Last 12 months
Inside the activity.
13 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 5 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 1 | 5 |
| Apr 2026 | 1 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2023 Filed Feb 21, 2023 22:26 UTC |
Lew JenniferEVP & Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 77,050 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001567619-23-003424 · doc1.xml · derivative · entry 2 Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,050 Underlying: Common Stock · 77,050 shares Expires 2033-02-16 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 16, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 22:26 UTC |
Lew JenniferEVP & Chief Financial Officer
|
GrantCommon Stock | 18,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003424 · doc1.xml · nonDerivative · entry 1 Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,517 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 16 of each year, with the first 1/3rd vesting on February 16, 2024. F2 · balance_after: Includes 36,684 RSUs. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 17:12 UTC |
Love DouglasDirector · President & CEO
|
SaleCommon Stock | 6,571 | $5.87 | $38,563.88 |
DisclosureSEC source: 0001567619-23-003317 · doc1.xml · nonDerivative · entry 1 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,646 F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: This transaction was executed in multiple trades in prices ranging from $5.80 to $5.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 3,274 shares acquired on May 15, 2022 and 1 share acquired on November 15, 2022, pursuant to the Issuer's Employee Stock Purchase Plan. F4 · balance_after: Includes 26,667 restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 15, 2023 19:00 UTC |
Overdorf MichaelEVP & Chief Business Officer
|
SaleCommon Stock | 144 | $6.30 | $907.10 |
DisclosureSEC source: 0001567619-23-003095 · doc1.xml · nonDerivative · entry 2 Overdorf Michael · CIK 0001818522 · EVP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,805 F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F4 · balance_after: Includes 17,709 restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 15, 2023 23:59 UTC |
Lew JenniferEVP & Chief Financial Officer
|
SaleCommon Stock | 166 | $6.30 | $1,046.30 |
DisclosureSEC source: 0001567619-23-003094 · doc1.xml · nonDerivative · entry 2 Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,542 F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F4 · balance_after: Includes 17,709 restricted stock units. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 19:00 UTC |
Overdorf MichaelEVP & Chief Business Officer
|
SaleCommon Stock | 1,501 | $6.30 | $9,461.10 |
DisclosureSEC source: 0001567619-23-003095 · doc1.xml · nonDerivative · entry 1 Overdorf Michael · CIK 0001818522 · EVP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,949 F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: This transaction was executed in multiple trades in prices ranging from $6.15 to $6.43, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 7,575 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2022. F4 · balance_after: Includes 17,709 restricted stock units. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 23:59 UTC |
Lew JenniferEVP & Chief Financial Officer
|
SaleCommon Stock | 1,742 | $6.31 | $10,988.71 |
DisclosureSEC source: 0001567619-23-003094 · doc1.xml · nonDerivative · entry 1 Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,708 F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: This transaction was executed in multiple trades in prices ranging from $6.15 to $6.43, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 7,575 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2022. F4 · balance_after: Includes 17,709 restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:31 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 2,647,058 | $6.80 | $17,999,994.40 |
DisclosureSEC source: 0001567619-23-002932 · doc1.xml · nonDerivative · entry 1 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,056,024 F1 · shares: All shares were purchased by Alerce Medical Technology Partners, L.P. ("Alerce Medical") for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. F2 · ownership.nature: Includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 5,101,046 shares that are held by Alerce Medical for which the Reporting Person has sole voting and dispositive power of all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest. Read SEC document |
| January 15, 2023 Filed Jan 19, 2023 00:43 UTC |
ARTIS DEAN RICHARDEVP & Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 210,000 | $0.00 Strike: $6.84 | $0.00 |
DisclosureSEC source: 0001567619-23-000998 · doc1.xml · derivative · entry 1 ARTIS DEAN RICHARD · CIK 0001958523 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 210,000 shares Expires 2033-01-15 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 6, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 19:49 UTC |
