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Nasdaq · USD

ANIP

ANI PHARMACEUTICALS INC

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Tapewire entity
4638
SEC CIK
0001023024
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202605
Mar 2026012
Apr 202601
May 202606
Jun 202604
Jul 202603
Aug 202604
Sep 202604
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 26, 2024 Filed Nov 27, 2024 22:38 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $29.00 Strike: $29.00 $870,000.00
Disclosure

SEC source: 0001822629-24-000014 · wk-form4_1732747122.xml · derivative · entry 4

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,027

Underlying: Common Stock · 30,000 shares

Expires 2030-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total options vested on each of September 8, 2021, September 8, 2022, September 8, 2023 and September 8, 2024.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 22:38 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
SaleCommon Stock 3,481 $58.30 $202,942.30
Disclosure

SEC source: 0001822629-24-000014 · wk-form4_1732747122.xml · nonDerivative · entry 3

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,378

F2 · price: The shares were sold in multiple trades at prices ranging from $58.18 to $58.61. The price reported above reflects the weighted average sales price.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 22:38 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
SaleCommon Stock 30,000 $57.95 $1,738,500.00
Disclosure

SEC source: 0001822629-24-000014 · wk-form4_1732747122.xml · nonDerivative · entry 2

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,859

F1 · price: The shares were sold in multiple trades at prices ranging from $57.76 to $58.55. The price reported above reflects the weighted average sales price.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 22:38 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 30,000 $29.00 $870,000.00
Disclosure

SEC source: 0001822629-24-000014 · wk-form4_1732747122.xml · nonDerivative · entry 1

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:05 UTC
Rowland Thomas AndrewSVP, HEAD - ESTABLISHED BRANDS
Tax withholdingCommon Stock 867 $56.58 $49,054.86
Disclosure

SEC source: 0001507496-24-000006 · wk-form4_1731963909.xml · nonDerivative · entry 1

Rowland Thomas Andrew · CIK 0001507496 · SVP, HEAD - ESTABLISHED BRANDS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,169

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,000 shares of restricted stock, the grant of which was previously reported.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:03 UTC
Mutz ChristopherHEAD OF RARE DISEASE
SaleCommon Stock 6,500 $57.70 $375,050.00
Disclosure

SEC source: 0001846487-24-000014 · wk-form4_1731963799.xml · nonDerivative · entry 1

Mutz Christopher · CIK 0001846487 · HEAD OF RARE DISEASE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,777

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:16 UTC
Cook MeredithSR. VP, GENERAL COUNSEL & SEC.
SaleCommon Stock 250 $61.36 $15,340.00
Disclosure

SEC source: 0001938861-24-000030 · wk-form4_1731618972.xml · nonDerivative · entry 1

Cook Meredith · CIK 0001938861 · SR. VP, GENERAL COUNSEL & SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,238

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2023.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 21:57 UTC
Cook MeredithSR. VP, GENERAL COUNSEL & SEC.
SaleCommon Stock 250 $57.19 $14,297.50
Disclosure

SEC source: 0001938861-24-000028 · wk-form4_1729029460.xml · nonDerivative · entry 1

Cook Meredith · CIK 0001938861 · SR. VP, GENERAL COUNSEL & SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,488

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2023.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:50 UTC
Cook MeredithSR. VP, GENERAL COUNSEL & SEC.
SaleCommon Stock 250 $56.82 $14,205.00
Disclosure

SEC source: 0001938861-24-000026 · wk-form4_1726519846.xml · nonDerivative · entry 1

Cook Meredith · CIK 0001938861 · SR. VP, GENERAL COUNSEL & SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,738

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2023.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:23 UTC
Davis KristaSVP, CHIEF HR OFFICER
Tax withholdingCommon Stock 1,486 $56.15 $83,438.90
Disclosure

SEC source: 0001946439-24-000006 · wk-form4_1726258989.xml · nonDerivative · entry 1

Davis Krista · CIK 0001946439 · SVP, CHIEF HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,059

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,108 shares of restricted stock, the grant of which was previously reported.

