ANY

SEC source: 0001144204-19-027310 · tv522032_4a.xml · nonDerivative · entry 1

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 145,301

F1 · shares: The Common Shares of Sphere 3D Corp. (the "Issuer") were directly owned, and sold, by FBC Holdings S.a r.l. ("FBC").

F2 · price: The price per share reported in Column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging US$2.05 to US$2.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the sole member/manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001209191-19-018535 · doc4.xml · nonDerivative · entry 1

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,321

F1 · price: The range of prices for the shares is from $2.40 to $2.58. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · balance_after: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over, and share indirect pecuniary interest in 189,321 shares held directly by MF Ventures, LLC.

SEC source: 0001209191-19-017760 · doc4.xml · nonDerivative · entry 1

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,715

F1 · price: The range of prices for the shares is from $2.40 to $2.52. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · balance_after: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over, and share indirect pecuniary interest in 213,715 shares held directly by MF Ventures, LLC.

SEC source: 0001209191-19-016995 · doc4.xml · nonDerivative · entry 2

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,567

F2 · price: The range of prices for the shares is from $2.35 to $2.55. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · balance_after: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over, and share indirect pecuniary interest in 223,567 shares held directly by MF Ventures, LLC.

SEC source: 0001209191-19-016995 · doc4.xml · nonDerivative · entry 1

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,567

F1 · price: The range of prices for the shares is from $2.51 to $2.56. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-18-063780 · doc4.xml · nonDerivative · entry 1

MF Ventures, LLC · CIK 0001660397 · 10% owner

MACFARLANE VICTOR B · CIK 0001191852 · 10% owner

MacFarlane Thaderine D. · CIK 0001725789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,567

F1 · shares: All share and per share amounts herein have been adjusted to give effect to the 1-for-8 reverse stock split of the Company completed on November 5, 2018.

F2 · price: The range of prices for the shares of Common Stock is from $3.04 to $3.10. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F1 · balance_after: All share and per share amounts herein have been adjusted to give effect to the 1-for-8 reverse stock split of the Company completed on November 5, 2018.

F3 · balance_after: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over, and share indirect pecuniary interest in 243,567 shares held directly by MF Ventures, LLC.

SEC source: 0001591956-18-000053 · edgardoc.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,402

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000053 · edgardoc.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,066

Underlying: Common Stock · 3,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 vest in four bi-annual installments beginning on 6-18-19.

F3 · derivative.expiration_date: The RSUs reported under column 9 vest in four bi-annual installments beginning on 6-18-19.

SEC source: 0001591956-18-000053 · edgardoc.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0000899243-18-029011 · doc4.xml · derivative · entry 3

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,500,000

Underlying: Series A Preferred Shares · 2,500,000 shares

Expires 2019-11-13

F5 · derivative.exercise_price: On November 13, 2018, simultaneously with entering into the Conversion Agreement, the Issuer entered into a Share Exchange and Buy Out Agreement (the "Exchange Agreement") with FBC, Silicon Valley Technology Partners, Inc. ("SVTP") and MF Ventures, LLC ("MFV"). Under the terms of the Exchange Agreement, (i) the Issuer granted FBC the right to exchange up to 2,500,000 Series A Preferred Shares held by FBC for up to 1,879,699 shares of Series A Preferred Stock of SVTP ("SVTP Shares") held by the Issuer (the "Exchange Right"), with such Exchange Right expiring two years after the date of the Exchange Agreement, and (ii) MFV and SVTP have the right to purchase up to 2,120,301 of the SVTP Shares held by FBC plus (b) either (i) 2,500,000 Series A Preferred Shares held by FBC or (ii) if FBC has exercised its Exchange Right prior to the buy-out date,

F6 · derivative.exercise_price: (Continued from footnote 5) the SVTP Shares that have been exchanged for such Series A Preferred Shares by FBC pursuant to the Exchange Right (the "Buy-out Right"), for the purchase price of an amount equal to 105% of the original issue price for such shares plus all unpaid dividends accrued, with such Buy-out Right expiring within one year after the date of the Exchange Agreement.

