancellation. In exchange for such cancellation, MF Ventures, LLC received 299,999 common shares of the issuer.

F2 · balance_after: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over, and share indirect pecuniary interest in,1,994,569 shares held directly by MF Ventures, LLC.

SEC source: 0001591956-18-000010 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001591956-18-000008 · edgardoc.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,346

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000009 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000008 · edgardoc.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,332

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)8,532 which vest in four equal monthly installments beginning 4-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)8,532 which vest in four equal monthly installments beginning 4-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000008 · edgardoc.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000009 · edgardoc.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,866

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 8,532 which vest in four equal monthly installments beginning 4-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 8,532 which vest in four equal monthly installments beginning 4-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000009 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001382963-18-000042 · edgar.xml · nonDerivative · entry 3

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

CRESCENT 1 LP · CIK 0001436902 · 10% owner

Cyrus Select Opportunities Master Fund, Ltd. · CIK 0001569790 · 10% owner

CRS Master Fund, L.P. · CIK 0001569793 · 10% owner

Cyrus Opportunities Master Fund II, Ltd. · CIK 0001328640 · 10% owner

Cyrus Capital Advisors, L.L.C. · CIK 0001570401 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 409,981

F1 · shares: The shares of common stock ("Common Shares") sold were owned directly by FBC.

F8 · balance_after: The Common Shares are owned directly by FBC.

F4 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC , Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), Cyrus Opportunities, CRS , Crescent , Cyrus Select , Cyrus Capital Advisors, L.L.C. ("Cyrus Advisors") and Stephen C. Freidham (each of Cyrus, FBC, Cyrus GP, Cyrus Opportunities, CRS, Crescent, Cyrus Select, Cyrus Advisors and Mr. Freidheim, collectively the "Reporting Persons"). FBC, a wholly owned subsidiary of Cyrus Opportunities, CRS, Crescent, Cyrus Select and Cyrus Europe Master Fund, Ltd., each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F5 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Cyrus Advisors is the general partner of Crescent and CRS. Mr. Freidheim is the manager of Cyrus GP and Cyrus GP is the managing member of Cyrus Advisors. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001382963-18-000042 · edgar.xml · nonDerivative · entry 2

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

CRESCENT 1 LP · CIK 0001436902 · 10% owner

Cyrus Select Opportunities Master Fund, Ltd. · CIK 0001569790 · 10% owner

CRS Master Fund, L.P. · CIK 0001569793 · 10% owner

Cyrus Opportunities Master Fund II, Ltd. · CIK 0001328640 · 10% owner

Cyrus Capital Advisors, L.L.C. · CIK 0001570401 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 609,981

F7 · balance_after: Such sales were conducted by the following entities and in the following amounts: Cyrus Opportunities sold 18,934 Common Shares of the Issuer; CRS sold 6,058 Common Shares of the Issuer; Crescent sold 6,961 shares of Common Shares of the Issuer; Cyrus Select sold 3,057 Common Shares of the Issuer; and FBC sold 177,480 Common Shares of the Issuer. Upon completion of these sales, FBC is the direct owner of the remaining 609,981 Common Shares owned by the Reporting Persons.

F4 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC , Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), Cyrus Opportunities, CRS , Crescent , Cyrus Select , Cyrus Capital Advisors, L.L.C. ("Cyrus Advisors") and Stephen C. Freidham (each of Cyrus, FBC, Cyrus GP, Cyrus Opportunities, CRS, Crescent, Cyrus Select, Cyrus Advisors and Mr. Freidheim, collectively the "Reporting Persons"). FBC, a wholly owned subsidiary of Cyrus Opportunities, CRS, Crescent, Cyrus Select and Cyrus Europe Master Fund, Ltd., each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F5 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Cyrus Advisors is the general partner of Crescent and CRS. Mr. Freidheim is the manager of Cyrus GP and Cyrus GP is the managing member of Cyrus Advisors. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001382963-18-000042 · edgar.xml · nonDerivative · entry 1