Read SEC document
September 08, 2024 Filed Sep 10, 2024 20:44 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 3,646 $60.51 $220,619.46
Disclosure

SEC source: 0001822629-24-000012 · wk-form4_1726001072.xml · nonDerivative · entry 1

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,859

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 7,127 shares of restricted stock, the grant of which was previously reported.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 12:29 UTC
Cook MeredithSR. VP, GENERAL COUNSEL & SEC.
SaleCommon Stock 250 $59.62 $14,905.00
Disclosure

SEC source: 0001938861-24-000023 · wk-form4_1723638583.xml · nonDerivative · entry 1

Cook Meredith · CIK 0001938861 · SR. VP, GENERAL COUNSEL & SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,988

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2023.

Read SEC document
July 18, 2024 Filed Jul 19, 2024 21:30 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 2,743 $62.00 $170,066.00
Disclosure

SEC source: 0001870913-24-000028 · wk-form4_1721424608.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 632,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $61.01 to $62.92. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
July 18, 2024 Filed Jul 19, 2024 21:27 UTC
Cook MeredithSR. VP, GENERAL COUNSEL & SEC.
Tax withholdingCommon Stock 1,743 $61.35 $106,933.05
Disclosure

SEC source: 0001938861-24-000020 · wk-form4_1721424440.xml · nonDerivative · entry 1

Cook Meredith · CIK 0001938861 · SR. VP, GENERAL COUNSEL & SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,238

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,820 shares of restricted stock, the grant of which was previously reported.

Read SEC document
July 17, 2024 Filed Jul 17, 2024 23:07 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 14,257 $63.16 $900,472.12
Disclosure

SEC source: 0001870913-24-000026 · wk-form4_1721257659.xml · nonDerivative · entry 4

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 635,363

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F5 · price: The shares were sold in multiple trades at prices ranging from $62.62 to $64.21. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
July 16, 2024 Filed Jul 17, 2024 23:07 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 22,000 $64.27 $1,413,940.00
Disclosure

SEC source: 0001870913-24-000026 · wk-form4_1721257659.xml · nonDerivative · entry 3

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 649,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F4 · price: The shares were sold in multiple trades at prices ranging from $63.25 to $64.91. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:07 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 11,000 $63.38 $697,180.00
Disclosure

SEC source: 0001870913-24-000026 · wk-form4_1721257659.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 671,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $62.47 to $64.19. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 20:38 UTC
Cook MeredithSR. VP, GENERAL COUNSEL & SEC.
SaleCommon Stock 250 $64.91 $16,227.50
Disclosure

SEC source: 0001938861-24-000018 · wk-form4_1721075886.xml · nonDerivative · entry 1

Cook Meredith · CIK 0001938861 · SR. VP, GENERAL COUNSEL & SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,981

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 00:58 UTC
Gassert ChadSVP - CORP. DEV. & STRATEGY
SaleCommon Stock 20,000 $63.44 $1,268,800.00
Disclosure

SEC source: 0001871002-24-000014 · wk-form4_1719968317.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 193,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $62.81 to $64.11. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 20:12 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 20,000 $58.90 $1,178,000.00
Disclosure

SEC source: 0001870913-24-000024 · wk-form4_1719259916.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 682,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $58.43 to $59.48. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
June 20, 2024 Filed Jun 20, 2024 23:11 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 11,447 $59.86 $685,217.42
Disclosure

SEC source: 0001870913-24-000022 · wk-form4_1718925060.xml · nonDerivative · entry 4

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 702,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F5 · price: The shares were sold in multiple trades at prices ranging from $59.40 to $60.50. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 23:11 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 10,607 $60.76 $644,481.32
Disclosure

SEC source: 0001870913-24-000022 · wk-form4_1718925060.xml · nonDerivative · entry 3

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 714,067

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F4 · price: The shares were sold in multiple trades at prices ranging from $60.33 to $61.82. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 23:11 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 7,946 $61.41 $487,963.86
Disclosure

SEC source: 0001870913-24-000022 · wk-form4_1718925060.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 724,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $60.77 to $62.55. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:23 UTC
Cook MeredithSR. VP, GENERAL COUNSEL & SEC.
SaleCommon Stock 250 $63.80 $15,950.00
Disclosure

SEC source: 0001938861-24-000016 · wk-form4_1718400226.xml · nonDerivative · entry 1

Cook Meredith · CIK 0001938861 · SR. VP, GENERAL COUNSEL & SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,231

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2023.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:51 UTC
Marken James G.SVP OPS & PROD DEV
Exercise / conversionStock Option (right to buy) · Derivative 5,300 $57.06 Strike: $57.06 $302,418.00
Disclosure