Overdorf MichaelEVP & Chief Business Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001567619-22-013999 · doc1.xml · derivative · entry 2 Overdorf Michael · CIK 0001818522 · EVP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2032-07-11 F3 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 19:49 UTC |
Overdorf MichaelEVP & Chief Business Officer
|
GrantCommon Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-013999 · doc1.xml · nonDerivative · entry 1 Overdorf Michael · CIK 0001818522 · EVP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,875 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on July 11th of each year, with the first 1/3rd vesting on July 11, 2023. F2 · balance_after: Includes 21,875 RSUs. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 19:46 UTC |
Love DouglasDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001567619-22-013998 · doc1.xml · derivative · entry 1 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2032-07-11 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 19:05 UTC |
Love DouglasDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001567619-22-013994 · doc1.xml · derivative · entry 1 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2032-07-11 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 18:58 UTC |
Love DouglasDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001567619-22-013992 · doc1.xml · derivative · entry 1 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2032-07-11 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 22:48 UTC |
Lew JenniferEVP & Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001567619-22-013991 · doc1.xml · derivative · entry 2 Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2032-07-11 F3 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 22:48 UTC |
Lew JenniferEVP & Chief Financial Officer
|
GrantCommon Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-013991 · doc1.xml · nonDerivative · entry 1 Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,875 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on July 11th of each year, with the first 1/3rd vesting on July 11, 2023. F2 · balance_after: Includes 21,875 RSUs. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 23:40 UTC |
Mattheakis LarryEVP & Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001567619-22-013997 · doc1.xml · derivative · entry 2 Mattheakis Larry · CIK 0001885081 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2032-07-11 F3 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 23:40 UTC |
Mattheakis LarryEVP & Chief Scientific Officer
|
GrantCommon Stock | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-013997 · doc1.xml · nonDerivative · entry 1 Mattheakis Larry · CIK 0001885081 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,188 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on July 11th of each year, with the first 1/3rd vesting on July 11, 2023. F2 · balance_after: Includes 17,188 RSUs. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 23:37 UTC |
Mattheakis LarryEVP & Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001567619-22-013996 · doc1.xml · derivative · entry 2 Mattheakis Larry · CIK 0001885081 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2032-07-11 F3 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 23:37 UTC |
Mattheakis LarryEVP & Chief Scientific Officer
|
GrantCommon Stock | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-013996 · doc1.xml · nonDerivative · entry 1 Mattheakis Larry · CIK 0001885081 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,188 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on July 11th of each year, with the first 1/3rd vesting on July 11, 2023. F2 · balance_after: Includes 17,188 RSUs. Read SEC document |
| July 07, 2022 Filed Jul 12, 2022 00:42 UTC |
Satter Muneer ADirector
|
PurchaseWarrants (Right to Buy) · Derivative | 613,497 | $0.13 Strike: $5.81 | $76,687.13 |
DisclosureSEC source: 0001567619-22-013890 · doc1.xml · derivative · entry 2 Satter Muneer A · CIK 0001315797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 613,497 Underlying: Common Stock · 613,497 shares Expires 2025-06-30 F3 · ownership.nature: The warrants are held by SMTP II for which the Reporting Person has sole voting and dispositive power of all such warrants. The Reporting Person disclaims beneficial ownership of all the warrants, except to the extent of his pecuniary interest. Read SEC document |
| July 07, 2022 Filed Jul 12, 2022 00:42 UTC |
Satter Muneer ADirector
|
PurchaseCommon Stock | 2,453,988 | $3.84 | $9,423,313.92 |
DisclosureSEC source: 0001567619-22-013890 · doc1.xml · nonDerivative · entry 1 Satter Muneer A · CIK 0001315797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,408,966 F1 · shares: Reflects shares that were purchased from the Issuer on July 7, 2022 in a private offering pursuant to a Securities Purchase Agreement, dated July 7, 2022. The shares were purchased by Satter Medical Technology Partners II, L.P. ("SMTP II") for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. F2 · ownership.nature: Includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 2,453,988 shares that are held by SMTP II for which the Reporting Person has sole voting and dispositive power of all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:44 UTC |
