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Nasdaq · USD

ANIP

ANI PHARMACEUTICALS INC

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Tapewire entity
4638
SEC CIK
0001023024
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202605
Mar 2026012
Apr 202601
May 202606
Jun 202604
Jul 202603
Aug 202604
Sep 202604
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2022 Filed Mar 26, 2022 00:52 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 17,454 $27.03 $471,781.62
Disclosure

SEC source: 0001415889-22-003380 · form4-03252022_050311.xml · nonDerivative · entry 1

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,196

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 34,123 shares of restricted stock, the grant of which was previously reported.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:39 UTC PurchaseCommon Stock 5,000 $27.76 $138,794.00
Disclosure

SEC source: 0001415889-22-003268 · form4-03222022_020356.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,388

F1 · price: The shares were acquired in multiple trades at prices ranging from $27.475 to $27.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:37 UTC
Gassert ChadSVP - CORP. DEV. & STRATEGY
PurchaseCommon Stock 5,000 $27.87 $139,342.50
Disclosure

SEC source: 0001415889-22-003267 · form4-03222022_020338.xml · nonDerivative · entry 2

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 393,226

F3 · price: The shares were acquired in multiple trades at prices ranging from $27.69 to $28.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The Reporting Person holds voting and dispositive power over the shares held by Chali Properties LLC.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:05 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
PurchaseCommon Stock 7,224 $27.69 $199,997.16
Disclosure

SEC source: 0001415889-22-003308 · form4-03232022_060333.xml · nonDerivative · entry 1

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,650

F1 · price: The shares were acquired in multiple trades at prices ranging from $26.885 to $27.8058. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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March 19, 2022 Filed Mar 22, 2022 21:36 UTC GrantCommon Stock 13,346 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003266 · form4-03222022_020316.xml · nonDerivative · entry 1

TANNENBAUM RENEE P · CIK 0001543174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

F1 · kind: Represents a restricted stock award that will vest in three equal annual installments on the first, second and third anniversaries of March 19, 2022.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 21:37 UTC
Gassert ChadSVP - CORP. DEV. & STRATEGY
PurchaseCommon Stock 5,000 $27.15 $135,744.00
Disclosure

SEC source: 0001415889-22-003267 · form4-03222022_020338.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 388,226

F1 · price: The shares were acquired in multiple trades at prices ranging from $27.06 to $27.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The Reporting Person holds voting and dispositive power over the shares held by Chali Properties LLC.

Read SEC document
March 17, 2022 Filed Mar 22, 2022 01:58 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
PurchaseCommon Stock 5,000 $27.65 $138,251.50
Disclosure

SEC source: 0001415889-22-003247 · form4-03212022_060303.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by SS Pharma LLC

Disclosed balance after: 5,000

F1 · price: The shares were acquired in multiple trades at prices ranging from $27.36 to $28.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The Reporting Person holds voting and dispositive power over the shares held by SS Pharma LLC.

Read SEC document
March 17, 2022 Filed Mar 22, 2022 01:58 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
PurchaseCommon Stock 5,000 $27.65 $138,251.50
Disclosure

SEC source: 0001415889-22-003247 · form4-03212022_060303.xml · nonDerivative · entry 1

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,460

F1 · price: The shares were acquired in multiple trades at prices ranging from $27.36 to $28.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:24 UTC
Mutz ChristopherHEAD OF RARE DISEASE
Tax withholdingCommon Stock 1,184 $40.25 $47,656.00
Disclosure

SEC source: 0001415889-22-001535 · form4-02172022_040230.xml · nonDerivative · entry 1

Mutz Christopher · CIK 0001846487 · HEAD OF RARE DISEASE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,950

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,033 shares of restricted stock, the grant of which was previously reported.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 00:23 UTC
Gutwerg OriSVP, GENERICS
Tax withholdingCommon Stock 1,167 $40.25 $46,971.75
Disclosure

SEC source: 0001415889-22-001534 · form4-02172022_040250.xml · nonDerivative · entry 1

Gutwerg Ori · CIK 0001846478 · SVP, GENERICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,226 shares of restricted stock, the grant of which was previously reported.