F5 · kind: On November 13, 2018, simultaneously with entering into the Conversion Agreement, the Issuer entered into a Share Exchange and Buy Out Agreement (the "Exchange Agreement") with FBC, Silicon Valley Technology Partners, Inc. ("SVTP") and MF Ventures, LLC ("MFV"). Under the terms of the Exchange Agreement, (i) the Issuer granted FBC the right to exchange up to 2,500,000 Series A Preferred Shares held by FBC for up to 1,879,699 shares of Series A Preferred Stock of SVTP ("SVTP Shares") held by the Issuer (the "Exchange Right"), with such Exchange Right expiring two years after the date of the Exchange Agreement, and (ii) MFV and SVTP have the right to purchase up to 2,120,301 of the SVTP Shares held by FBC plus (b) either (i) 2,500,000 Series A Preferred Shares held by FBC or (ii) if FBC has exercised its Exchange Right prior to the buy-out date,

F6 · kind: (Continued from footnote 5) the SVTP Shares that have been exchanged for such Series A Preferred Shares by FBC pursuant to the Exchange Right (the "Buy-out Right"), for the purchase price of an amount equal to 105% of the original issue price for such shares plus all unpaid dividends accrued, with such Buy-out Right expiring within one year after the date of the Exchange Agreement.

F5 · price: On November 13, 2018, simultaneously with entering into the Conversion Agreement, the Issuer entered into a Share Exchange and Buy Out Agreement (the "Exchange Agreement") with FBC, Silicon Valley Technology Partners, Inc. ("SVTP") and MF Ventures, LLC ("MFV"). Under the terms of the Exchange Agreement, (i) the Issuer granted FBC the right to exchange up to 2,500,000 Series A Preferred Shares held by FBC for up to 1,879,699 shares of Series A Preferred Stock of SVTP ("SVTP Shares") held by the Issuer (the "Exchange Right"), with such Exchange Right expiring two years after the date of the Exchange Agreement, and (ii) MFV and SVTP have the right to purchase up to 2,120,301 of the SVTP Shares held by FBC plus (b) either (i) 2,500,000 Series A Preferred Shares held by FBC or (ii) if FBC has exercised its Exchange Right prior to the buy-out date,

F6 · price: (Continued from footnote 5) the SVTP Shares that have been exchanged for such Series A Preferred Shares by FBC pursuant to the Exchange Right (the "Buy-out Right"), for the purchase price of an amount equal to 105% of the original issue price for such shares plus all unpaid dividends accrued, with such Buy-out Right expiring within one year after the date of the Exchange Agreement.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim. FBC is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies. Cyrus is a manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the sole member and manager of Cyrus GP and Chief Investment Officer of Cyrus. Cyrus, Cyrus GP and Mr. Freidheim may be deemed to have a pecuniary interest in a portion of the securities held directly by FBC due to Cyrus' right to receive performance-based allocations.

F4 · ownership.nature: (Continued from footnote 3) Each of Mr. Freidheim, Cyrus GP and Cyrus disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Mr. Freidheim, Cyrus GP or Cyrus is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000899243-18-029011 · doc4.xml · derivative · entry 2

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,500,000

Underlying: Series A Preferred Shares · 2,500,000 shares

Expires 2020-11-13

F5 · derivative.exercise_price: On November 13, 2018, simultaneously with entering into the Conversion Agreement, the Issuer entered into a Share Exchange and Buy Out Agreement (the "Exchange Agreement") with FBC, Silicon Valley Technology Partners, Inc. ("SVTP") and MF Ventures, LLC ("MFV"). Under the terms of the Exchange Agreement, (i) the Issuer granted FBC the right to exchange up to 2,500,000 Series A Preferred Shares held by FBC for up to 1,879,699 shares of Series A Preferred Stock of SVTP ("SVTP Shares") held by the Issuer (the "Exchange Right"), with such Exchange Right expiring two years after the date of the Exchange Agreement, and (ii) MFV and SVTP have the right to purchase up to 2,120,301 of the SVTP Shares held by FBC plus (b) either (i) 2,500,000 Series A Preferred Shares held by FBC or (ii) if FBC has exercised its Exchange Right prior to the buy-out date,

F6 · derivative.exercise_price: (Continued from footnote 5) the SVTP Shares that have been exchanged for such Series A Preferred Shares by FBC pursuant to the Exchange Right (the "Buy-out Right"), for the purchase price of an amount equal to 105% of the original issue price for such shares plus all unpaid dividends accrued, with such Buy-out Right expiring within one year after the date of the Exchange Agreement.

F5 · kind: On November 13, 2018, simultaneously with entering into the Conversion Agreement, the Issuer entered into a Share Exchange and Buy Out Agreement (the "Exchange Agreement") with FBC, Silicon Valley Technology Partners, Inc. ("SVTP") and MF Ventures, LLC ("MFV"). Under the terms of the Exchange Agreement, (i) the Issuer granted FBC the right to exchange up to 2,500,000 Series A Preferred Shares held by FBC for up to 1,879,699 shares of Series A Preferred Stock of SVTP ("SVTP Shares") held by the Issuer (the "Exchange Right"), with such Exchange Right expiring two years after the date of the Exchange Agreement, and (ii) MFV and SVTP have the right to purchase up to 2,120,301 of the SVTP Shares held by FBC plus (b) either (i) 2,500,000 Series A Preferred Shares held by FBC or (ii) if FBC has exercised its Exchange Right prior to the buy-out date,

F6 · kind: (Continued from footnote 5) the SVTP Shares that have been exchanged for such Series A Preferred Shares by FBC pursuant to the Exchange Right (the "Buy-out Right"), for the purchase price of an amount equal to 105% of the original issue price for such shares plus all unpaid dividends accrued, with such Buy-out Right expiring within one year after the date of the Exchange Agreement.