WIGGANS THOMAS GDirector
|
GrantStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001567619-22-012781 · doc1.xml · derivative · entry 1 WIGGANS THOMAS G · CIK 0001208907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 9, 2022 or (ii) the next Annual Meeting following June 9, 2022, subject to Reporting Person's continuous service as a director until such vesting date. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:41 UTC |
Satter Muneer ADirector
|
GrantStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001567619-22-012779 · doc1.xml · derivative · entry 1 Satter Muneer A · CIK 0001315797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 9, 2022 or (ii) the next Annual Meeting following June 9, 2022, subject to Reporting Person's continuous service as a director until such vesting date. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:34 UTC |
Choi JungDirector
|
GrantStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001567619-22-012775 · doc1.xml · derivative · entry 1 Choi Jung · CIK 0001650126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 9, 2022 or (ii) the next Annual Meeting following June 9, 2022, subject to Reporting Person's continuous service as a director until such vesting date. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:42 UTC |
Waddill William D.Director
|
GrantStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001567619-22-012780 · doc1.xml · derivative · entry 1 Waddill William D. · CIK 0001553338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 9, 2022 or (ii) the next Annual Meeting following June 9, 2022, subject to Reporting Person's continuous service as a director until such vesting date. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:36 UTC |
Cockroft Bettina M.Director
|
GrantStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001567619-22-012777 · doc1.xml · derivative · entry 1 Cockroft Bettina M. · CIK 0001900452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 9, 2022 or (ii) the next Annual Meeting following June 9, 2022, subject to Reporting Person's continuous service as a director until such vesting date. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:28 UTC |
Carson William H.Director
|
GrantStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0001567619-22-012774 · doc1.xml · derivative · entry 1 Carson William H. · CIK 0001824280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 9, 2022 or (ii) the next Annual Meeting following June 9, 2022, subject to Reporting Person's continuous service as a director until such vesting date. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 19:04 UTC |
Love DouglasDirector · President & CEO
|
PurchaseCommon Stock | 60,000 | $2.45 | $146,814.00 |
DisclosureSEC source: 0001567619-22-008630 · doc1.xml · nonDerivative · entry 1 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,942 F1 · price: The shares were purchased in multiple transactions at prices ranging from $2.41 to $2.50, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 160,942 shares held and 40,000 restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 16:38 UTC |
Overdorf MichaelEVP & Chief Business Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $6.94 | $0.00 |
DisclosureSEC source: 0001567619-22-004614 · doc1.xml · derivative · entry 2 Overdorf Michael · CIK 0001818522 · EVP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-02-11 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 16:38 UTC |
Overdorf MichaelEVP & Chief Business Officer
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004614 · doc1.xml · nonDerivative · entry 1 Overdorf Michael · CIK 0001818522 · EVP & Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 11 of each year, with the first 1/3rd vesting on February 11, 2023. F2 · balance_after: Includes 12,500 RSUs. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 16:39 UTC |
Love DouglasDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 320,000 | $0.00 Strike: $6.94 | $0.00 |
DisclosureSEC source: 0001567619-22-004615 · doc1.xml · derivative · entry 2 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,000 Underlying: Common Stock · 320,000 shares Expires 2032-02-11 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 16:39 UTC |
Love DouglasDirector · President & CEO
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004615 · doc1.xml · nonDerivative · entry 1 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,942 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 11 of each year, with the first 1/3rd vesting on February 11, 2023. F2 · balance_after: Includes 40,000 RSUs. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:37 UTC |
Keswani Sanjay ChandruEVP & Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $6.94 | $0.00 |
DisclosureSEC source: 0001567619-22-004613 · doc1.xml · derivative · entry 2 Keswani Sanjay · CIK 0001818524 · EVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-02-11 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:37 UTC |
Keswani Sanjay ChandruEVP & Chief Medical Officer