Read SEC document
December 20, 2021 Filed Dec 23, 2021 01:06 UTC
Thoma JeanneDirector
PurchaseCommon Stock 1,072 $46.47 $49,819.59
Disclosure

SEC source: 0001415889-21-006192 · form4-12222021_051238.xml · nonDerivative · entry 1

Thoma Jeanne · CIK 0001819879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,785

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:31 UTC PurchaseCommon Stock 3,000 $42.26 $126,793.50
Disclosure

SEC source: 0001415889-21-005801 · form4-12092021_011223.xml · nonDerivative · entry 1

Pera Antonio R · CIK 0001689325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,713

F1 · price: The shares were acquired in multiple trades at prices ranging from $42.24 to $42.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:17 UTC PurchaseCommon Stock 2,500 $39.38 $98,450.00
Disclosure

SEC source: 0001415889-21-005743 · form4-12072021_011229.xml · nonDerivative · entry 1

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,202

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:46 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
GrantCommon Stock 1,332,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-005444 · form4-11232021_011120.xml · nonDerivative · entry 2

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Esjay LLC

Disclosed balance after: 1,332,620

F2 · price: In accordance with the Merger Agreement, an aggregate of 6,954,750 Company Interests of Novitium held by Esjay LLC were converted into 1,332,620 shares of Common Stock of the Issuer. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: The Reporting Person holds voting and dispositive power over the shares held by Esjay LLC.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:46 UTC
Shanmugam MuthusamyDirector · HEAD OF R&D, COO-NOVITIUM OPS
GrantCommon Stock 13,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-005444 · form4-11232021_011120.xml · nonDerivative · entry 1

Shanmugam Muthusamy · CIK 0001870913 · Director · HEAD OF R&D, COO-NOVITIUM OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460

F1 · price: On November 19, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of March 8, 2021 (as amended, supplemented or modified from time to time, the "Merger Agreement"), by and among ANI Pharmaceuticals, Inc., a Delaware corporation (the "Issuer"), Novitium Pharma LLC, a Delaware limited liability company ("Novitium"), and the other parties thereto, the Issuer completed its acquisition of Novitium. In accordance with the Merger Agreement, an aggregate of 70,250 Company Interests of Novitium held by the Reporting Person were converted into 13,460 shares of Common Stock of the Issuer. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:44 UTC
Gassert ChadSVP - CORP. DEV. & STRATEGY
GrantCommon Stock 383,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-005442 · form4-11232021_011133.xml · nonDerivative · entry 1

Gassert Chad · CIK 0001871002 · SVP - CORP. DEV. & STRATEGY

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Chali Properties LLC

Disclosed balance after: 383,226

F1 · price: On November 19, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of March 8, 2021 (as amended, supplemented or modified from time to time, the "Merger Agreement"), by and among ANI Pharmaceuticals, Inc., a Delaware corporation (the "Issuer"), Novitium Pharma LLC, a Delaware limited liability company ("Novitium"), and the other parties thereto, the Issuer completed its acquisition of Novitium. In accordance with the Merger Agreement, an aggregate of 2,000,000 Company Interests of Novitium held by Chali Properties LLC were converted into 383,226 shares of Common Stock of the Issuer. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: The Reporting Person holds voting and dispositive power over the shares held by Chali Properties LLC.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 21:36 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 2,577 $28.20 $72,671.40
Disclosure

SEC source: 0001415889-21-004348 · form4-09102021_020924.xml · nonDerivative · entry 1

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,426

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 7,127 shares of restricted stock, the grant of which was previously reported.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 21:26 UTC
Marken James G.SVP OPS & PROD DEV
Tax withholdingCommon Stock 1,878 $31.86 $59,833.08
Disclosure

SEC source: 0001415889-21-001981 · form4-04132021_020416.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,321

