Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 1, 2022 22:10 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,405 | $40.51 | $56,916.55 |
DisclosureSEC source: 0001039828-22-000106 · wf-form4_166993263794609.xml · nonDerivative · entry 1 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,195 F1 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 22:31 UTC |
Bhalla AnantDirector · CEO & President
|
GrantCommon Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000104 · wf-form4_166984749361895.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,344 F1 · shares: Restricted stock vesting on stock price and service requirements. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 17:32 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
SaleCommon Stock | 25,000 | $40.00 | $1,000,077.50 |
DisclosureSEC source: 0001039828-22-000083 · wf-form4_166023911823855.xml · nonDerivative · entry 1 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,439 F1 · shares: This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $40.00 to $40.04. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 19:20 UTC |
Volpe Nicholas P.Chief Technology Officer
|
GrantRestricted Stock Units | 12,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000077 · wf-form4_165955442633620.xml · nonDerivative · entry 1 Volpe Nicholas P. · CIK 0001940668 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,006 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three equal parts beginning on the first anniversary of the grant date. Read SEC document |
| June 15, 2022 Filed Jun 18, 2022 00:20 UTC |
North End Re (Cayman) SPC10% owner
|
OtherCommon Stock | 3,857,184 | $39.18 | $151,112,511.85 |
DisclosureSEC source: 0000950157-22-000722 · form4.xml · nonDerivative · entry 1 North End Re (Cayman) SPC · CIK 0001904850 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,028,979 F1 · kind: On June 15, 2022, North End Re (Cayman) SPC ("North End Re") engaged in a series of transactions with its sole shareholder, BAM Re Holdings Ltd. ("BAM Re Holdings") and other subsidiaries of BAM Re Holdings, as a result of which 3,857,184 common shares of American Equity Investment Life Holding Company were transferred from North End Re to Freestone Re Ltd., another wholly owned subsidiary of BAM Re Holdings. F2 · price: The price reported in Column 4 is a 5-day volume-weighted average price as of market close on June 14, 2022. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:19 UTC |
Chapman Joyce AnnDirector
|
GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000061 · wf-form4_165523794899877.xml · nonDerivative · entry 1 Chapman Joyce Ann · CIK 0001444640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,880 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2023 annual shareholder meeting. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:20 UTC |
Healy Douglas TaylorDirector
|
GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000063 · wf-form4_165523798774075.xml · nonDerivative · entry 1 Healy Douglas Taylor · CIK 0001823130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,772 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2023 annual shareholder meeting. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:19 UTC |
CUSHING BRENDA JDirector
|
GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000062 · wf-form4_165523796973154.xml · nonDerivative · entry 1 CUSHING BRENDA J · CIK 0001233350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,622 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2023 annual shareholder meeting. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:19 UTC |
Matula Alan DavidDirector
|
GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000060 · wf-form4_165523792900300.xml · nonDerivative · entry 1 Matula Alan David · CIK 0001661629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,842 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2023 annual shareholder meeting. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:18 UTC |
Kunkel William R.Director
|
GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000059 · wf-form4_165523790651203.xml · nonDerivative · entry 1 Kunkel William R. · CIK 0001565011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,360 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2023 annual shareholder meeting. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:18 UTC |
Neugent Gerard D.Director
|
GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000058 · wf-form4_165523788635699.xml · nonDerivative · entry 1 Neugent Gerard D. · CIK 0001500104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,604 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2023 annual shareholder meeting. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:18 UTC |
Howe Robert LDirector
|
GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000057 · wf-form4_165523786484925.xml · nonDerivative · entry 1 Howe Robert L · CIK 0001341197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,979 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2023 annual shareholder meeting. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:17 UTC |
MULCAHY DAVID S.Director
|
GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000056 · wf-form4_165523784120852.xml · nonDerivative · entry 1 MULCAHY DAVID S. · CIK 0001260541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,061 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2023 annual shareholder meeting. Read SEC document |
| May 16, 2022 Filed May 18, 2022 19:15 UTC |
Neugent Gerard D.Director
|
Exercise / conversionOptions - Right to Buy · Derivative | 14,000 | $10.52 Strike: $10.52 | $147,280.00 |
DisclosureSEC source: 0001039828-22-000046 · wf-form4_165290128897277.xml · derivative · entry 4 Neugent Gerard D. · CIK 0001500104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2022-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2022 Filed May 18, 2022 19:15 UTC |
Neugent Gerard D.Director
|
SaleCommon Stock | 314 | $35.35 | $11,099.08 |
DisclosureSEC source: 0001039828-22-000046 · wf-form4_165290128897277.xml · nonDerivative · entry 3 Neugent Gerard D. · CIK 0001500104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,003 F2 · price: This transaction was executed in multiple trades at prices ranging from $35.30 to $35.39. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| May 16, 2022 Filed May 18, 2022 19:15 UTC |
Neugent Gerard D.Director
|
SaleCommon Stock | 3,923 | $34.80 | $136,508.24 |
DisclosureSEC source: 0001039828-22-000046 · wf-form4_165290128897277.xml · nonDerivative · entry 2 Neugent Gerard D. · CIK 0001500104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,317 F1 · price: This transaction was executed in multiple trades at prices ranging from $34.245 to $35.23. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| May 16, 2022 Filed May 18, 2022 19:15 UTC |
Neugent Gerard D.Director
|
Exercise / conversionCommon Stock | 14,000 | $10.52 | $147,280.00 |
DisclosureSEC source: 0001039828-22-000046 · wf-form4_165290128897277.xml · nonDerivative · entry 1 Neugent Gerard D. · CIK 0001500104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 13, 2022 17:01 UTC |
Howe Robert LDirector
|
Exercise / conversionOptions - Right to Buy · Derivative | 9,000 | $0.00 Strike: $10.52 | $0.00 |
DisclosureSEC source: 0001039828-22-000044 · wf-form4_165246126363677.xml · derivative · entry 2 Howe Robert L · CIK 0001341197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2022-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 13, 2022 17:01 UTC |
Howe Robert LDirector
|
Exercise / conversionCommon Stock | 9,000 | $10.52 | $94,680.00 |
DisclosureSEC source: 0001039828-22-000044 · wf-form4_165246126363677.xml · nonDerivative · entry 1 Howe Robert L · CIK 0001341197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:58 UTC |
Grensteiner Ronald JamesExecutive Vice President
|
SaleCommon Stock | 9,188 | $38.31 | $352,022.60 |
DisclosureSEC source: 0001039828-22-000031 · wf-form4_164996987660415.xml · nonDerivative · entry 1 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,039 F1 · price: This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $37.75 to $38.61. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| March 25, 2022 Filed Feb 9, 2023 21:56 UTC |
Grensteiner Ronald Jamesformer officer
|
GiftCommon Stock | 5,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000004 · wf-form5_167597975613277.xml · nonDerivative · entry 1 Grensteiner Ronald James · CIK 0001468460 · former officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,739 Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 23:19 UTC |
Grensteiner Ronald JamesExecutive Vice President
|
SaleCommon Stock | 12,844 | $38.06 | $488,895.30 |
DisclosureSEC source: 0001039828-22-000028 · wf-form4_164747274379099.xml · nonDerivative · entry 2 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,692 F2 · price: This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $37.67 to $38.58. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:19 UTC |
Grensteiner Ronald JamesExecutive Vice President
|
SaleCommon Stock | 15,963 | $38.37 | $612,497.12 |
DisclosureSEC source: 0001039828-22-000028 · wf-form4_164747274379099.xml · nonDerivative · entry 1 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,536 F1 · price: The reporting person executed this transaction in connection with his planned retirement from American Equity. It was executed in multiple trades at prices ranging from $37.92 to $38.71. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| March 09, 2022 Filed Mar 12, 2022 00:39 UTC |
Chapman Joyce AnnDirector
|
Exercise / conversionOptions - Right to Buy · Derivative | 14,000 | $0.00 Strike: $10.52 | $0.00 |
