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AUTONATION, INC.

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3730
SEC CIK
0000350698
Parsed reports
512

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 4, 2018 22:44 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000018 · wf-form4_151510587584304.xml · nonDerivative · entry 1

Rosenthal Alison H · CIK 0001516055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,096

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:41 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000017 · wf-form4_151510566369583.xml · nonDerivative · entry 1

Mikan George Lawrence III · CIK 0001381037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,596

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:37 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000016 · wf-form4_151510542434667.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,096

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:33 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000015 · wf-form4_151510519958638.xml · nonDerivative · entry 1

KHOSROWSHAHI KAVEH · CIK 0001656469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,096

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.66 $0.00
Disclosure

SEC source: 0000350698-18-000014 · wf-form4_151510494302797.xml · derivative · entry 6

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:29 UTC SaleCommon Stock, par value $0.01 per share 5,000 $51.71 $258,550.00
Disclosure

SEC source: 0000350698-18-000014 · wf-form4_151510494302797.xml · nonDerivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,677

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:29 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $15.66 $78,300.00
Disclosure

SEC source: 0000350698-18-000014 · wf-form4_151510494302797.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:29 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000014 · wf-form4_151510494302797.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,677

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:26 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000013 · wf-form4_151510477130360.xml · nonDerivative · entry 1

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,337

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:21 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000012 · wf-form4_151510446892958.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,946

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:17 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000011 · wf-form4_151510425926268.xml · nonDerivative · entry 1

Collins Tomago · CIK 0001585115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,096

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:58 UTC GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000010 · wf-form4_151510309588762.xml · nonDerivative · entry 1

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,586

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 22:31 UTC OtherCommon Stock, par value $0.01 per share 918,369 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028558 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,012,235

F1 · shares: Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2017 to redeem all or a portion of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,083 $0.00 Strike: $48.80 $0.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · derivative · entry 17

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,083 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,083 $0.00 Strike: $47.25 $0.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · derivative · entry 16

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,083 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,083 $0.00 Strike: $46.22 $0.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · derivative · entry 15

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,083 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,083 $0.00 Strike: $43.45 $0.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · derivative · entry 14

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,083 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 313 $0.00 Strike: $38.63 $0.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · derivative · entry 13

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 313 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 313 $0.00 Strike: $41.16 $0.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · derivative · entry 12

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 313 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 313 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · derivative · entry 11

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 313 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 313 $0.00 Strike: $34.09 $0.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · derivative · entry 10

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 313 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
SaleCommon Stock, par value $0.01 per share 5,886 $52.46 $308,772.50
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 9

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,245

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.3538 to $52.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 1,083 $48.80 $52,850.40
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 8

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 1,083 $47.25 $51,171.75
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 7

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 1,083 $46.22 $50,056.26
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 6

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 1,083 $43.45 $47,056.35
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 5

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 313 $38.63 $12,091.19
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 4

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 313 $41.16 $12,883.08
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 3

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 313 $35.00 $10,955.00
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 2

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:46 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 313 $34.09 $10,670.17
Disclosure

SEC source: 0000350698-17-000127 · wf-form4_151069956666221.xml · nonDerivative · entry 1

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:41 UTC
PARLAPIANO DONNA LEVP, Franchise Network/M&A/RE
SaleCommon Stock, par value $0.01 per share 3,367 $51.81 $174,448.31
Disclosure

SEC source: 0000350698-17-000124 · wf-form4_151061284629118.xml · nonDerivative · entry 1

PARLAPIANO DONNA L · CIK 0001517271 · EVP, Franchise Network/M&A/RE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,469

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.81 to $51.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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November 02, 2017 Filed Nov 6, 2017 22:44 UTC SaleCommon Stock, par value $0.01 per share 3,102 $55.61 $172,516.80
Disclosure

SEC source: 0000899243-17-025441 · doc4.xml · nonDerivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,930,604

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $55.60 to $55.6325 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

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November 02, 2017 Filed Nov 6, 2017 22:44 UTC SaleCommon Stock, par value $0.01 per share 378 $55.61 $21,022.36
Disclosure

SEC source: 0000899243-17-025441 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,490,581

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $55.60 to $55.6325 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

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October 31, 2017 Filed Nov 2, 2017 21:51 UTC
CONOPHY THOMAS MEVP and CTO
Tax withholdingCommon Stock, par value $0.01 per share 342 $47.40 $16,210.80
Disclosure

SEC source: 0000350698-17-000120 · wf-form4_150965948726502.xml · nonDerivative · entry 1

CONOPHY THOMAS M · CIK 0001688708 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,658

