ANY

SEC source: 0001062993-25-015364 · form4.xml · derivative · entry 5

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,160,155

Underlying: Common Stock · 195,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: 11,607 RSUs vested on June 20, 2025, 89,844 RSUs vested on June 30, 2025 and 93,750 RSUs vested on September 1, 2025.

F2 · derivative.expiration_date: 11,607 RSUs vested on June 20, 2025, 89,844 RSUs vested on June 30, 2025 and 93,750 RSUs vested on September 1, 2025.

F3 · balance_after: The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning 9/30/2025 until 12/31/2026; (ii) 11,719 shares vest each quarter beginning 9/30/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 93,750 shares vest each quarter from 12/1/2025 until 6/1/2027.

SEC source: 0001062993-25-015364 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,370

SEC source: 0001062993-25-015364 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-011284 · form4.xml · derivative · entry 5

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,355,356

Underlying: Common Stock · 339,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: 89,444 RSUs vested on March 31, 2025 and 250,000 RSUs vested on June 1, 2025.

F2 · derivative.expiration_date: 89,444 RSUs vested on March 31, 2025 and 250,000 RSUs vested on June 1, 2025.

F3 · balance_after: The RSUs reported under Column 9 include four awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning June 30, 2025 until December 31, 2026; (ii) 11,719 shares vest each quarter beginning 6/30/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; (iii) 11,607 shares vest on 6/20/25; (iv) 93,750 shares vest each quarter from 9/1/2025 until 6/1/2027.

SEC source: 0001062993-25-011284 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,179

SEC source: 0001062993-25-011284 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-010705 · form4.xml · derivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,300

Underlying: Common Stock · 126,300 shares

Expires 2026-05-29

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-010704 · form4.xml · derivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,300

Underlying: Common Stock · 126,300 shares

Expires 2026-05-29

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-010703 · form4.xml · derivative · entry 1

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,500

Underlying: Common Stock · 149,500 shares

Expires 2031-05-29

SEC source: 0001062993-25-009675 · form4.xml · derivative · entry 2

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,154 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-009675 · form4.xml · nonDerivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-009739 · form4.xml · derivative · entry 2

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,154 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-009739 · form4.xml · nonDerivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-007949 · form4.xml · derivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,695,200

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSU granted dated 4/22/2025 vests 25% on June 1, 2025 and then quarterly beginning September 1, 2025 until June 1, 2027.

F2 · derivative.expiration_date: The RSU granted dated 4/22/2025 vests 25% on June 1, 2025 and then quarterly beginning September 1, 2025 until June 1, 2027.

F3 · balance_after: In addition to the 4/22/2025 RSU, the RSUs reported under Column 9 also include three additional awards. The underlying outstanding shares and vesting schedules are as follows: (i) 11,607 shares outstanding which vest 6/20/25; (ii) 58,593 shares outstanding of which 11,719 vest quarterly beginning 3/31/25 until 12/31/25 and 11,717 vest on 3/31/26; and (iii) 625,000 shares outstanding of which 78,125 vest quarterly beginning March 31, 2025 and ending December 31, 2026.

SEC source: 0001062993-25-005838 · form4.xml · derivative · entry 5

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,200

Underlying: Common Stock · 11,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: These RSUs vested on December 31, 2024.

F2 · derivative.expiration_date: These RSUs vested on December 31, 2024.

F3 · balance_after: The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning March 31, 2025 until December 31, 2026; (ii) 11,719 shares vest each quarter beginning 3/31/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 11,607 shares vest on 6/20/25.

SEC source: 0001062993-25-005838 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,741

SEC source: 0001062993-25-005838 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · Acting CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-25-001423 · form4.xml · derivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,919

Underlying: Common Stock · 625,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026.

F2 · derivative.expiration_date: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026.

F3 · balance_after: The RSUs reported under Column 9 include two additional awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26.

SEC source: 0001062993-25-001424 · form4.xml · derivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,546,390

Underlying: Common Stock · 1,059,783 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026.

F2 · derivative.expiration_date: The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026.

F3 · balance_after: The RSUs reported under Column 9 include two additional RSU awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25.

SEC source: 0001062993-24-020626 · form4.xml · nonDerivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,187

F1 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.2006 to $1.215, inclusive.

SEC source: 0001062993-24-020570 · form4.xml · nonDerivative · entry 4

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 567,187

F4 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.27 to $1.285, inclusive.

SEC source: 0001062993-24-020570 · form4.xml · nonDerivative · entry 3

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,187

F3 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.30 to $1.33, inclusive.

SEC source: 0001062993-24-020547 · form4.xml · derivative · entry 5

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,919

Underlying: Common Stock · 11,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26.

F3 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26.