SEC source: 0001579587-24-000013 · wk-form4_1718139096.xml · derivative · entry 5

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2028-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the total options vested on each of April 6, 2019, April 6, 2020, April 6, 2021, and April 6, 2022.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:51 UTC
Marken James G.SVP OPS & PROD DEV
Exercise / conversionStock Option (right to buy) · Derivative 7,250 $49.51 Strike: $49.51 $358,947.50
Disclosure

SEC source: 0001579587-24-000013 · wk-form4_1718139096.xml · derivative · entry 4

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,250 shares

Expires 2027-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total options vested on each of March 31, 2018, March 31, 2019, March 31, 2020, and March 31, 2021.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:51 UTC
Marken James G.SVP OPS & PROD DEV
Tax withholdingCommon Stock 11,087 $67.70 $750,589.90
Disclosure

SEC source: 0001579587-24-000013 · wk-form4_1718139096.xml · nonDerivative · entry 3

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,829

F2 · price: The shares were sold in multiple trades at prices ranging from $67.64 to $68.10. The price reported above reflects the weighted average sales price.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:51 UTC
Marken James G.SVP OPS & PROD DEV
Exercise / conversionCommon Stock 5,300 $57.06 $302,418.00
Disclosure

SEC source: 0001579587-24-000013 · wk-form4_1718139096.xml · nonDerivative · entry 2

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:51 UTC
Marken James G.SVP OPS & PROD DEV
Exercise / conversionCommon Stock 7,250 $49.51 $358,947.50
Disclosure

SEC source: 0001579587-24-000013 · wk-form4_1718139096.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The number of shares beneficially owned by the reporting person is amended in this Form 4 to correct an administrative error in a Form 4 filed on March 9, 2023, which misreported that 1,951 shares were withheld on March 7, 2023 to cover taxes on a vesting of shares on that date, when 1,591 shares were withheld. In correcting this administrative error, the number of shares beneficially owned by the reporting person reflects an increase of 360 shares.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 22:21 UTC
Gutwerg OriSVP, GENERICS
SaleCommon Stock 2,985 $67.00 $199,995.00
Disclosure

SEC source: 0001846478-24-000011 · wk-form4_1717712497.xml · nonDerivative · entry 1

Gutwerg Ori · CIK 0001846478 · SVP, GENERICS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,227

Read SEC document
June 04, 2024 Filed Jun 6, 2024 11:34 UTC SaleCommon Stock 5,000 $63.58 $317,900.00
Disclosure

SEC source: 0001674236-24-000013 · wk-form4_1717673646.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,968

F1 · price: The shares were sold in multiple trades at prices ranging from $64.85 to $62.72. The price reported above reflects the weighted average sales price.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 22:08 UTC
Gassert ChadSVP - CORP. DEV. & STRATEGY
SaleCommon Stock 20,000 $64.41 $1,288,200.00
Disclosure

SEC source: 0001871002-24-000012 · wk-form4_1717538875.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 213,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $63.35 to $65.40. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

Read SEC document
May 21, 2024 Filed May 22, 2024 22:14 UTC
Mutz ChristopherHEAD OF RARE DISEASE
SaleCommon Stock 2,000 $61.61 $123,220.00
Disclosure

SEC source: 0001846487-24-000012 · wk-form4_1716416059.xml · nonDerivative · entry 1

Mutz Christopher · CIK 0001846487 · HEAD OF RARE DISEASE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,277

Read SEC document
May 21, 2024 Filed May 24, 2024 00:03 UTC GrantCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001720568-24-000003 · wk-form4_1716509024.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,712

F1 · kind: Represents a restricted stock award that will vest in full on May 21, 2025.

Read SEC document
May 21, 2024 Filed May 24, 2024 00:02 UTC
Thoma JeanneDirector
GrantCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001819879-24-000002 · wk-form4_1716508923.xml · nonDerivative · entry 1

Thoma Jeanne · CIK 0001819879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,609

F1 · kind: Represents a restricted stock award that will vest in full on May 21, 2025.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:59 UTC GrantCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001543174-24-000005 · wk-form4_1716508769.xml · nonDerivative · entry 1

TANNENBAUM RENEE P · CIK 0001543174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,621

F1 · kind: Represents a restricted stock award that will vest in full on May 21, 2025.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:58 UTC GrantCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001689325-24-000005 · wk-form4_1716508672.xml · nonDerivative · entry 1

Pera Antonio R · CIK 0001689325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,037

F1 · kind: Represents a restricted stock award that will vest in full on May 21, 2025.