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

CRESCENT 1 LP · CIK 0001436902 · 10% owner

Cyrus Select Opportunities Master Fund, Ltd. · CIK 0001569790 · 10% owner

CRS Master Fund, L.P. · CIK 0001569793 · 10% owner

Cyrus Opportunities Master Fund II, Ltd. · CIK 0001328640 · 10% owner

Cyrus Capital Advisors, L.L.C. · CIK 0001570401 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 822,471

F1 · shares: The shares of common stock ("Common Shares") sold were owned directly by FBC.

F2 · price: The price per share reported in Column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging US$2.39560 to US$2.64470. The Reporting Persons undertake to provide full information regarding the number of Common Shares sold at each price to the Commission upon request.

F3 · balance_after: Upon completion of the sale by FBC of 196,725 Common Shares of the Issuer, Cyrus Opportunities Master Fund II, Ltd. ("Cyrus Opportunities") directly owns 18,934 Common Shares of the Issuer; CRS Master Fund, L.P. ("CRS") directly owns 6,058 Common Shares of the Issuer; Crescent I, L.P. ("Crescent") directly owns 6,961 Common Shares of the Issuer; Cyrus Select Opportunities Master Fund, Ltd. ("Cyrus Select") directly owns 3,057 Common Shares of the Issuer; and FBC Holdings S.a r.l. ("FBC) directly owns 787,641 Common Shares of the Issuer.

F4 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC , Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), Cyrus Opportunities, CRS , Crescent , Cyrus Select , Cyrus Capital Advisors, L.L.C. ("Cyrus Advisors") and Stephen C. Freidham (each of Cyrus, FBC, Cyrus GP, Cyrus Opportunities, CRS, Crescent, Cyrus Select, Cyrus Advisors and Mr. Freidheim, collectively the "Reporting Persons"). FBC, a wholly owned subsidiary of Cyrus Opportunities, CRS, Crescent, Cyrus Select and Cyrus Europe Master Fund, Ltd., each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F5 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Cyrus Advisors is the general partner of Crescent and CRS. Mr. Freidheim is the manager of Cyrus GP and Cyrus GP is the managing member of Cyrus Advisors. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001591956-18-000005 · edgardoc.xml · nonDerivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,231

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2017.

SEC source: 0001591956-18-000006 · edgardoc.xml · nonDerivative · entry 3

Kelly Eric · CIK 0001302247 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,984

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2017.

SEC source: 0001591956-18-000005 · edgardoc.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,156

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000006 · edgardoc.xml · nonDerivative · entry 2

Kelly Eric · CIK 0001302247 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,282

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000005 · edgardoc.xml · derivative · entry 4

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,359

Underlying: Common Stock · 3,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000005 · edgardoc.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000006 · edgardoc.xml · derivative · entry 4

Kelly Eric · CIK 0001302247 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,500

Underlying: Common Stock · 2,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The shares under column 9 vest in six bi-annual installments beginning on 6-18-18.

F4 · derivative.expiration_date: The shares under column 9 vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001591956-18-000006 · edgardoc.xml · nonDerivative · entry 1

Kelly Eric · CIK 0001302247 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000004 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001591956-18-000007 · edgardoc.xml · derivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,465

Underlying: Common Stock · 3,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · shares: This report is being filed to amend the Form 4 filed on February 16, 2018 in order to correct the number of shares reported as acquired by the reporting person upon release of vested Restricted Stock Units (RSUs). As of February 14, 2018, the reporting person owned only 24,623 shares of common stock. Corresponding adjustments apply to the number of shares reported as beneficially owned in column 5 of the entries for the sales of shares by the reporting person on February 15, 2018 and February 16, 2018 on the original Form 4 filing. As of February 16, 2018, the reporting person owned only 22,125 shares of common stock. As of February 14, 2018 the reporting person owned 155,465 RSUs.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.