SEC source: 0001062993-24-020547 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,234

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024.

SEC source: 0001062993-24-020547 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-020570 · form4.xml · derivative · entry 5

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,607

Underlying: Common Stock · 187,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F5 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25.

F5 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25.

SEC source: 0001062993-24-020570 · form4.xml · nonDerivative · entry 2

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,187

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024.

SEC source: 0001062993-24-020570 · form4.xml · nonDerivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-020269 · form4.xml · derivative · entry 2

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,154

Underlying: Common Stock · 57,471 shares

Expires 2024-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-020269 · form4.xml · nonDerivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-020267 · form4.xml · derivative · entry 2

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,154

Underlying: Common Stock · 57,471 shares

Expires 2024-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-020267 · form4.xml · nonDerivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-015937 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,515

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on August 28, 2024.

SEC source: 0001062993-24-015937 · form4.xml · derivative · entry 5

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,638

Underlying: Common Stock · 23,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 9/30/24 until 12/31/25 and 11,717 vest on 3/31/26.

F3 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 9/30/24 until 12/31/25 and 11,717 vest on 3/31/26.

SEC source: 0001062993-24-015937 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-012524 · form4.xml · nonDerivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,687

F1 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.17 to $1.265, inclusive.

SEC source: 0001062993-24-012441 · form4.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,189

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer???s tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.15 to $1.20, inclusive.

SEC source: 0001062993-24-012439 · form4.xml · nonDerivative · entry 2

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,687

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer???s tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.12 to $1.20, inclusive.

SEC source: 0001062993-24-012441 · form4.xml · derivative · entry 5

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,964

Underlying: Common Stock · 136,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest annually on 6/20/24 and 6/20/25 and (ii) 11,719 vest quarterly beginning 6/30/24 until 12/31/25 and 11,717 vest on 3/31/26.

F3 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest annually on 6/20/24 and 6/20/25 and (ii) 11,719 vest quarterly beginning 6/30/24 until 12/31/25 and 11,717 vest on 3/31/26.

SEC source: 0001062993-24-012441 · form4.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-012439 · form4.xml · derivative · entry 3

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674,107

Underlying: Common Stock · 571,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 6/30/24 until 12/31/25.

F3 · derivative.expiration_date: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 6/30/24 until 12/31/25.

SEC source: 0001062993-24-012439 · form4.xml · nonDerivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-011094 · form4.xml · derivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,214

Underlying: Common Stock · 105,000 shares

Expires 2024-05-21

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-011105 · form4.xml · derivative · entry 1

Harnett Sue · CIK 0001783028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,625

Underlying: Common Stock · 96,154 shares

Expires 2025-05-15

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-011099 · form4.xml · derivative · entry 1

Hanley Timothy P. · CIK 0001959252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,625

Underlying: Common Stock · 96,154 shares

Expires 2025-05-15

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-011096 · form4.xml · derivative · entry 1

McEwan Duncan J · CIK 0001724513 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,314

Underlying: Common Stock · 125,315 shares

Expires 2030-05-15

SEC source: 0001062993-24-011092 · form4.xml · derivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,245,715

Underlying: Common Stock · 210,000 shares

Expires 2024-05-21

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001062993-24-007369 · form4.xml · derivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,214

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs vest 25% on the date of grant and the remaining RSUs vest in equal quarterly installments beginning June 30, 2024 and ending March 31, 2026. Mr. Kalbfleisch has deferred the vesting of the first tranche of RSUs.

F2 · derivative.expiration_date: The RSUs vest 25% on the date of grant and the remaining RSUs vest in equal quarterly installments beginning June 30, 2024 and ending March 31, 2026. Mr. Kalbfleisch has deferred the vesting of the first tranche of RSUs.

SEC source: 0001062993-24-000969 · form4.xml · derivative · entry 1

Trompeter Patricia · CIK 0001888940 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,715

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · derivative.exercise_date: The RSUs vest 25% on the date of grant and the remaining RSUs vest in equal quarterly installments beginning March 31, 2024 and ending December 31, 2025. Ms. Trompeter has deferred the vesting of the first tranche of RSUs.

F2 · derivative.expiration_date: The RSUs vest 25% on the date of grant and the remaining RSUs vest in equal quarterly installments beginning March 31, 2024 and ending December 31, 2025. Ms. Trompeter has deferred the vesting of the first tranche of RSUs.

SEC source: 0001062993-24-000810 · form4.xml · derivative · entry 1

DANZIGER DAVID C. · CIK 0001524447 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,520

Underlying: Common Stock · 82,050 shares

Expires 2029-12-05

F1 · balance_after: The number of stock options reported has been adjusted to reflect the Issuer's 1-for-7 reverse stock split of its common shares effected on June 28, 2023.