DisclosureSEC source: 0001039828-22-000027 · wf-form4_164704552912192.xml · derivative · entry 3 Chapman Joyce Ann · CIK 0001444640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2022-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 12, 2022 00:39 UTC |
Chapman Joyce AnnDirector
|
SaleCommon Stock | 3,856 | $38.26 | $147,547.53 |
DisclosureSEC source: 0001039828-22-000027 · wf-form4_164704552912192.xml · nonDerivative · entry 2 Chapman Joyce Ann · CIK 0001444640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,279 F1 · price: This transaction was executed in multiple trades at prices ranging from $38.25 to $38.36. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| March 09, 2022 Filed Mar 12, 2022 00:39 UTC |
Chapman Joyce AnnDirector
|
Exercise / conversionCommon Stock | 14,000 | $10.52 | $147,280.00 |
DisclosureSEC source: 0001039828-22-000027 · wf-form4_164704552912192.xml · nonDerivative · entry 1 Chapman Joyce Ann · CIK 0001444640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:00 UTC |
Howe Robert LDirector
|
Exercise / conversionOptions - Right to Buy · Derivative | 5,000 | $0.00 Strike: $10.52 | $0.00 |
DisclosureSEC source: 0001039828-22-000025 · wf-form4_164643483772338.xml · derivative · entry 2 Howe Robert L · CIK 0001341197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 5,000 shares Expires 2022-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:00 UTC |
Howe Robert LDirector
|
Exercise / conversionCommon Stock | 5,000 | $10.52 | $52,600.00 |
DisclosureSEC source: 0001039828-22-000025 · wf-form4_164643483772338.xml · nonDerivative · entry 1 Howe Robert L · CIK 0001341197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:20 UTC |
Grensteiner Ronald JamesExecutive Vice President
|
Tax withholdingCommon Stock | 9,414 | $37.69 | $354,813.66 |
DisclosureSEC source: 0001039828-22-000024 · wf-form4_164625959549852.xml · nonDerivative · entry 2 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,499 F2 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance based restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:20 UTC |
Grensteiner Ronald JamesExecutive Vice President
|
GrantCommon Stock | 22,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000024 · wf-form4_164625959549852.xml · nonDerivative · entry 1 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,913 F1 · shares: The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2019-2021 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:41 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
Tax withholdingCommon Stock | 8,692 | $37.69 | $327,601.48 |
DisclosureSEC source: 0001039828-22-000023 · wf-form4_164625727740011.xml · nonDerivative · entry 2 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,342 F2 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance based restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:41 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
GrantCommon Stock | 19,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000023 · wf-form4_164625727740011.xml · nonDerivative · entry 1 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,034 F1 · shares: The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2019-2021 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 28, 2022 Filed Apr 14, 2022 00:03 UTC Amendment |
Grensteiner Ronald JamesExecutive Vice President
|
Tax withholdingCommon Stock | 1,465 | $37.69 | $55,215.85 |
DisclosureSEC source: 0001039828-22-000030 · wf-form4a_164989461683201.xml · nonDerivative · entry 1 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,034 F1 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time based restricted stock units; inadvertently omitted from the original report. Read SEC document |
| February 28, 2022 Filed Apr 13, 2022 23:43 UTC Amendment |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
Tax withholdingCommon Stock | 1,903 | $37.69 | $71,724.07 |
DisclosureSEC source: 0001039828-22-000029 · wf-form4a_164989338487140.xml · nonDerivative · entry 1 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,439 F1 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time based restricted stock units; inadvertently omitted from the original report. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:46 UTC |
Bhalla AnantDirector · CEO & President
|
GrantCommon Stock | 24,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000020 · wf-form4_164583276125349.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,344 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:07 UTC |
Zanghi Phyllis JoyEVP, Chief Legal Officer & Sec
|
GrantCommon Stock | 3,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000019 · wf-form4_164583043022058.xml · nonDerivative · entry 1 Zanghi Phyllis Joy · CIK 0001856652 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,989 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:49 UTC |
