Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2023 Filed Sep 21, 2023 01:14 UTC |
Bhalla AnantDirector · CEO & President
|
Exercise / conversionCommon Stock | 12,133 | $27.05 | $328,197.65 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,104,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 01:14 UTC |
Bhalla AnantDirector · CEO & President
|
Exercise / conversionCommon Stock | 64,164 | $27.40 | $1,758,093.60 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,092,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:23 UTC |
Kunkel William R.Director
|
GiftCommon Stock | 10,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000133 · wk-form4_1695079405.xml · nonDerivative · entry 2 Kunkel William R. · CIK 0001565011 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By JoAnn M. Kunkel 2010 Living Trust Disclosed balance after: 21,962 Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:23 UTC |
Kunkel William R.Director
|
GiftCommon Stock | 7,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000133 · wk-form4_1695079405.xml · nonDerivative · entry 1 Kunkel William R. · CIK 0001565011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,173 Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC |
Hamalainen James LouisEVP & Chief Investment Officer
|
Exercise / conversionOptions - Right to Buy · Derivative | 32,666 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · derivative · entry 6 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,463 Underlying: Common Stock · 32,666 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC |
Hamalainen James LouisEVP & Chief Investment Officer
|
Exercise / conversionOptions - Right to Buy · Derivative | 36,249 | $0.00 Strike: $21.98 | $0.00 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · derivative · entry 5 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,249 shares Expires 2030-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC |
Hamalainen James LouisEVP & Chief Investment Officer
|
SaleCommon Stock | 68,915 | $54.03 | $3,723,477.45 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · nonDerivative · entry 3 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,216 Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC |
Hamalainen James LouisEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 32,666 | $27.05 | $883,615.30 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC |
Hamalainen James LouisEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 36,249 | $21.98 | $796,753.02 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:17 UTC |
Howe Robert LDirector
|
SaleCommon Stock | 5,000 | $53.35 | $266,750.00 |
DisclosureSEC source: 0001039828-23-000128 · wk-form4_1692303434.xml · nonDerivative · entry 1 Howe Robert L · CIK 0001341197 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,282 Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 20:16 UTC |
Neugent Gerard D.Director
|
GiftCommon Stock | 4,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000126 · wk-form4_1692130590.xml · nonDerivative · entry 1 Neugent Gerard D. · CIK 0001500104 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,507 Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:29 UTC |
Hamalainen James LouisEVP & Chief Investment Officer
|
SaleCommon Stock | 200 | $53.37 | $10,674.00 |
DisclosureSEC source: 0001039828-23-000124 · wk-form4_1692044967.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,216 Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:29 UTC |
Hamalainen James LouisEVP & Chief Investment Officer
|
SaleCommon Stock | 16,048 | $53.32 | $855,679.36 |
DisclosureSEC source: 0001039828-23-000124 · wk-form4_1692044967.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,416 Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 13:10 UTC |
Volpe Nicholas P.Chief Technology Officer
|
Tax withholdingCommon Stock | 1,443 | $53.53 | $77,243.79 |
DisclosureSEC source: 0001039828-23-000115 · wk-form4_1691068249.xml · nonDerivative · entry 1 Volpe Nicholas P. · CIK 0001940668 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,491 F1 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units. Read SEC document |
| July 27, 2023 Filed Aug 1, 2023 21:42 UTC |
Bhalla AnantDirector · CEO & President
|
Disposition to issuerCommon Stock | 101,083 | $50.00 | $5,054,150.00 |
DisclosureSEC source: 0001039828-23-000113 · wk-form4_1690926128.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,028,134 F2 · shares: Vesting of cash-payable restricted stock units, net of tax withholding. Read SEC document |
| July 27, 2023 Filed Aug 1, 2023 21:42 UTC |
Bhalla AnantDirector · CEO & President
|
Tax withholdingCommon Stock | 65,583 | $50.00 | $3,279,150.00 |
DisclosureSEC source: 0001039828-23-000113 · wk-form4_1690926128.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,129,217 F1 · shares: Tax withholding on vesting of cash-payable restricted stock units. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 20:20 UTC |
Hamalainen James LouisEVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 4,952 | $52.89 | $261,911.28 |
DisclosureSEC source: 0001039828-23-000109 · wk-form4_1689106802.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,464 F1 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units. Read SEC document |
| June 16, 2023 Filed Sep 29, 2023 20:39 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
PurchaseCommon Stock | 82 | $41.02 | $3,363.64 |
DisclosureSEC source: 0001039828-23-000156 · wk-form4_1696019921.xml · nonDerivative · entry 4 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,139 F2 · shares: These shares were purchased in multiple transactions each at the price disclosed. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:52 UTC |
