Tapewire

Nasdaq · USD

ANNA

AleAnna, Inc.

Export transactions ↓
Tapewire entity
6632
SEC CIK
0001845123
Parsed reports
38

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 17, 2026 20:15 UTC
Ronald Ivan EdwardChief Financial Officer
Tax withholdingCommon Stock 16,377 $2.44 $39,959.88
Disclosure

SEC source: 0001213900-26-090770 · ownership.xml · nonDerivative · entry 2

Ronald Ivan Edward · CIK 0002084269 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,086

F3 · shares: Such shares were surrendered to the Issuer in connection with tax withholding obligations of the Reporting Person.

Read SEC document
August 05, 2026 Filed Aug 17, 2026 20:15 UTC
Ronald Ivan EdwardChief Financial Officer
GrantCommon Stock 35,557 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-090770 · ownership.xml · nonDerivative · entry 1

Ronald Ivan Edward · CIK 0002084269 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,463

F1 · shares: On October 29, 2025, the Reporting Person was granted performance stock units ("PSUs") of AleAnna, Inc. (the "Issuer"), the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria.

F2 · price: PSUs convert into Class A common stock on a one-for-one basis.

Read SEC document
April 13, 2026 Filed Apr 16, 2026 00:21 UTC GrantRestricted Stock Units · Derivative 38,549 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-044217 · ownership.xml · derivative · entry 1

HEBERT CURTIS L JR · CIK 0001168534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,980

Underlying: Common Stock · 38,549 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · shares: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

Read SEC document
April 13, 2026 Filed Apr 16, 2026 00:47 UTC
Brun MarcoChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 98,646 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-044236 · ownership.xml · derivative · entry 3

Brun Marco · CIK 0002033821 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU has a value equal to one share of common stock. All of the RSUs reported vested on April 13, 2026.

F4 · derivative.exercise_date: Each RSU has a value equal to one share of common stock. All of the RSUs reported vested on April 13, 2026.

F4 · derivative.expiration_date: Each RSU has a value equal to one share of common stock. All of the RSUs reported vested on April 13, 2026.

Read SEC document
April 13, 2026 Filed Apr 16, 2026 00:47 UTC
Brun MarcoChief Executive Officer
Exercise / conversionCommon Stock 98,646 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-044236 · ownership.xml · nonDerivative · entry 2

Brun Marco · CIK 0002033821 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
April 13, 2026 Filed Apr 16, 2026 00:22 UTC GrantRestricted Stock Units · Derivative 38,549 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-044218 · ownership.xml · derivative · entry 1

Palmer Duncan · CIK 0001411587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,980

Underlying: Common Stock · 38,549 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · shares: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

Read SEC document
April 13, 2026 Filed Apr 16, 2026 00:22 UTC GrantRestricted Stock Units · Derivative 46,809 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-044219 · ownership.xml · derivative · entry 1

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,504

Underlying: Common Stock · 46,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · shares: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the next annual meeting of stockholders, provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders, and further provided that the reporting person is employed by or providing services to the Issuer on such date.

Read SEC document
April 13, 2026 Filed Apr 16, 2026 00:22 UTC
Ronald Ivan EdwardChief Financial Officer
GrantRestricted Stock Units · Derivative 110,954 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-044220 · ownership.xml · derivative · entry 1

Ronald Ivan Edward · CIK 0002084269 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,906

Underlying: Common Stock · 110,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest in three equal installments, with one-third of the restricted stock units vesting on March 15, 2027, 2028 and 2029, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · shares: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest in three equal installments, with one-third of the restricted stock units vesting on March 15, 2027, 2028 and 2029, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest in three equal installments, with one-third of the restricted stock units vesting on March 15, 2027, 2028 and 2029, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Issuer's Board of Directors. The RSUs vest in three equal installments, with one-third of the restricted stock units vesting on March 15, 2027, 2028 and 2029, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

Read SEC document
March 15, 2026 Filed Apr 16, 2026 00:47 UTC GrantCommon Stock 21,617 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-044234 · ownership.xml · nonDerivative · entry 1

Dirks William K. · CIK 0002033877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,617

F1 · shares: On March 15, 2026, the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc. (the "Issuer"), the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria.

F2 · price: PSUs convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2026 Filed Apr 16, 2026 00:47 UTC
Brun MarcoChief Executive Officer
GrantCommon Stock 119,932 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-044236 · ownership.xml · nonDerivative · entry 1

Brun Marco · CIK 0002033821 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,932

F1 · shares: On March 15, 2026, the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc., the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria.

F2 · price: PSUs convert into common stock on a one-for-one basis.

