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Nasdaq · USD

AMSC

AMERICAN SUPERCONDUCTOR CORP /DE/

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4752
SEC CIK
0000880807
Parsed reports
164

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 2026024
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2019 Filed Nov 4, 2019 22:29 UTC
McGahn Daniel PDirector · Chairman, President and CEO
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054980 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,984

F1 · shares: The restricted stock award was granted on October 31, 2019. The award will vest as follows: (a) 50,000 shares will vest in three equal annual installments beginning October 31, 2020, and (b) 75,000 shares will vest upon the achievement of specified performance objectives.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 539,984 shares directly.

Read SEC document
July 27, 2019 Filed Jul 30, 2019 21:48 UTC
McGahn Daniel PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 16,651 $8.81 $146,695.31
Disclosure

SEC source: 0001209191-19-043711 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,984

F1 · shares: Represents 16,651 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on July 27, 2019; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 414,984 shares directly.

Read SEC document
July 27, 2019 Filed Jul 30, 2019 21:44 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 5,307 $8.81 $46,754.67
Disclosure

SEC source: 0001209191-19-043707 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,711

F1 · shares: Represents 5,307 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on July 27, 2019; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 179,711 shares directly.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:27 UTC
McGahn Daniel PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 14,985 $9.28 $139,060.80
Disclosure

SEC source: 0001209191-19-040480 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,635

F1 · shares: Represents 14,985 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on June 28, 2019; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 431,635 shares directly.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:23 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 6,529 $9.28 $60,589.12
Disclosure

SEC source: 0001209191-19-040283 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,018

F1 · shares: Represents 6,529 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on June 28, 2019; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 185,018 shares directly.

Read SEC document
June 18, 2019 Filed Nov 13, 2025 21:49 UTC PurchaseCommon Stock 200 $8.33 $1,666.00
Disclosure

SEC source: 0001193125-25-280371 · ownership.xml · nonDerivative · entry 1

OLIVER DAVID R JR · CIK 0001376216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,907

F1 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 60,907 shares directly.

Read SEC document
May 24, 2019 Filed May 24, 2019 20:27 UTC GrantCommon Stock 566 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032723 · doc4.xml · nonDerivative · entry 1

WOOD JOHN W JR · CIK 0001243303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,245

F1 · shares: This one-time award of 566 fully-vested shares of AMSC common stock was made on May 24, 2019 in connection with Mr. Wood's departure from our Board pursuant to the 2007 Director Stock Plan.

F2 · balance_after: Following all of the transactions reported on this Form 4, the reporting person holds 36,245 shares directly

Read SEC document
May 24, 2019 Filed May 29, 2019 21:35 UTC GrantStock Options (Right to Buy) · Derivative 5,939 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001209191-19-033254 · doc4.xml · derivative · entry 1

Littlefield Barbara G. · CIK 0001777725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,939

Underlying: Common Stock · 5,939 shares

Expires 2029-05-24

F1 · derivative.exercise_date: The option vests in two equal annual installments beginning May 24, 2020.

Read SEC document
May 12, 2019 Filed May 14, 2019 20:41 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 2,365 $11.09 $26,227.85
Disclosure

SEC source: 0001209191-19-029676 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,547

F1 · shares: Represents 2,365 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on May 12, 2019; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 191,547 shares directly.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 21:00 UTC GrantCommon Stock 3,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023674 · doc4.xml · nonDerivative · entry 1

BUDHRAJA VIKRAM S · CIK 0001284516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,529

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 45,529 shares directly.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:59 UTC GrantCommon Stock 3,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023672 · doc4.xml · nonDerivative · entry 1

House Arthur H · CIK 0001685155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,325

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 15,325 shares directly.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:58 UTC GrantCommon Stock 3,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023671 · doc4.xml · nonDerivative · entry 1

WOOD JOHN W JR · CIK 0001243303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,679

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 35,679 shares directly.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:54 UTC GrantCommon Stock 3,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023668 · doc4.xml · nonDerivative · entry 1

OLIVER DAVID R JR · CIK 0001376216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,369

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 27,369 shares directly.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 21:52 UTC
Kosiba John W JRSVP, CFO & Treasurer
SaleCommon Stock 12,374 $10.31 $127,592.03
Disclosure

SEC source: 0001209191-19-000305 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,912

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was for tax planning purposes.