Neugent Gerard D.Director
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000104 · wk-form4_1686603131.xml · nonDerivative · entry 1 Neugent Gerard D. · CIK 0001500104 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,907 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:49 UTC |
Hayes Michael EDirector
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000102 · wk-form4_1686602984.xml · nonDerivative · entry 1 Hayes Michael E · CIK 0001972407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,995 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:47 UTC |
Matula Alan DavidDirector
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000100 · wk-form4_1686602871.xml · nonDerivative · entry 1 Matula Alan David · CIK 0001661629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,904 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. F2 · balance_after: Includes 3,601 shares incorrectly reported on prior report as indirectly owned. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:45 UTC |
MULCAHY DAVID S.Director
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000098 · wk-form4_1686602696.xml · nonDerivative · entry 1 MULCAHY DAVID S. · CIK 0001260541 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,364 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:42 UTC |
Kunkel William R.Director
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000096 · wk-form4_1686602562.xml · nonDerivative · entry 1 Kunkel William R. · CIK 0001565011 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,663 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:40 UTC |
Howe Robert LDirector
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000094 · wk-form4_1686602431.xml · nonDerivative · entry 1 Howe Robert L · CIK 0001341197 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,282 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:38 UTC |
Healy Douglas TaylorDirector
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000092 · wk-form4_1686602307.xml · nonDerivative · entry 1 Healy Douglas Taylor · CIK 0001823130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,075 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:36 UTC |
CUSHING BRENDA JDirector
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000090 · wk-form4_1686602206.xml · nonDerivative · entry 1 CUSHING BRENDA J · CIK 0001233350 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,925 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:34 UTC |
Chapman Joyce AnnDirector
|
GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000088 · wk-form4_1686602063.xml · nonDerivative · entry 1 Chapman Joyce Ann · CIK 0001444640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,183 F1 · shares: Restricted stock vests earlier of grant date anniversary or AEL's 2024 annual shareholder meeting. Read SEC document |
| June 02, 2023 Filed Sep 29, 2023 20:39 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
PurchaseCommon Stock | 495 | $40.63 | $20,111.85 |
DisclosureSEC source: 0001039828-23-000156 · wk-form4_1696019921.xml · nonDerivative · entry 3 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,057 Read SEC document |
| May 17, 2023 Filed Sep 29, 2023 20:39 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
PurchaseCommon Stock | 388 | $38.90 | $15,093.20 |
DisclosureSEC source: 0001039828-23-000156 · wk-form4_1696019921.xml · nonDerivative · entry 2 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,562 F2 · shares: These shares were purchased in multiple transactions each at the price disclosed. Read SEC document |
| May 15, 2023 Filed Sep 29, 2023 20:39 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
PurchaseCommon Stock | 97 | $38.90 | $3,773.30 |
DisclosureSEC source: 0001039828-23-000156 · wk-form4_1696019921.xml · nonDerivative · entry 1 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,174 F1 · balance_after: Reflects shares disclosed on reporting person's Form 3/A filed on the same date as this form. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 23:05 UTC |
Hayes Michael EDirector
|
GrantCommon Stock | 692 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000053 · wf-form4_168125434011818.xml · nonDerivative · entry 1 Hayes Michael E · CIK 0001972407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 692 Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 21:13 UTC |
Matula Alan DavidDirector
|
PurchaseCommon Stock | 7,100 | $35.50 | $252,033.67 |
DisclosureSEC source: 0001039828-23-000044 · wf-form4_167969238677176.xml · nonDerivative · entry 1 Matula Alan David · CIK 0001661629 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Alan D Matula Trust Disclosed balance after: 39,942 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.47 to $35.50. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. F2 · ownership.nature: Shares previously reported in direct form of ownership. Read SEC document |
| March 03, 2023 Filed Oct 3, 2023 01:18 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
PurchaseCommon Stock | 2 | $42.20 | $84.40 |
DisclosureSEC source: 0001039828-23-000158 · wk-form4_1696295881.xml · nonDerivative · entry 1 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,141 Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:20 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
Tax withholdingCommon Stock | 2,488 | $41.61 | $103,525.68 |
DisclosureSEC source: 0001039828-23-000038 · wf-form4_167770562887811.xml · nonDerivative · entry 3 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,676 F3 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:20 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