Grensteiner Ronald JamesExecutive Vice President
|
GrantCommon Stock | 3,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000018 · wf-form4_164582930038036.xml · nonDerivative · entry 2 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,899 F2 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:49 UTC |
Grensteiner Ronald JamesExecutive Vice President
|
SaleCommon Stock | 10,894 | $36.03 | $392,486.85 |
DisclosureSEC source: 0001039828-22-000018 · wf-form4_164582930038036.xml · nonDerivative · entry 1 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,509 F1 · price: This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $35.66 to $36.49. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:40 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
GrantCommon Stock | 3,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000017 · wf-form4_164582880341410.xml · nonDerivative · entry 1 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:38 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
GrantCommon Stock | 3,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000016 · wf-form4_164582869117755.xml · nonDerivative · entry 1 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,859 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:36 UTC |
Andre AxelChief Financial Officer
|
GrantCommon Stock | 6,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000015 · wf-form4_164582857797367.xml · nonDerivative · entry 1 Andre Axel · CIK 0001881905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,509 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:34 UTC |
Hamalainen James LouisEVP & CIO, Insurance
|
GrantCommon Stock | 5,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000014 · wf-form4_164582842114466.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,905 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 23:11 UTC |
Bhalla AnantDirector · CEO & President
|
Tax withholdingCommon Stock | 4,325 | $39.89 | $172,524.25 |
DisclosureSEC source: 0001039828-22-000005 · wf-form4_164367068761072.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,934 F1 · shares: Company withholding of shares for taxes on a payout of shares of common stock after restricted stock units vested. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 22:38 UTC |
Grensteiner Ronald JamesExecutive Vice President
|
SaleCommon Stock | 10,894 | $42.05 | $458,087.25 |
DisclosureSEC source: 0001039828-22-000004 · wf-form4_164306389357291.xml · nonDerivative · entry 1 Grensteiner Ronald James · CIK 0001468460 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,103 F1 · price: This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $41.49 to $42.33. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:58 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
SaleCommon Stock | 7,104 | $41.09 | $291,893.41 |
DisclosureSEC source: 0001039828-22-000003 · wf-form4_164193828660513.xml · nonDerivative · entry 2 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,414 F2 · shares: This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $40.71 to $41.42. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:58 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
SaleCommon Stock | 12,896 | $41.10 | $530,075.89 |
DisclosureSEC source: 0001039828-22-000003 · wf-form4_164193828660513.xml · nonDerivative · entry 1 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,518 F1 · shares: This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $40.71 to $41.50. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 21:51 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
GrantCommon Stock | 9,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-21-000096 · wf-form4_163848185040943.xml · nonDerivative · entry 1 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,515 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:01 UTC |
Bhalla AnantDirector · CEO & President
|
SaleSeries A Preferred Stock | 5,714 | $26.80 | $153,135.20 |
DisclosureSEC source: 0001039828-21-000097 · wf-form4_163848244798507.xml · nonDerivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:01 UTC |
Bhalla AnantDirector · CEO & President
|
SaleCommon Stock | 4,500 | $33.25 | $149,625.00 |
DisclosureSEC source: 0001039828-21-000097 · wf-form4_163848244798507.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,259 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:01 UTC |
Bhalla AnantDirector · CEO & President
|
GrantCommon Stock | 7,500 | $33.25 | $249,375.00 |
DisclosureSEC source: 0001039828-21-000097 · wf-form4_163848244798507.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,759 F1 · security: The executive increased his common stock ownership by 3,000 shares aggregate. He vacated his preferred stock position Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.