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 6,137 shares of restricted stock, the grant of which was previously reported.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 21:25 UTC
CAREY STEPHEN P.SENIOR VICE PRESIDENT AND CFO
Tax withholdingCommon Stock 3,042 $31.86 $96,918.12
Disclosure

SEC source: 0001415889-21-001979 · form4-04132021_020408.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · SENIOR VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 9,941 shares of restricted stock, the grant of which was previously reported.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 00:29 UTC
Marken James G.SVP OPS & PROD DEV
Tax withholdingCommon Stock 337 $33.69 $11,353.53
Disclosure

SEC source: 0001415889-21-001946 · form4-04072021_050439.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,199

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,100 shares of restricted stock, the grant of which was previously reported.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 00:19 UTC
CAREY STEPHEN P.SENIOR VICE PRESIDENT AND CFO
Tax withholdingCommon Stock 612 $33.69 $20,618.28
Disclosure

SEC source: 0001415889-21-001945 · form4-04072021_050433.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · SENIOR VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,542

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 2,000 shares of restricted stock, the grant of which was previously reported.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 00:57 UTC
Marken James G.SVP OPS & PROD DEV
Tax withholdingCommon Stock 278 $36.14 $10,046.92
Disclosure

SEC source: 0001415889-21-001724 · form4-03312021_050326.xml · nonDerivative · entry 2

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,536

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 907 shares of restricted stock, the grant of which was previously reported.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 00:56 UTC
CAREY STEPHEN P.SENIOR VICE PRESIDENT AND CFO
Tax withholdingCommon Stock 508 $36.14 $18,359.12
Disclosure

SEC source: 0001415889-21-001723 · form4-03312021_050317.xml · nonDerivative · entry 2

CAREY STEPHEN P. · CIK 0001674236 · SENIOR VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,154

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,657 shares of restricted stock, the grant of which was previously reported.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 00:11 UTC
Schrepfer Robert WSVP - NEW BUS DEV & SPEC SALES
Tax withholdingCommon Stock 5,566 $32.68 $181,896.88
Disclosure

SEC source: 0001415889-21-001685 · form4-03292021_050311.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - NEW BUS DEV & SPEC SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,477

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 16,711 shares of restricted stock, the grant of which was previously reported.

Read SEC document
March 29, 2021 Filed Apr 1, 2021 00:57 UTC
Marken James G.SVP OPS & PROD DEV
Tax withholdingCommon Stock 524 $32.68 $17,124.32
Disclosure

SEC source: 0001415889-21-001724 · form4-03312021_050326.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,814

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,712 shares of restricted stock, the grant of which was previously reported.

Read SEC document
March 29, 2021 Filed Apr 1, 2021 00:56 UTC
CAREY STEPHEN P.SENIOR VICE PRESIDENT AND CFO
Tax withholdingCommon Stock 953 $32.68 $31,144.04
Disclosure

SEC source: 0001415889-21-001723 · form4-03312021_050317.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · SENIOR VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,662

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,113 shares of restricted stock, the grant of which was previously reported.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:45 UTC
Marken James G.SVP OPS & PROD DEV
GrantCommon Stock 32,041 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001661 · form4-03252021_010339.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP OPS & PROD DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,338

F1 · kind: Represents a restricted stock award that will vest in four equal annual installments on the first, second, third and fourth anniversaries of March 23, 2021.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:44 UTC
CAREY STEPHEN P.SENIOR VICE PRESIDENT AND CFO
GrantCommon Stock 54,470 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001660 · form4-03252021_010324.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · SENIOR VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,615

F1 · kind: Represents a restricted stock award that will vest in four equal annual installments on the first, second, third and fourth anniversaries of March 23, 2021.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:43 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
GrantCommon Stock 136,495 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001659 · form4-03252021_010352.xml · nonDerivative · entry 1

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,003

F1 · kind: Represents a restricted stock award that will vest in four equal annual installments on the first, second, third and fourth anniversaries of March 23, 2021.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:41 UTC GrantCommon Stock 9,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001658 · form4-03252021_010316.xml · nonDerivative · entry 1

