Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2019 Filed Aug 2, 2019 22:54 UTC |
Larson DavidDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001610616-19-000004 · wf-form4_156478646209582.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,572 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:05 UTC |
TROTMAN STANLEY S JRDirector
|
Exercise / conversionStock options · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0000950103-19-008240 · dp108648_4-trotman.xml · derivative · entry 8 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,000 shares Expires 2025-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:05 UTC |
TROTMAN STANLEY S JRDirector
|
Exercise / conversionStock options · Derivative | 2,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000950103-19-008240 · dp108648_4-trotman.xml · derivative · entry 7 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,000 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:05 UTC |
TROTMAN STANLEY S JRDirector
|
Exercise / conversionStock options · Derivative | 2,000 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0000950103-19-008240 · dp108648_4-trotman.xml · derivative · entry 6 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,000 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:05 UTC |
TROTMAN STANLEY S JRDirector
|
Exercise / conversionStock options · Derivative | 2,000 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0000950103-19-008240 · dp108648_4-trotman.xml · derivative · entry 5 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,000 shares Expires 2020-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:05 UTC |
TROTMAN STANLEY S JRDirector
|
Exercise / conversionCommon Stock, No Par Value | 2,000 | $2.68 | $5,360.00 |
DisclosureSEC source: 0000950103-19-008240 · dp108648_4-trotman.xml · nonDerivative · entry 4 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:05 UTC |
TROTMAN STANLEY S JRDirector
|
Exercise / conversionCommon Stock, No Par Value | 2,000 | $2.25 | $4,500.00 |
DisclosureSEC source: 0000950103-19-008240 · dp108648_4-trotman.xml · nonDerivative · entry 3 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:05 UTC |
TROTMAN STANLEY S JRDirector
|
Exercise / conversionCommon Stock, No Par Value | 2,000 | $2.43 | $4,860.00 |
DisclosureSEC source: 0000950103-19-008240 · dp108648_4-trotman.xml · nonDerivative · entry 2 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:05 UTC |
TROTMAN STANLEY S JRDirector
|
Exercise / conversionCommon Stock, No Par Value | 2,000 | $2.16 | $4,320.00 |
DisclosureSEC source: 0000950103-19-008240 · dp108648_4-trotman.xml · nonDerivative · entry 1 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:35 UTC |
Stachowiak Raymond CDirector · 10% owner
|
PurchaseCommon Stock, No Par Value | 160,559 | $2.73 | $438,326.07 |
DisclosureSEC source: 0000950103-19-006534 · d106905_4-stachowiak.xml · nonDerivative · entry 3 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stachowiak Equity Fund LLC Disclosed balance after: 760,559 F1 · shares: The Reporting Person purchased these shares in a private transaction. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:31 UTC |
TROTMAN STANLEY S JRDirector
|
SaleCommon Stock, No Par Value | 160,559 | $2.73 | $438,326.07 |
DisclosureSEC source: 0000950103-19-006531 · dp106908_4-trotman.xml · nonDerivative · entry 1 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,847 F1 · shares: The Reporting Person sold these shares in a private transaction. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:24 UTC |
Lawrence Sandra AJDirector
|
GrantCommon Stock, No Par Value | 8,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000703 · tv510439_4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,008 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:22 UTC |
Kelly Daniel G JrDirector
|
GrantCommon Stock, No Par Value | 8,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000702 · tv510437_4.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,299 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:20 UTC |
Larson DavidDirector
|
GrantCommon Stock, No Par Value | 8,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000700 · tv510436_4.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,072 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:19 UTC |
Stachowiak Raymond CDirector · 10% owner
|
GrantCommon Stock, No Par Value | 8,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000699 · tv510435_4.xml · nonDerivative · entry 1 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,717 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 20:49 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 1,400 | $2.77 | $3,878.00 |
DisclosureSEC source: 0001144204-18-034624 · tv496705_4.xml · nonDerivative · entry 3 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,391 Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 20:49 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 5,500 | $2.75 | $15,125.00 |
DisclosureSEC source: 0001144204-18-034624 · tv496705_4.xml · nonDerivative · entry 2 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,791 Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:19 UTC |
Lawrence Sandra AJDirector
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034680 · tv496640_4.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-13 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:19 UTC |
Lawrence Sandra AJDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034680 · tv496640_4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,844 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:17 UTC |
Larson DavidDirector
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034679 · tv496635_4.xml · derivative · entry 2 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-13 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:17 UTC |
Larson DavidDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034679 · tv496635_4.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,908 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:09 UTC |
Stachowiak Raymond CDirector · 10% owner
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034678 · tv496639_4.xml · derivative · entry 4 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-13 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:09 UTC |
Stachowiak Raymond CDirector · 10% owner
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034678 · tv496639_4.xml · nonDerivative · entry 1 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,553 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:58 UTC |
Ozyurek Saim MertDirector
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034667 · tv496641_4.xml · derivative · entry 2 Ozyurek Saim Mert · CIK 0001610610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-13 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:58 UTC |
Ozyurek Saim MertDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034667 · tv496641_4.xml · nonDerivative · entry 1 Ozyurek Saim Mert · CIK 0001610610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,406 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:50 UTC |
RUFFLE JOHN FDirector
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034664 · tv496638_4.xml · derivative · entry 2 RUFFLE JOHN F · CIK 0001032011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:50 UTC |