Read SEC document
March 06, 2026 Filed Mar 6, 2026 23:33 UTC
WILDER C JOHN10% owner
SaleClass A Common Stock 4,672 $4.86 $22,705.92
Disclosure

SEC source: 0001213900-26-024852 · ownership.xml · nonDerivative · entry 4

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,152,940

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $5.37, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) to this Form 4.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
March 06, 2026 Filed Mar 6, 2026 23:33 UTC
WILDER C JOHN10% owner
SaleClass A Common Stock 77,588 $4.13 $320,438.44
Disclosure

SEC source: 0001213900-26-024852 · ownership.xml · nonDerivative · entry 3

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,157,612

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.66 to $4.65, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 23:33 UTC
WILDER C JOHN10% owner
SaleClass A Common Stock 62,156 $3.71 $230,598.76
Disclosure

SEC source: 0001213900-26-024852 · ownership.xml · nonDerivative · entry 2

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,235,200

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.96, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 23:33 UTC
WILDER C JOHN10% owner
SaleClass A Common Stock 34,595 $3.34 $115,547.30
Disclosure

SEC source: 0001213900-26-024852 · ownership.xml · nonDerivative · entry 1

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,297,356

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.03 to $3.88, inclusive, pursuant to Rule 144 of the Securities Act of 1933, as amended ("Rule 144"). The reporting person undertakes to provide to AleAnna, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 11:25 UTC
WILDER C JOHN10% owner
SaleClass A Common Stock 26,675 $4.09 $109,100.75
Disclosure

SEC source: 0001213900-26-023372 · ownership.xml · nonDerivative · entry 4

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,331,951

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.27, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) to this Form 4.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 11:25 UTC
WILDER C JOHN10% owner
SaleClass A Common Stock 64,698 $3.69 $238,735.62
Disclosure

SEC source: 0001213900-26-023372 · ownership.xml · nonDerivative · entry 3

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,358.626

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.995, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 11:25 UTC
WILDER C JOHN10% owner
SaleClass A Common Stock 22,224 $3.41 $75,783.84
Disclosure

SEC source: 0001213900-26-023372 · ownership.xml · nonDerivative · entry 2

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,423,324

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.12 to $3.68, inclusive, pursuant to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 11:25 UTC
WILDER C JOHN10% owner
SaleClass A Common Stock 33,176 $3.36 $111,471.36
Disclosure

SEC source: 0001213900-26-023372 · ownership.xml · nonDerivative · entry 1

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,445,548

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.86 to $3.50, inclusive, pursuant to Rule 144 of the Securities Act of 1933, as amended ("Rule 144"). The reporting person undertakes to provide to AleAnna, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
October 29, 2025 Filed Nov 4, 2025 02:52 UTC GrantRestricted Stock Units · Derivative 33,898 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-105530 · ownership.xml · derivative · entry 2

HEBERT CURTIS L JR · CIK 0001168534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,431

Underlying: Common Stock · 33,898 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · shares: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · derivative.exercise_date: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · derivative.expiration_date: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

Read SEC document
October 29, 2025 Filed Nov 4, 2025 02:52 UTC GrantRestricted Stock Units · Derivative 60,533 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-105530 · ownership.xml · derivative · entry 1

HEBERT CURTIS L JR · CIK 0001168534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,533

Underlying: Common Stock · 60,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · shares: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.exercise_date: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.expiration_date: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

Read SEC document
October 29, 2025 Filed Nov 4, 2025 02:53 UTC GrantRestricted Stock Units · Derivative 33,898 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-105534 · ownership.xml · derivative · entry 2

Palmer Duncan · CIK 0001411587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,431

Underlying: Common Stock · 33,898 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · shares: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · derivative.exercise_date: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · derivative.expiration_date: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

Read SEC document
October 29, 2025 Filed Nov 4, 2025 02:53 UTC GrantRestricted Stock Units · Derivative 60,533 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-105534 · ownership.xml · derivative · entry 1

Palmer Duncan · CIK 0001411587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,533

Underlying: Common Stock · 60,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · shares: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.exercise_date: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.expiration_date: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

Read SEC document
October 29, 2025 Filed Nov 4, 2025 02:54 UTC GrantRestricted Stock Units · Derivative 41,162 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-105537 · ownership.xml · derivative · entry 2

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,695

Underlying: Common Stock · 41,162 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · shares: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · derivative.exercise_date: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

F2 · derivative.expiration_date: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

Read SEC document
October 29, 2025 Filed Nov 4, 2025 02:54 UTC GrantRestricted Stock Units · Derivative 60,533 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-105537 · ownership.xml · derivative · entry 1

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,533

Underlying: Common Stock · 60,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · shares: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.exercise_date: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.expiration_date: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

Read SEC document
October 29, 2025 Filed Nov 4, 2025 02:53 UTC
Ronald Ivan EdwardChief Financial Officer
GrantRestricted Stock Units · Derivative 39,952 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-105532 · ownership.xml · derivative · entry 1

Ronald Ivan Edward · CIK 0002084269 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,952

Underlying: Common Stock · 39,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · shares: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.exercise_date: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

F1 · derivative.expiration_date: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

Read SEC document
December 13, 2024 Filed Dec 13, 2024 22:15 UTC
WILDER C JOHN10% owner
GrantClass C HoldCo Units · Derivative 25,994,400 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-108955 · ownership.xml · derivative · entry 4

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,994,400

Underlying: Class A Common Stock · 12,997,200 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.

F1 · shares: In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units").

F6 · derivative.exercise_date: Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.

F6 · derivative.expiration_date: Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.