Pera Antonio R · CIK 0001689325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,713

F1 · kind: Represents a restricted stock award that will vest in full on March 23, 2022.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:39 UTC
Thoma JeanneDirector
GrantCommon Stock 9,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001657 · form4-03252021_010347.xml · nonDerivative · entry 1

Thoma Jeanne · CIK 0001819879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,713

F1 · kind: Represents a restricted stock award that will vest in full on March 23, 2022.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:38 UTC
NASH DAVIDDirector
GrantCommon Stock 9,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001656 · form4-03252021_010359.xml · nonDerivative · entry 1

NASH DAVID · CIK 0001251968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,647

F1 · kind: Represents a restricted stock award that will vest in full on March 23, 2022.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:37 UTC GrantCommon Stock 9,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001655 · form4-03252021_010300.xml · nonDerivative · entry 1

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,702

F1 · kind: Represents a restricted stock award that will vest in full on March 23, 2022.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:36 UTC GrantCommon Stock 9,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001654 · form4-03252021_010352.xml · nonDerivative · entry 1

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,972

F1 · kind: Represents a restricted stock award that will vest in full on March 23, 2022.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:34 UTC GrantCommon Stock 9,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001653 · form4-03252021_010333.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

F1 · kind: Represents a restricted stock award that will vest in full on March 23, 2022.

Read SEC document
March 16, 2021 Filed Jan 28, 2022 21:43 UTC
Thoma JeanneDirector
PurchaseCommon Stock 1,500 $33.22 $49,830.00
Disclosure

SEC source: 0001415889-22-000853 · form5-01282022_010114.xml · nonDerivative · entry 1

Thoma Jeanne · CIK 0001819879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,285

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:55 UTC PurchaseCommon Stock 4,000 $32.89 $131,555.20
Disclosure

SEC source: 0001415889-21-001560 · form4-03172021_040314.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,096

F1 · price: The shares were acquired in multiple trades at prices ranging from $32.645 to $33.2699. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 02:57 UTC
Mutz ChristopherCHIEF COMMERCIAL OFFICER
GrantStock Option (right to buy) · Derivative 33,758 $0.00 Strike: $31.49 $0.00
Disclosure

SEC source: 0001415889-21-000745 · form4-02172021_060228.xml · derivative · entry 2

Mutz Christopher · CIK 0001846487 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,758

Underlying: Common Stock · 33,758 shares

Expires 2031-02-15

F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% of the total shares on each of February 15, 2022, February 15, 2023, February 15, 2024 and February 15, 2025.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 02:57 UTC
Mutz ChristopherCHIEF COMMERCIAL OFFICER
GrantCommon Stock 16,134 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000745 · form4-02172021_060228.xml · nonDerivative · entry 1

Mutz Christopher · CIK 0001846487 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,134

F1 · shares: Represents a restricted stock award that will vest as to 25% of the total shares on each of February 15, 2022, February 15, 2023, February 15, 2024 and February 15, 2025.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 01:58 UTC
Gutwerg OriSVP, GENERICS
GrantStock Option (right to buy) · Derivative 27,006 $0.00 Strike: $31.49 $0.00
Disclosure

SEC source: 0001415889-21-000743 · form4-02172021_050211.xml · derivative · entry 2

Gutwerg Ori · CIK 0001846478 · SVP, GENERICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

Underlying: Common Stock · 27,006 shares

Expires 2031-02-15

F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% of the total shares on each of February 15, 2022, February 15, 2023, February 15, 2024 and February 15, 2025.

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February 15, 2021 Filed Feb 18, 2021 01:58 UTC
Gutwerg OriSVP, GENERICS
GrantCommon Stock 12,907 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000743 · form4-02172021_050211.xml · nonDerivative · entry 1

Gutwerg Ori · CIK 0001846478 · SVP, GENERICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,907

F1 · shares: Represents a restricted stock award that will vest as to 25% of the total shares on each of February 15, 2022, February 15, 2023, February 15, 2024 and February 15, 2025.