F5 · price: On November 13, 2018, simultaneously with entering into the Conversion Agreement, the Issuer entered into a Share Exchange and Buy Out Agreement (the "Exchange Agreement") with FBC, Silicon Valley Technology Partners, Inc. ("SVTP") and MF Ventures, LLC ("MFV"). Under the terms of the Exchange Agreement, (i) the Issuer granted FBC the right to exchange up to 2,500,000 Series A Preferred Shares held by FBC for up to 1,879,699 shares of Series A Preferred Stock of SVTP ("SVTP Shares") held by the Issuer (the "Exchange Right"), with such Exchange Right expiring two years after the date of the Exchange Agreement, and (ii) MFV and SVTP have the right to purchase up to 2,120,301 of the SVTP Shares held by FBC plus (b) either (i) 2,500,000 Series A Preferred Shares held by FBC or (ii) if FBC has exercised its Exchange Right prior to the buy-out date,

F6 · price: (Continued from footnote 5) the SVTP Shares that have been exchanged for such Series A Preferred Shares by FBC pursuant to the Exchange Right (the "Buy-out Right"), for the purchase price of an amount equal to 105% of the original issue price for such shares plus all unpaid dividends accrued, with such Buy-out Right expiring within one year after the date of the Exchange Agreement.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim. FBC is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies. Cyrus is a manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the sole member and manager of Cyrus GP and Chief Investment Officer of Cyrus. Cyrus, Cyrus GP and Mr. Freidheim may be deemed to have a pecuniary interest in a portion of the securities held directly by FBC due to Cyrus' right to receive performance-based allocations.

F4 · ownership.nature: (Continued from footnote 3) Each of Mr. Freidheim, Cyrus GP and Cyrus disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Mr. Freidheim, Cyrus GP or Cyrus is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000899243-18-029011 · doc4.xml · nonDerivative · entry 1

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,500,000

F1 · kind: On November 13, 2018, Sphere 3D Corp. (the "Issuer") entered into a Conversion Agreement (the "Conversion Agreement") with FBC Holdings S.a r.l. ("FBC") pursuant to which FBC received 6,500,000 Series A Preferred Shares of the Issuer ("Series A Preferred Shares") through the exchange of $6.5 million of a debenture by and between the Issuer and FBC. The Series A Preferred Shares, subject to prior approval by the holders of outstanding common shares of the Issuer (which may only be sought by the Issuer after the six-month anniversary of the initial issue date of the Series A Preferred Shares), are convertible into the Issuer's common shares, at a conversion rate equal to $1.00 per share, plus accrued and unpaid dividends, divided by an amount equal to 0.85 multiplied by a 15 trading day volume weighted average price per common share prior to the date that the conversion notice is provided (the "Conversion Rate"),

F2 · kind: (Continued from footnote 1) subject to a conversion price floor of $0.80 as required by NASDAQ rules. The Series A Preferred Shares carry a cumulative preferred dividend at a rate of 8% of the subscription price per Series A Preferred Share, are subject to mandatory redemption for cash after a two-year period, and carry a liquidation preference equal to the subscription price per Series A Preferred Share plus any accrued and unpaid dividends.

F1 · price: On November 13, 2018, Sphere 3D Corp. (the "Issuer") entered into a Conversion Agreement (the "Conversion Agreement") with FBC Holdings S.a r.l. ("FBC") pursuant to which FBC received 6,500,000 Series A Preferred Shares of the Issuer ("Series A Preferred Shares") through the exchange of $6.5 million of a debenture by and between the Issuer and FBC. The Series A Preferred Shares, subject to prior approval by the holders of outstanding common shares of the Issuer (which may only be sought by the Issuer after the six-month anniversary of the initial issue date of the Series A Preferred Shares), are convertible into the Issuer's common shares, at a conversion rate equal to $1.00 per share, plus accrued and unpaid dividends, divided by an amount equal to 0.85 multiplied by a 15 trading day volume weighted average price per common share prior to the date that the conversion notice is provided (the "Conversion Rate"),

F2 · price: (Continued from footnote 1) subject to a conversion price floor of $0.80 as required by NASDAQ rules. The Series A Preferred Shares carry a cumulative preferred dividend at a rate of 8% of the subscription price per Series A Preferred Share, are subject to mandatory redemption for cash after a two-year period, and carry a liquidation preference equal to the subscription price per Series A Preferred Share plus any accrued and unpaid dividends.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim. FBC is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies. Cyrus is a manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the sole member and manager of Cyrus GP and Chief Investment Officer of Cyrus. Cyrus, Cyrus GP and Mr. Freidheim may be deemed to have a pecuniary interest in a portion of the securities held directly by FBC due to Cyrus' right to receive performance-based allocations.

