Gassert Chad

SEC source: 0001871002-26-000006 · wk-form4_1772492300.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,916

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,342 shares of restricted stock, the grant of which was previously reported.

SEC source: 0001871002-26-000006 · wk-form4_1772492300.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,137

F1 · kind: Represents a restricted stock award that will vest in four equal annual installments on the first, second, third and fourth anniversaries of February 26, 2026.

SEC source: 0001871002-26-000004 · wk-form4_1771362348.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,021

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,355 shares of restricted stock, the grant of which was previously reported on February 16, 2024.

SEC source: 0001871002-26-000004 · wk-form4_1771362348.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,738

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,590 shares of restricted stock, the grant of which was previously reported on February 18, 2025.

SEC source: 0001871002-26-000002 · wk-form4_1771017125.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,346

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 11,578 performance stock units, the grant of which was previously reported on April 6, 2023.

SEC source: 0001871002-25-000007 · wk-form4_1763155816.xml · nonDerivative · entry 3

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 158,490

F2 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-25-000007 · wk-form4_1763155816.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 158,584

F1 · price: The shares were sold in multiple trades at prices ranging from $89.00 to $89.50. The price reported above reflects the weighted average sales price.

F2 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-25-000004 · wk-form4_1755548946.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 173,226

F1 · price: The shares were sold in multiple trades at prices ranging from $86.54 to $88.05. The price reported above reflects the weighted average sales price.

F2 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-25-000002 · wk-form4_1739927639.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,615

F2 · kind: These shares represent performance stock units, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting.

SEC source: 0001871002-25-000002 · wk-form4_1739927639.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,041

F1 · kind: Represents a restricted stock award that will vest in four equal annual installments on the first, second, third and fourth anniversaries of February 12, 2025.

SEC source: 0001871002-24-000014 · wk-form4_1719968317.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 193,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $62.81 to $64.11. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-24-000012 · wk-form4_1717538875.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 213,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $63.35 to $65.40. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-24-000010 · wk-form4_1714772885.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 233,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $66.05 to $67.30. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-24-000008 · wk-form4_1712098747.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 253,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $66.50 to $69.05. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-24-000006 · wk-form4_1710362669.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 273,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2023.

F2 · price: The shares were sold in multiple trades at prices ranging from $65.23 to $66.34. The price reported above reflects the weighted average sales price.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-24-000004 · wk-form4_1709330494.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,679

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,342 shares of restricted stock, the grant of which was previously reported.

SEC source: 0001871002-24-000002 · wk-form4_1708119272.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,314

F2 · kind: These shares represent performance stock units, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting.

SEC source: 0001871002-24-000002 · wk-form4_1708119272.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,368

F1 · kind: Represents a restricted stock award that will vest in four equal annual installments on the first, second, third and fourth anniversaries of February 14, 2024.

SEC source: 0001871002-23-000009 · wk-form4_1696377605.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 293,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2023.

F2 · price: Reflects the weighted average price of sales on October 2, 2023. The shares were sold in multiple transactions at prices ranging from $55.90 to $57.66, inclusive.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-23-000006 · wk-form4_1693947949.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 313,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2023.

F2 · price: Reflects the weighted average price of sales on September 1, 2023. The shares were sold in multiple transactions at prices ranging from $64.18 to $65.26, inclusive.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001871002-23-000004 · wk-form4_1691100197.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 333,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2023.

F2 · price: Reflects the weighted average price of sales on August 1, 2023. The shares were sold in multiple transactions at prices ranging from $50.52 to $52.33, inclusive.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001104659-23-078742 · tm2320740-1_4seq1.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 353,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2023.

F2 · price: Reflects the weighted average price of sales on July 3, 2023. The shares were sold in multiple transactions at prices ranging from $52.76 to $54.10, inclusive.

F3 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001104659-23-074398 · tm2319615-1_4seq1.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Plan reported

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 373,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2023.

F2 · ownership.nature: The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001104659-23-041729 · tm2311710-4_4seq1.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,947

F2 · kind: These shares represent performance stock units, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting.

SEC source: 0001104659-23-041729 · tm2311710-4_4seq1.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,369

F1 · kind: Represents a restricted stock award that will vest in four equal annual installments on the first, second, third and fourth anniversaries of February 28, 2023.

SEC source: 0001415889-22-003267 · form4-03222022_020338.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 393,226

F3 · price: The shares were acquired in multiple trades at prices ranging from $27.69 to $28.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The Reporting Person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001415889-22-003267 · form4-03222022_020338.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 388,226

F1 · price: The shares were acquired in multiple trades at prices ranging from $27.06 to $27.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The Reporting Person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC source: 0001415889-21-005442 · form4-11232021_011133.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 383,226

F1 · price: On November 19, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of March 8, 2021 (as amended, supplemented or modified from time to time, the "Merger Agreement"), by and among ANI Pharmaceuticals, Inc., a Delaware corporation (the "Issuer"), Novitium Pharma LLC, a Delaware limited liability company ("Novitium"), and the other parties thereto, the Issuer completed its acquisition of Novitium. In accordance with the Merger Agreement, an aggregate of 2,000,000 Company Interests of Novitium held by Chali Properties LLC were converted into 383,226 shares of Common Stock of the Issuer. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: The Reporting Person holds voting and dispositive power over the shares held by Chali Properties LLC.