F2 · price: The disposition transaction was executed in multiple trades at prices ranging from $9.66-$10.535. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.

F3 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 193,912 shares directly.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:53 UTC
Kosiba John W JRSVP, CFO & Treasurer
SaleCommon Stock 6,250 $10.58 $66,147.50
Disclosure

SEC source: 0001209191-18-062034 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,286

F1 · kind: The sales reported on this Form 4 were made by the reporting person for tax planning purposes.

F2 · price: The disposition transaction was executed in multiple trades at prices ranging from $10.57-$10.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.

F3 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 206,286 shares directly.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 22:05 UTC
McGahn Daniel PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 3,747 $9.48 $35,521.56
Disclosure

SEC source: 0001209191-18-058314 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,620

F1 · shares: Represents 3,747 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on November 8, 2018; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 446,620 shares directly.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 22:00 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 1,617 $9.48 $15,329.16
Disclosure

SEC source: 0001209191-18-058308 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,536

F1 · shares: Represents 1,617 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on November 8, 2018; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 212,536 shares directly.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:52 UTC
Kosiba John W JRSVP, CFO & Treasurer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057267 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,153

F1 · shares: The restricted stock award was granted on November 1, 2018. The award will vest in three equal annual installments beginning November 1, 2019.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 214,153 shares directly.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 21:06 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 1,602 $5.74 $9,195.48
Disclosure

SEC source: 0001209191-18-045569 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,153

F1 · shares: Represents 1,602 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on August 2, 2018; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 164,153 shares directly.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 21:10 UTC
McGahn Daniel PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 3,744 $5.74 $21,490.56
Disclosure

SEC source: 0001209191-18-045571 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,367

F1 · shares: Represents 3,744 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on August 2, 2018; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 450,367 shares directly.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 19:11 UTC
McGahn Daniel PDirector · President and CEO
Tax withholdingCommon Stock 16,662 $5.03 $83,809.86
Disclosure

SEC source: 0001209191-18-044523 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,111

F1 · shares: Represents 16,662 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on July 27, 2018 of restricted stock awarded on July 27, 2017; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 454,111 shares directly.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:59 UTC GrantCommon Stock 2,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044423 · doc4.xml · nonDerivative · entry 1

LENEHAN PAMELA F · CIK 0001202481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,172

F1 · shares: This one-time award of 2,595 fully-vested shares of AMSC common stock was made on July 26, 2018 in connection with Ms. Lenehan's departure from our Board pursuant to the 2007 Director Stock Plan.

F2 · balance_after: Following all of the transactions reported on this Form 4, the reporting person holds 27,172 shares directly.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:24 UTC
Kosiba John W JRSVP, CFO & Treasurer
GrantCommon Stock 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040338 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,755

F1 · shares: The restricted stock award was granted on June 28, 2018. The award will vest as follows: (a) 44,250 shares will vest in three equal annual installments beginning June 28, 2019, and (b) 14,750 shares will vest upon the achievement of specified performance objectives.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 165,755 shares directly.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:22 UTC
McGahn Daniel PDirector · President and CEO
GrantCommon Stock 135,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040434 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,773

F1 · shares: The restricted stock award was granted on June 28, 2018. The award will vest as follows: (a) 101,250 shares will vest in three equal annual installments beginning June 28, 2019, and (b) 33,750 shares will vest upon the achievement of specified performance objectives.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 470,773 shares directly.

Read SEC document
May 14, 2018 Filed May 15, 2018 20:16 UTC
McGahn Daniel PDirector · President and CEO
Tax withholdingCommon Stock 14,795 $6.88 $101,789.60
Disclosure

SEC source: 0001209191-18-030195 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,773

F1 · shares: Represents 14,795 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2018 of restricted stock awarded on May 14 2015; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 317,234 shares directly.

Read SEC document
May 14, 2018 Filed May 15, 2018 18:19 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 2,178 $6.88 $14,984.64
Disclosure

SEC source: 0001209191-18-030150 · doc4.xml · nonDerivative · entry 3

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,755

F3 · shares: Represents 2,178 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2018 of restricted stock awarded on December 10, 2015; not an open market transaction.