F4 · ownership.nature: (Continued from footnote 3) Each of Mr. Freidheim, Cyrus GP and Cyrus disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Mr. Freidheim, Cyrus GP or Cyrus is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001591956-18-000043 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,253

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000043 · edgardoc.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,890

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

SEC source: 0001591956-18-000043 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000034 · edgardoc.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001591956-18-000034 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,240

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000034 · edgardoc.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,223

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

SEC source: 0001591956-18-000034 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000033 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001062993-18-002888 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,633

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-18-002889 · form4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,783

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-18-002888 · form4.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,666

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represents 120,666 shares, which began vesting in six bi-annual installments on 12-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represents 120,666 shares, which began vesting in six bi-annual installments on 12-18-18.

SEC source: 0001062993-18-002888 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-18-002889 · form4.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,556

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; and (iii) 107,224 shares which will vest in five bi-annual installments on 12-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; and (iii) 107,224 shares which will vest in five bi-annual installments on 12-18-18.

SEC source: 0001062993-18-002889 · form4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-18-002678 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,336

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-18-002679 · form4.xml · nonDerivative · entry 2

Kelly Eric · CIK 0001302247 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,386

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-18-002681 · form4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-18-002678 · form4.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,799

Underlying: Common Stock · 24,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 120,666 shares which will vest in five bi-annual installments starting on 12-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 120,666 shares which will vest in five bi-annual installments starting on 12-18-18.

SEC source: 0001062993-18-002678 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-18-002679 · form4.xml · derivative · entry 3

Kelly Eric · CIK 0001302247 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,583

Underlying: Common Stock · 47,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 vest in five bi-annual installments starting on 12-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 vest in five bi-annual installments starting on 12-18-18.

SEC source: 0001062993-18-002679 · form4.xml · nonDerivative · entry 1

Kelly Eric · CIK 0001302247 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-18-002681 · form4.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,689

Underlying: Common Stock · 21,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock

F3 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 2,133 which vest on 7-10-18; and (iv) 107,224 shares which will vest in five bi-annual installments starting on 12-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 2,133 which vest on 7-10-18; and (iv) 107,224 shares which will vest in five bi-annual installments starting on 12-18-18.

SEC source: 0001062993-18-002681 · form4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock

SEC source: 0001062993-18-002590 · form4.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-18-002591 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,154

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-18-002590 · form4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001062993-18-002591 · form4.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,933

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001062993-18-002591 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-18-002590 · form4.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,134

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 2,133 which vest on 7-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 2,133 which vest on 7-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

SEC source: 0001062993-18-002590 · form4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001382963-18-000085 · edgar.xml · nonDerivative · entry 2

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,164,940

F6 · kind: Common Shares reported herein were acquired in consideration for the partial payment of the fourth installment payment of $183,750 owed by the Issuer to FBC, as previously reported, for FBC, among other things, extending the maturity date of the Debenture. The remaining balance of the fourth installment payment was settled by the Issuer in cash.

F2 · balance_after: The Common Shares are directly owned by FBC.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001382963-18-000085 · edgar.xml · nonDerivative · entry 1

CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner

CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner

FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner

FBC HOLDINGS S.A.R.L. · CIK 0001530547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,905,700

F1 · kind: Shares of Issuer common stock ("Common Shares") reported herein were acquired in lieu of Interest owed to FBC Holdings S.a r.l. ("FBC") by the Issuer under that certain 8% Senior Secured Convertible Debenture by and among FBC, the Issuer and certain subsidiaries and guarantors of the Issuer (the "Debenture").

F2 · balance_after: The Common Shares are directly owned by FBC.

F3 · ownership.nature: This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.

F4 · ownership.nature: Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.

SEC source: 0001591956-18-000027 · edgardoc.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001591956-18-000026 · edgardoc.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,874

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000027 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000024 · edgardoc.xml · derivative · entry 3

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,421 shares

Expires 2018-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000024 · edgardoc.xml · nonDerivative · entry 2

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000022 · edgardoc.xml · derivative · entry 3

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2018-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.