Tax withholdingCommon Stock | 12,161 | $41.61 | $506,019.21 |
DisclosureSEC source: 0001039828-23-000038 · wf-form4_167770562887811.xml · nonDerivative · entry 2 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,164 F2 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:20 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
GrantCommon Stock | 26,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000038 · wf-form4_167770562887811.xml · nonDerivative · entry 1 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,325 F1 · shares: The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2020-2022 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:20 UTC |
Hamalainen James LouisEVP & CIO, Insurance
|
Tax withholdingCommon Stock | 6,042 | $41.61 | $251,407.62 |
DisclosureSEC source: 0001039828-23-000037 · wf-form4_167770560703341.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,416 F2 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:20 UTC |
Hamalainen James LouisEVP & CIO, Insurance
|
GrantCommon Stock | 13,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000037 · wf-form4_167770560703341.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,458 F1 · shares: The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2020-2022 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:19 UTC |
Bhalla AnantDirector · CEO & President
|
Tax withholdingCommon Stock | 7,911 | $41.61 | $329,176.71 |
DisclosureSEC source: 0001039828-23-000036 · wf-form4_167770557610001.xml · nonDerivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,800 F3 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:19 UTC |
Bhalla AnantDirector · CEO & President
|
Tax withholdingCommon Stock | 38,605 | $41.61 | $1,606,354.05 |
DisclosureSEC source: 0001039828-23-000036 · wf-form4_167770557610001.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,711 F2 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:19 UTC |
Bhalla AnantDirector · CEO & President
|
GrantCommon Stock | 85,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000036 · wf-form4_167770557610001.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,316 F1 · shares: The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2020-2022 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 01:45 UTC |
Lummus DewayneSVP & Chief Accounting Officer
|
GrantCommon Stock | 2,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000030 · wf-form4_167754870494326.xml · nonDerivative · entry 1 Lummus Dewayne · CIK 0001894457 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,054 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 01:11 UTC |
Etinger KateChief People Officer
|
GrantCommon Stock | 2,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000028 · wf-form4_167754668100057.xml · nonDerivative · entry 1 Etinger Kate · CIK 0001967448 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,169 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three equal parts beginning on the first anniversary of the grant. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:08 UTC |
Volpe Nicholas P.Chief Technology Officer
|
GrantCommon Stock | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000022 · wf-form4_167754288797074.xml · nonDerivative · entry 1 Volpe Nicholas P. · CIK 0001940668 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,934 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three substantially equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:08 UTC |
Bhalla AnantDirector · CEO & President
|
GrantCommon Stock | 26,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000021 · wf-form4_167754286068000.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,189 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three substantially equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:07 UTC |
Andre AxelChief Financial Officer
|
GrantCommon Stock | 7,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000020 · wf-form4_167754282588832.xml · nonDerivative · entry 1 Andre Axel · CIK 0001881905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,740 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three substantially equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:02 UTC |
Lorenzen Jeffrey DEVP-Chief Risk Officer
|
GrantCommon Stock | 3,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000016 · wf-form4_167754255604452.xml · nonDerivative · entry 1 Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,500 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three substantially equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:02 UTC |
Hamalainen James LouisEVP & CIO, Insurance
|
GrantCommon Stock | 7,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000015 · wf-form4_167754252105417.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,136 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three substantially equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:26 UTC |
Bhalla AnantDirector · CEO & President
|
Disposition to issuerCommon Stock | 91,000 | $45.00 | $4,095,000.00 |
DisclosureSEC source: 0001039828-23-000002 · wf-form4_167546319836098.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,677 F2 · shares: Vesting of cash-payable restricted stock units, net of tax withholding. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:26 UTC |
Bhalla AnantDirector · CEO & President
|
Tax withholdingCommon Stock | 75,667 | $45.00 | $3,405,015.00 |
DisclosureSEC source: 0001039828-23-000002 · wf-form4_167546319836098.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220,677 F1 · shares: Tax withholding on vesting of cash-payable restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.