Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTONATION, INC.AN · Entity 3730 | EVP-Cust Care/Brand Extensions | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTONATION, INC.
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 9,248 |
Ending reported balance
After 2019-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-01 · Exercise / conversion · Acquired 2,145 · Balance 7,507 F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Row 2 · 2019-03-01 · Exercise / conversion · Acquired 1,084 · Balance 8,591 F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Row 3 · 2019-03-01 · Exercise / conversion · Acquired 3,390 · Balance 11,981 F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Row 4 · 2019-03-01 · Tax withholding · Disposed 2,733 · Balance 9,248 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,291 |
Reported balance
After 2019-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-01 · Exercise / conversion · Disposed 2,145 · Balance 4,291 F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F2: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,169 |
Reported balance
After 2019-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-01 · Exercise / conversion · Disposed 1,084 · Balance 2,169 F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F3: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,171 |
Reported balance
After 2019-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-01 · Exercise / conversion · Disposed 3,390 · Balance 10,171 F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F4: The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4: The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionRestricted Stock Units · Derivative | 3,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-19-000063 · wf-form4_155182915284490.xml · derivative · entry 7 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,171 Underlying: Common Stock, par value $0.01 per share · 3,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F4 · derivative.exercise_date: The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F4 · derivative.expiration_date: The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionRestricted Stock Units · Derivative | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-19-000063 · wf-form4_155182915284490.xml · derivative · entry 6 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,169 Underlying: Common Stock, par value $0.01 per share · 1,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F3 · derivative.expiration_date: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionRestricted Stock Units · Derivative | 2,145 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-19-000063 · wf-form4_155182915284490.xml · derivative · entry 5 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291 Underlying: Common Stock, par value $0.01 per share · 2,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F2 · derivative.expiration_date: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | AUTONATION, INC. AN · Entity 3730 | Tax withholdingCommon Stock, par value $0.01 per share | 2,733 | $34.89 | $95,354.37 |
DisclosureSEC source: 0000350698-19-000063 · wf-form4_155182915284490.xml · nonDerivative · entry 4 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,248 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000350698-19-000063 · wf-form4_155182915284490.xml · nonDerivative · entry 3 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000350698-19-000063 · wf-form4_155182915284490.xml · nonDerivative · entry 2 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionCommon Stock, par value $0.01 per share | 2,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000350698-19-000063 · wf-form4_155182915284490.xml · nonDerivative · entry 1 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:04 UTC | AUTONATION, INC. AN · Entity 3730 | GrantRestricted Stock Units · Derivative | 13,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-19-000036 · wf-form4_155018183951784.xml · derivative · entry 1 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,561 Underlying: Common Stock, par value $0.01 per share · 13,561 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted on March 1, 2018, and became reportable on February 12, 2019, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. F1 · derivative.exercise_date: The restricted stock units were granted on March 1, 2018, and became reportable on February 12, 2019, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. F1 · derivative.expiration_date: The restricted stock units were granted on March 1, 2018, and became reportable on February 12, 2019, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:01 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionRestricted Stock Units · Derivative | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · derivative · entry 5 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,253 Underlying: Common Stock, par value $0.01 per share · 1,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F3 · derivative.expiration_date: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:01 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionRestricted Stock Units · Derivative | 2,145 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · derivative · entry 4 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,436 Underlying: Common Stock, par value $0.01 per share · 2,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F2 · derivative.expiration_date: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:01 UTC | AUTONATION, INC. AN · Entity 3730 | Tax withholdingCommon Stock, par value $0.01 per share | 1,029 | $49.16 | $50,585.64 |
DisclosureSEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · nonDerivative · entry 3 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,362 Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:01 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · nonDerivative · entry 2 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:01 UTC | AUTONATION, INC. AN · Entity 3730 | Exercise / conversionCommon Stock, par value $0.01 per share | 2,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · nonDerivative · entry 1 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:24 UTC | AUTONATION, INC. AN · Entity 3730 | GrantRestricted Stock Units · Derivative | 4,337 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-17-000086 · wf-form4_149669785905636.xml · derivative · entry 1 ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,918 Underlying: Common Stock, par value $0.01 per share · 4,337 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof. F2 · derivative.exercise_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company. F2 · derivative.expiration_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.