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004613 · doc1.xml · nonDerivative · entry 1 Keswani Sanjay · CIK 0001818524 · EVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 11 of each year, with the first 1/3rd vesting on February 11, 2023. F2 · balance_after: Includes 12,500 RSUs. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:36 UTC |
Lew JenniferEVP & Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $6.94 | $0.00 |
DisclosureSEC source: 0001567619-22-004612 · doc1.xml · derivative · entry 2 Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-02-11 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:36 UTC |
Lew JenniferEVP & Chief Financial Officer
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004612 · doc1.xml · nonDerivative · entry 1 Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 11 of each year, with the first 1/3rd vesting on February 11, 2023. F2 · balance_after: Includes 12,500 RSUs. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:35 UTC |
Mattheakis LarryEVP & Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $6.94 | $0.00 |
DisclosureSEC source: 0001567619-22-004611 · doc1.xml · derivative · entry 2 Mattheakis Larry · CIK 0001885081 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-02-11 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:35 UTC |
Mattheakis LarryEVP & Chief Scientific Officer
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004611 · doc1.xml · nonDerivative · entry 1 Mattheakis Larry · CIK 0001885081 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 11 of each year, with the first 1/3rd vesting on February 11, 2023. F2 · balance_after: Includes 12,500 RSUs. Read SEC document |
| January 19, 2022 Filed Jan 20, 2022 22:06 UTC |
Cockroft Bettina M.Director
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $8.08 | $0.00 |
DisclosureSEC source: 0001567619-22-001370 · doc1.xml · derivative · entry 1 Cockroft Bettina M. · CIK 0001900452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-01-19 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from January 19, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 18:05 UTC |
Love DouglasDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001567619-21-020520 · doc1.xml · derivative · entry 4 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,449 Underlying: Common Stock · 30,000 shares Expires 2026-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 18:05 UTC |
Love DouglasDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 70,942 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001567619-21-020520 · doc1.xml · derivative · entry 3 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,942 shares Expires 2025-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 18:05 UTC |
Love DouglasDirector · President & CEO
|
Exercise / conversionCommon Stock | 30,000 | $1.85 | $55,503.00 |
DisclosureSEC source: 0001567619-21-020520 · doc1.xml · nonDerivative · entry 2 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 18:05 UTC |
Love DouglasDirector · President & CEO
|
Exercise / conversionCommon Stock | 70,942 | $1.41 | $99,999.84 |
DisclosureSEC source: 0001567619-21-020520 · doc1.xml · nonDerivative · entry 1 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:31 UTC |
Mattheakis LarryChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 220,000 | $0.00 Strike: $18.61 | $0.00 |
DisclosureSEC source: 0001567619-21-017862 · doc1.xml · derivative · entry 1 Mattheakis Larry · CIK 0001885081 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 220,000 shares Expires 2031-09-30 F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from September 30, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 17:46 UTC |
Love DouglasDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001567619-21-017366 · doc1.xml · derivative · entry 3 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,994 Underlying: Common Stock · 7,500 shares Expires 2025-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 17:46 UTC |
Love DouglasDirector · President & CEO
|
SaleCommon Stock | 7,500 | $22.05 | $165,340.50 |
DisclosureSEC source: 0001567619-21-017366 · doc1.xml · nonDerivative · entry 2 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $22.00 to $22.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 17:46 UTC |
Love DouglasDirector · President & CEO
|
Exercise / conversionCommon Stock | 7,500 | $1.41 | $10,572.00 |
DisclosureSEC source: 0001567619-21-017366 · doc1.xml · nonDerivative · entry 1 Love Douglas · CIK 0001818520 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 22:35 UTC |
Yednock TedEVP & Chief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,190 | $0.00 Strike: $5.11 | $0.00 |
DisclosureSEC source: 0001567619-21-017166 · doc1.xml · derivative · entry 5 Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,939 Underlying: Common Stock · 1,190 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from December 12, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 22:35 UTC |
Yednock TedEVP & Chief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001567619-21-017166 · doc1.xml · derivative · entry 4 Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,615 Underlying: Common Stock · 15,000 shares Expires 2025-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.