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November 09, 2020 Filed Nov 12, 2020 22:11 UTC PurchaseCommon Stock 5,000 $25.96 $129,800.00
Disclosure

SEC source: 0001415889-20-002608 · form4-11122020_021137.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,096

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September 08, 2020 Filed Sep 10, 2020 22:18 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
GrantStock Option (right to buy) · Derivative 179,643 $0.00 Strike: $29.00 $0.00
Disclosure

SEC source: 0001415889-20-002285 · form4-09102020_030939.xml · derivative · entry 2

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,643

Underlying: Common Stock · 179,643 shares

Expires 2030-09-08

F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% of the total shares on each of September 8, 2021, September 8, 2022, September 8, 2023 and September 8, 2024.

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September 08, 2020 Filed Sep 10, 2020 22:18 UTC
Lalwani NikhilDirector · PRESIDENT & CEO
GrantCommon Stock 28,508 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002285 · form4-09102020_030939.xml · nonDerivative · entry 1

Lalwani Nikhil · CIK 0001822629 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,508

F1 · shares: Represents a restricted stock award that will vest as to 25% of the total shares on each of September 8, 2021, September 8, 2022, September 8, 2023 and September 8, 2024.

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August 10, 2020 Filed Aug 12, 2020 20:18 UTC
Walsh Patrick DDirector · CHAIRMAN, INTERIM PRES. & CEO
PurchaseCommon Stock 3,000 $30.89 $92,670.00
Disclosure

SEC source: 0001415889-20-002087 · form4-08122020_010803.xml · nonDerivative · entry 3

Walsh Patrick D · CIK 0001720568 · Director · CHAIRMAN, INTERIM PRES. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,096

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August 10, 2020 Filed Aug 12, 2020 20:18 UTC
Walsh Patrick DDirector · CHAIRMAN, INTERIM PRES. & CEO
PurchaseCommon Stock 4,000 $30.98 $123,920.00
Disclosure

SEC source: 0001415889-20-002087 · form4-08122020_010803.xml · nonDerivative · entry 2

Walsh Patrick D · CIK 0001720568 · Director · CHAIRMAN, INTERIM PRES. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,096

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August 10, 2020 Filed Aug 12, 2020 20:18 UTC
Walsh Patrick DDirector · CHAIRMAN, INTERIM PRES. & CEO
PurchaseCommon Stock 3,000 $30.40 $91,200.00
Disclosure

SEC source: 0001415889-20-002087 · form4-08122020_010803.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director · CHAIRMAN, INTERIM PRES. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,096

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August 05, 2020 Filed Aug 7, 2020 23:34 UTC GrantStock Option (right to buy) · Derivative 16,024 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001415889-20-002069 · form4-08072020_040827.xml · derivative · entry 2

Pera Antonio R · CIK 0001689325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,024

Underlying: Common Stock · 16,024 shares

Expires 2029-08-05

F2 · derivative.exercise_date: The option will vest and become exercisable as to 50% of the total shares on August 5, 2021 and the remaining 50% of the total shares on August 5, 2022.

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August 05, 2020 Filed Aug 7, 2020 23:34 UTC GrantCommon Stock 7,421 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002069 · form4-08072020_040827.xml · nonDerivative · entry 1

Pera Antonio R · CIK 0001689325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,421

F1 · kind: Represents a restricted stock award that will vest as to 50% of the total shares on August 5, 2021 and the remaining 50% of the total shares on August 5, 2022.

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August 05, 2020 Filed Aug 7, 2020 23:33 UTC
Thoma JeanneDirector
GrantStock Option (right to buy) · Derivative 16,024 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001415889-20-002068 · form4-08072020_040806.xml · derivative · entry 2

Thoma Jeanne · CIK 0001819879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,024

Underlying: Common Stock · 16,024 shares

Expires 2029-08-05

F2 · derivative.exercise_date: The option will vest and become exercisable as to 50% of the total shares on August 5, 2021 and the remaining 50% of the total shares on August 5, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.