F6 · derivative.underlying_shares: Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
December 13, 2024 Filed Dec 13, 2024 22:15 UTC
WILDER C JOHN10% owner
GrantClass C Common Stock · Derivative 25,994,400 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-108955 · ownership.xml · derivative · entry 3

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,994,400

Underlying: Class A Common Stock · 12,997,200 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.

F1 · shares: In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units").

F6 · derivative.exercise_date: Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.

F6 · derivative.expiration_date: Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.

F6 · derivative.underlying_shares: Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
December 13, 2024 Filed Dec 13, 2024 22:15 UTC
WILDER C JOHN10% owner
GiftClass A Common Stock 6,655,470 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-108955 · ownership.xml · nonDerivative · entry 2

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,478,724

F5 · shares: Nautilus Resources LLC gifted shares of Class A Common Stock to the John and Susan Wilder Foundation, which is managed and controlled by Mr. Wilder, together with his spouse.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
December 13, 2024 Filed Dec 13, 2024 22:15 UTC
WILDER C JOHN10% owner
GrantClass A Common Stock 37,134,194 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-108955 · ownership.xml · nonDerivative · entry 1

WILDER C JOHN · CIK 0001077495 · 10% owner

Nautilus Resources LLC · CIK 0002047659 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 37,134,194

F1 · shares: In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units").

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.

F3 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 17:15 UTC
Loch AstonFormer COO & Former Secretary
OtherWarrants · Derivative 5,600,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-109843 · ownership.xml · derivative · entry 1

Loch Aston · CIK 0001850325 · Former COO & Former Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · Swiftmerge Holdings, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,600,000 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · kind: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F1 · shares: The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

F2 · derivative.exercise_date: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · derivative.expiration_date: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · derivative.underlying_shares: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F1 · ownership.direct: The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 17:15 UTC
Bremner JohnDirector · Former CEO
OtherWarrants · Derivative 5,600,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-109846 · ownership.xml · derivative · entry 1

Bremner John · CIK 0001850299 · Director · Former CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Swiftmerge Holdings, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,600,000 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · kind: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F1 · shares: The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

F2 · derivative.exercise_date: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · derivative.expiration_date: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · derivative.underlying_shares: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F1 · ownership.direct: The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 17:15 UTC OtherWarrants · Derivative 5,600,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-109845 · ownership.xml · derivative · entry 1

JONES GEORGE L · CIK 0001186886 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Swiftmerge Holdings, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,600,000 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · kind: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F1 · shares: The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

F2 · derivative.exercise_date: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · derivative.expiration_date: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F2 · derivative.underlying_shares: In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F1 · ownership.direct: The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 17:15 UTC OtherWarrants · Derivative 5,600,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-109844 · ownership.xml · derivative · entry 2

Swiftmerge Holdings, LP · CIK 0001845122 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,600,000 shares

Expires not disclosed

F4 · derivative.exercise_price: In connection with the Closing of Business Combination, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F4 · kind: In connection with the Closing of Business Combination, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F3 · shares: The Reporting Person is controlled by Swiftmerge Holdings GP, LLC, its general partner. Swiftmerge Holdings GP, LLC is managed by a board of managers consisting of John "Sam" Bremner, George Jones and Aston Loch and as such each have voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the Reporting Person.

F4 · derivative.exercise_date: In connection with the Closing of Business Combination, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F4 · derivative.expiration_date: In connection with the Closing of Business Combination, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F4 · derivative.underlying_shares: In connection with the Closing of Business Combination, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

F3 · ownership.direct: The Reporting Person is controlled by Swiftmerge Holdings GP, LLC, its general partner. Swiftmerge Holdings GP, LLC is managed by a board of managers consisting of John "Sam" Bremner, George Jones and Aston Loch and as such each have voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the Reporting Person.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 17:15 UTC OtherClass A Common Stock 2,706,012 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-109844 · ownership.xml · nonDerivative · entry 1

Swiftmerge Holdings, LP · CIK 0001845122 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,988

F1 · security: Pursuant to the Issuer's de-registration as a Cayman Islands exempted company and domestication as a Delaware corporation (the "Domestication") in connection with the closing (the "Closing") of the Issuer's initial business combination (the "Business Combination"; the Issuer prior to the Domestication, "Swiftmerge") with AleAnna, Inc. (the "Target") on December 13, 2024, each ordinary share of Swiftmerge ("Ordinary Share") was automatically converted into one share of Class A Common Stock of the Issuer ("Class A Common Stock"). In connection with the Closing, Swiftmerge was renamed "AleAnna, Inc."

F2 · kind: Reflects a forfeiture of 2,706,012 Ordinary Shares held by the Sponsor in connection with the Closing (the "Share Forfeiture").

F2 · balance_after: Reflects a forfeiture of 2,706,012 Ordinary Shares held by the Sponsor in connection with the Closing (the "Share Forfeiture").

F3 · ownership.direct: The Reporting Person is controlled by Swiftmerge Holdings GP, LLC, its general partner. Swiftmerge Holdings GP, LLC is managed by a board of managers consisting of John "Sam" Bremner, George Jones and Aston Loch and as such each have voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.