RUFFLE JOHN FDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034664 · tv496638_4.xml · nonDerivative · entry 1 RUFFLE JOHN F · CIK 0001032011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,849 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:42 UTC |
Kelly Daniel G JrDirector
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034661 · tv496637_4.xml · derivative · entry 2 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-13 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:42 UTC |
Kelly Daniel G JrDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034661 · tv496637_4.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,135 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:49 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 5 | $2.70 | $13.50 |
DisclosureSEC source: 0001144204-18-034624 · tv496705_4.xml · nonDerivative · entry 1 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,291 Read SEC document |
| June 14, 2018 Filed Jul 6, 2018 00:18 UTC |
TROTMAN STANLEY S JRDirector
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-037428 · tv496642_4.xml · derivative · entry 2 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-13 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jul 6, 2018 00:18 UTC |
TROTMAN STANLEY S JRDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-037428 · tv496642_4.xml · nonDerivative · entry 1 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,406 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 14, 2018 Filed Oct 9, 2018 15:55 UTC Amendment |
Ozyurek Saim MertDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-052892 · tv504482_4a.xml · nonDerivative · entry 1 Ozyurek Saim Mert · CIK 0001610610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,630 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Total number of shares reflects a correction of prior mathematical error. F3 · balance_after: Total number of shares decreased by 178,776 to reflect a correction of prior mathematical error. Read SEC document |
| June 07, 2018 Filed Jun 7, 2018 20:01 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 2,966 | $2.66 | $7,889.56 |
DisclosureSEC source: 0001144204-18-033244 · tv496120_4.xml · nonDerivative · entry 3 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,296 Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:01 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 34 | $2.75 | $93.50 |
DisclosureSEC source: 0001144204-18-033244 · tv496120_4.xml · nonDerivative · entry 2 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,262 Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:01 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 5,000 | $2.75 | $13,750.00 |
DisclosureSEC source: 0001144204-18-033244 · tv496120_4.xml · nonDerivative · entry 1 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,296 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:30 UTC |
Lawrence Sandra AJDirector
|
GrantCommon Stock, No Par Value | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-000155 · dp84871_4-lawrence.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,344 F1 · shares: Deferred restricted stock units vesting equally over four (4) successive quarters from the transaction date, but not until termination of the reporting person's service to the issuer. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:33 UTC |
Larson DavidDirector
|
GrantCOMMON STOCK | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-000156 · dp84870_4-larson.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,508 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:27 UTC |
Kelly Daniel G JrDirector
|
GrantCommon Stock | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-000153 · dp84872_4-kelly.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,635 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:24 UTC |
Stachowiak Raymond CDirector · 10% owner
|
GrantCommon Stock, No Par Value | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-000152 · dp84869_4-stachowiak.xml · nonDerivative · entry 1 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,553 F1 · shares: Deferred restricted stock units vesting equally over four (4) successive quarters from the transaction date, but not issued until termination of the reporting person's service to the issuer. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 22:28 UTC |
Stachowiak Raymond CDirector · 10% owner
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001609580-17-000003 · primary_doc.xml · derivative · entry 4 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2024-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 22:28 UTC |
Stachowiak Raymond CDirector · 10% owner
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GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001609580-17-000003 · primary_doc.xml · nonDerivative · entry 1 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,709 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 22:01 UTC |
Larson DavidDirector
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GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001610616-17-000004 · primary_doc.xml · derivative · entry 2 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2024-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 22:01 UTC |
Larson DavidDirector
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GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001610616-17-000004 · primary_doc.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,664 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:40 UTC |
Kelly Daniel G JrDirector
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GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001674807-17-000002 · primary_doc.xml · derivative · entry 2 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2024-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:40 UTC |
Kelly Daniel G JrDirector
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GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001674807-17-000002 · primary_doc.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,791 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 20:58 UTC |
RUFFLE JOHN FDirector · 10% owner
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GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001032011-17-000002 · primary_doc.xml · derivative · entry 2 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2024-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 20:58 UTC |
RUFFLE JOHN FDirector · 10% owner
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GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001032011-17-000002 · primary_doc.xml · nonDerivative · entry 1 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,349 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full upon the Vesting Date. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:15 UTC |
TROTMAN STANLEY S JRDirector
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GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001251638-17-000002 · primary_doc.xml · derivative · entry 2 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2024-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:15 UTC |
TROTMAN STANLEY S JRDirector
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GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001251638-17-000002 · primary_doc.xml · nonDerivative · entry 1 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,906 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.