F4 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 106,755 shares directly.

Read SEC document
May 14, 2018 Filed May 15, 2018 18:19 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 2,177 $6.88 $14,977.76
Disclosure

SEC source: 0001209191-18-030150 · doc4.xml · nonDerivative · entry 2

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,933

F2 · shares: Represents 2,177 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2018 of restricted stock awarded on May 14, 2015; not an open market transaction.

Read SEC document
May 12, 2018 Filed May 15, 2018 18:19 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 2,443 $6.89 $16,832.27
Disclosure

SEC source: 0001209191-18-030150 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,110

F1 · shares: Represents 2,443 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on May 12, 2018 of restricted stock awarded on May 12, 2016; not an open market transaction.

Read SEC document
May 08, 2018 Filed May 9, 2017 20:23 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 2,617 $4.06 $10,625.02
Disclosure

SEC source: 0001209191-17-030939 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,383

F1 · shares: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 8, 2017 of restricted stock awarded on August 1, 2014; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person hold 37,383 shares directly.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:32 UTC GrantCommon Stock 6,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024177 · doc4.xml · nonDerivative · entry 1

OLIVER DAVID R JR · CIK 0001376216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,217

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 24,217 shares directly.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:29 UTC GrantCommon Stock 6,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024174 · doc4.xml · nonDerivative · entry 1

LENEHAN PAMELA F · CIK 0001202481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,577

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 24,577 shares directly.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:28 UTC GrantCommon Stock 6,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024171 · doc4.xml · nonDerivative · entry 1

BUDHRAJA VIKRAM S · CIK 0001284516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,377

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 42,377 shares directly.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:27 UTC GrantCommon Stock 6,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024169 · doc4.xml · nonDerivative · entry 1

House Arthur H · CIK 0001685155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,173

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 12,173 shares directly.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:23 UTC GrantCommon Stock 6,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024165 · doc4.xml · nonDerivative · entry 1

WOOD JOHN W JR · CIK 0001243303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,527

F1 · date: This award of immediately vested shares of AMSC stock was made in accordance with the 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 32,527 shares directly.

Read SEC document
February 09, 2018 Filed Feb 9, 2018 18:36 UTC
Kosiba John W JRSVP, CFO & Treasurer
PurchaseCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008757 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,553

F1 · kind: Represents shares purchased at open market.

F2 · shares: Following all the transactions reported on this Form 4, the reporting person holds 113,553 shares directly.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 113,553 shares directly.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:51 UTC Amendment
Kosiba John W JRSVP, CFO & Treasurer
PurchaseCommon Stock 5,000 $4.62 $23,100.00
Disclosure

SEC source: 0001209191-18-008890 · doc4a.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,553

F1 · kind: Represents shares purchased at open market.

F2 · shares: Following all the transactions reported on this Form 4, the reporting person holds 113,553 shares directly.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 113,553 shares directly.

Read SEC document
July 28, 2017 Filed Jul 31, 2017 20:24 UTC
Kosiba John W JRSVP, CFO & Treasurer
GrantCommon Stock 72,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046679 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,553

F1 · kind: The restricted stock was granted on July 27, 2017. The award will vest as follows: (a) 36,000 shares will vest in three equal annual installments beginning July 27, 2018, and (b) 36,000 shares will vest upon the achievement of specified performance objectives.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person hold 108,553 shares directly.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:22 UTC
McGahn Daniel PDirector · President and CEO
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046675 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,568

F1 · kind: The restricted stock was granted on July 27, 2017. The award will vest as follows: (a) 112,500 shares will vest in three equal annual installments beginning July 27, 2018, and (b) 112,500 shares will vest upon the achievement of specified performance objectives.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 350,568 shares directly.

Read SEC document
July 26, 2017 Filed Aug 8, 2017 21:01 UTC GrantCommon Stock 3,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-048108 · doc4.xml · nonDerivative · entry 1

SANDE JOHN VANDER · CIK 0001207456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,234

F1 · date: This award was made in accordance with the terms of the Amended and Restated 2007 Director Stock Plan.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 22,234 shares directly.