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August 04, 2017 Filed Aug 8, 2017 21:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $15.66 $0.00
Disclosure

SEC source: 0000350698-17-000105 · wf-form4_150222657319205.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.01 per share · 4,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 04, 2017 Filed Aug 8, 2017 21:09 UTC SaleCommon Stock, par value $0.01 per share 2,800 $38.99 $109,178.44
Disclosure

SEC source: 0000350698-17-000105 · wf-form4_150222657319205.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,913

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.9901 to $39.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 04, 2017 Filed Aug 8, 2017 21:09 UTC Exercise / conversionCommon Stock, par value $0.01 per share 4,000 $15.66 $62,640.00
Disclosure

SEC source: 0000350698-17-000105 · wf-form4_150222657319205.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $15.66 $0.00
Disclosure

SEC source: 0000350698-17-000095 · wf-form4_149704175032118.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock, par value $0.01 per share · 2,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:56 UTC SaleCommon Stock, par value $0.01 per share 2,000 $40.11 $80,220.00
Disclosure

SEC source: 0000350698-17-000095 · wf-form4_149704175032118.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,713

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:56 UTC Exercise / conversionCommon Stock, par value $0.01 per share 2,000 $15.66 $31,320.00
Disclosure

SEC source: 0000350698-17-000095 · wf-form4_149704175032118.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:48 UTC SaleCommon Stock, par value $0.01 per share 273 $39.74 $10,849.02
Disclosure

SEC source: 0000350698-17-000093 · wf-form4_149686851834470.xml · nonDerivative · entry 1

Cade Christopher · CIK 0001355209 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,995

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June 01, 2017 Filed Jun 5, 2017 22:07 UTC Tax withholdingCommon Stock, par value $0.01 per share 120 $40.35 $4,842.00
Disclosure

SEC source: 0000350698-17-000091 · wf-form4_149670040106660.xml · nonDerivative · entry 2

Cade Christopher · CIK 0001355209 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:52 UTC
PARLAPIANO DONNA LEVP, Franchise Ops/M&A/RE
Tax withholdingCommon Stock, par value $0.01 per share 925 $40.35 $37,323.75
Disclosure

SEC source: 0000350698-17-000089 · wf-form4_149669955713125.xml · nonDerivative · entry 2

PARLAPIANO DONNA L · CIK 0001517271 · EVP, Franchise Ops/M&A/RE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,836

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:49 UTC
ISERMAN LANCE EEVP, Sales & COO
GrantRestricted Stock Units · Derivative 6,505 $0.00 $0.00
Disclosure

SEC source: 0000350698-17-000088 · wf-form4_149669932349043.xml · derivative · entry 2

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,539

Underlying: Common Stock, par value $0.01 per share · 6,505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:49 UTC
ISERMAN LANCE EEVP, Sales & COO
Tax withholdingCommon Stock, par value $0.01 per share 529 $40.35 $21,345.15
Disclosure

SEC source: 0000350698-17-000088 · wf-form4_149669932349043.xml · nonDerivative · entry 1

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:24 UTC
ARNOLD H SCOTTEVP-Cust Care/Brand Extensions
GrantRestricted Stock Units · Derivative 4,337 $0.00 $0.00
Disclosure

SEC source: 0000350698-17-000086 · wf-form4_149669785905636.xml · derivative · entry 1

ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,918

Underlying: Common Stock, par value $0.01 per share · 4,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.

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June 01, 2017 Filed Jun 5, 2017 21:17 UTC
MILLER CHERYLEVP and CFO
Tax withholdingCommon Stock, par value $0.01 per share 542 $40.35 $21,869.70
Disclosure

SEC source: 0000350698-17-000085 · wf-form4_149669742193672.xml · nonDerivative · entry 1

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,999

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:43 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock, par value $0.01 per share 1,322 $40.35 $53,342.70
Disclosure

SEC source: 0000350698-17-000081 · wf-form4_149669536365562.xml · nonDerivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,297

Read SEC document
May 01, 2017 Filed May 3, 2017 21:54 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
GrantRestricted Stock Units · Derivative 6,002 $0.00 $0.00
Disclosure

SEC source: 0000350698-17-000059 · wf-form4_149384844677802.xml · derivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,729

Underlying: Common Stock, par value $0.01 per share · 6,002 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.

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April 19, 2017 Filed Apr 21, 2017 21:41 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
GrantRestricted Stock Units · Derivative 10,727 $0.00 $0.00
Disclosure

SEC source: 0000350698-17-000053 · wf-form4_149281090522494.xml · derivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,727

Underlying: Common Stock, par value $0.01 per share · 10,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.