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May 21, 2024 Filed May 23, 2024 23:54 UTC GrantCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001773152-24-000003 · wk-form4_1716508443.xml · nonDerivative · entry 1

Leonard Matthew J · CIK 0001773152 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,993

F1 · kind: Represents a restricted stock award that will vest in full on May 21, 2025.

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May 21, 2024 Filed May 23, 2024 23:45 UTC GrantCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001272247-24-000003 · wk-form4_1716507934.xml · nonDerivative · entry 1

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,526

F1 · kind: Represents a restricted stock award that will vest in full on May 21, 2025.

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May 20, 2024 Filed May 21, 2024 21:21 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 12,855 $61.81 $794,567.55
Disclosure

SEC source: 0001870913-24-000020 · wk-form4_1716326500.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 732,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $61.44 to $62.36. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

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May 17, 2024 Filed May 17, 2024 22:05 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 5,836 $62.09 $362,357.24
Disclosure

SEC source: 0001870913-24-000018 · wk-form4_1715983489.xml · nonDerivative · entry 4

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 745,475

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F5 · price: The shares were sold in multiple trades at prices ranging from $61.43 to $64.00. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

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May 16, 2024 Filed May 17, 2024 22:05 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 16,459 $63.84 $1,050,742.56
Disclosure

SEC source: 0001870913-24-000018 · wk-form4_1715983489.xml · nonDerivative · entry 3

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 751,311

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F4 · price: The shares were sold in multiple trades at prices ranging from $63.28 to $64.90. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

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May 16, 2024 Filed May 17, 2024 22:01 UTC SaleCommon Stock 2,000 $63.87 $127,740.00
Disclosure

SEC source: 0001543174-24-000002 · wk-form4_1715983230.xml · nonDerivative · entry 1

TANNENBAUM RENEE P · CIK 0001543174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,211

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May 15, 2024 Filed May 17, 2024 22:05 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 14,850 $65.86 $978,021.00
Disclosure

SEC source: 0001870913-24-000018 · wk-form4_1715983489.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 767,770

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $64.66 to $66.54. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

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May 14, 2024 Filed May 16, 2024 21:02 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
SaleCommon Stock 16,669 $66.10 $1,101,820.90
Disclosure

SEC source: 0001822629-24-000010 · wk-form4_1715893316.xml · nonDerivative · entry 1

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,505

F1 · price: The shares were sold in multiple trades at prices ranging from $65.67 to $67.56. The price reported above reflects the weighted average sales price.

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May 13, 2024 Filed May 13, 2024 21:25 UTC
Cook MeredithSR. VP, GENERAL COUNSEL & SEC.
SaleCommon Stock 250 $67.69 $16,922.50
Disclosure

SEC source: 0001938861-24-000014 · wk-form4_1715635512.xml · nonDerivative · entry 1

Cook Meredith · CIK 0001938861 · SR. VP, GENERAL COUNSEL & SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,481

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2023.

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May 01, 2024 Filed May 3, 2024 21:48 UTC
Gassert ChadSVP - CORP. DEV. & STRATEGY
SaleCommon Stock 20,000 $66.62 $1,332,400.00
Disclosure

SEC source: 0001871002-24-000010 · wk-form4_1714772885.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 233,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $66.05 to $67.30. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

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April 19, 2024 Filed Apr 22, 2024 22:26 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 16,809 $65.17 $1,095,442.53
Disclosure

SEC source: 0001870913-24-000016 · wk-form4_1713824793.xml · nonDerivative · entry 3

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 782,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F4 · price: The shares were sold in multiple trades at prices ranging from $64.20 to $65.79. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

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April 18, 2024 Filed Apr 22, 2024 22:26 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 10,423 $64.98 $677,286.54
Disclosure

SEC source: 0001870913-24-000016 · wk-form4_1713824793.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 799,429

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $64.43 to $65.89. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

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April 17, 2024 Filed Apr 17, 2024 20:33 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
SaleCommon Stock 9,520 $65.40 $622,608.00
Disclosure

SEC source: 0001870913-24-000014 · wk-form4_1713385980.xml · nonDerivative · entry 4

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 809,852

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F5 · price: The shares were sold in multiple trades at prices ranging from $65.04 to $66.06. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.