Read SEC document
May 14, 2017 Filed May 16, 2017 20:56 UTC
McGahn Daniel PDirector · President and CEO
Tax withholdingCommon Stock 15,655 $4.06 $63,559.30
Disclosure

SEC source: 0001209191-17-032749 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,568

F1 · shares: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2017 of restricted stock awarded on May 14 2015; not an open market transaction.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 125,568 shares directly.

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May 14, 2017 Filed May 16, 2017 20:36 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 2,307 $4.06 $9,366.42
Disclosure

SEC source: 0001209191-17-032686 · doc4.xml · nonDerivative · entry 3

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,553

F3 · shares: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2017 of restricted stock awarded on December 10, 2015; not an open market transaction.

F4 · balance_after: Following all the transactions reported on this Form 4, the reporting person hold 36,553 shares directly.

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May 14, 2017 Filed May 16, 2017 20:36 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 2,307 $4.06 $9,366.42
Disclosure

SEC source: 0001209191-17-032686 · doc4.xml · nonDerivative · entry 2

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,860

F2 · shares: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2017 of restricted stock awarded on May 14, 2015; not an open market transaction.

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May 12, 2017 Filed May 16, 2017 20:36 UTC
Kosiba John W JRSVP, CFO & Treasurer
Tax withholdingCommon Stock 2,466 $4.06 $10,011.96
Disclosure

SEC source: 0001209191-17-032686 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,167

F1 · shares: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 12, 2017 of restricted stock awarded on May 12, 2016; not an open market transaction.

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May 10, 2017 Filed May 12, 2017 20:27 UTC
McGahn Daniel PDirector · President and CEO
PurchaseCommon Stock 25,000 $4.00 $100,000.00
Disclosure

SEC source: 0001209191-17-031960 · doc4.xml · nonDerivative · entry 1

McGahn Daniel P · CIK 0001425153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,223

F1 · shares: Represents shares purchased in the Company's public offering at $4.00 per share.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 141,223 shares directly.

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May 10, 2017 Filed May 12, 2017 20:29 UTC PurchaseCommon Stock 6,250 $4.00 $25,000.00
Disclosure

SEC source: 0001209191-17-031968 · doc4.xml · nonDerivative · entry 1

WOOD JOHN W JR · CIK 0001243303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,631

F1 · shares: Represents shares purchased in the Company's public offering at $4.00 per share.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person hold 25,631 shares directly.

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May 10, 2017 Filed May 12, 2017 20:26 UTC PurchaseCommon Stock 12,500 $4.00 $50,000.00
Disclosure

SEC source: 0001209191-17-031952 · doc4.xml · nonDerivative · entry 1

BUDHRAJA VIKRAM S · CIK 0001284516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,481

F1 · shares: Represents shares purchased in the Company's public offering at $4.00 per share.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 35,481 shares directly.

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May 10, 2017 Filed May 12, 2017 20:26 UTC
Kosiba John W JRSVP, CFO & Treasurer
PurchaseCommon Stock 6,250 $4.00 $25,000.00
Disclosure

SEC source: 0001209191-17-031956 · doc4.xml · nonDerivative · entry 1

Kosiba John W JR · CIK 0001703463 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,633

F1 · shares: Represents shares purchased in the Company's public offering at $4.00 per share.

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person hold 43,633 shares directly.

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April 05, 2017 Filed Apr 7, 2017 20:37 UTC GrantCommon Stock 3,277 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026272 · doc4.xml · nonDerivative · entry 1

House Arthur H · CIK 0001685155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,277

F1 · date: This grant was made in accordance with the 2007 Director Stock Plan

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 5,277 shares directly.

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April 05, 2017 Filed Apr 7, 2017 20:45 UTC GrantCommon Stock 6,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026285 · doc4.xml · nonDerivative · entry 1

WOOD JOHN W JR · CIK 0001243303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,381

F1 · date: This grant was made in accordance with the 2007 Director Stock Plan

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 19,381 shares directly.

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April 05, 2017 Filed Apr 7, 2017 20:43 UTC GrantCommon Stock 6,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026284 · doc4.xml · nonDerivative · entry 1

SANDE JOHN VANDER · CIK 0001207456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,581

F1 · date: This grant was made in accordance with the 2007 Director Stock Plan

F2 · balance_after: Following all the transactions reported on this Form 4, the reporting person holds 18,581 shares directly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.