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8010
SEC CIK
0000744825
Parsed reports
104

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Tax withholdingCommon Stock 1,535 $3.03 $4,651.05
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 12

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,816

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionCommon Stock 2,000 $3.03 $6,060.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 11

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Tax withholdingCommon Stock 6,757 $3.03 $20,473.71
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 10

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,369

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionCommon Stock 7,500 $3.03 $22,725.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 9

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Tax withholdingCommon Stock 1,725 $3.03 $5,226.75
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 8

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,626

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionCommon Stock 2,000 $3.03 $6,060.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 7

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Tax withholdingCommon Stock 1,438 $3.03 $4,357.14
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 6

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,351

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionCommon Stock 2,000 $3.03 $6,060.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 5

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Tax withholdingCommon Stock 1,712 $3.03 $5,187.36
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 4

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,789

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionCommon Stock 2,000 $3.03 $6,060.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 3

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Tax withholdingCommon Stock 1,936 $3.03 $5,866.08
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 2

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,501

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionCommon Stock 2,000 $3.03 $6,060.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · nonDerivative · entry 1

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 7, 2021, a Form 4 was filed which inadvertently included a duplicate entry showing the exercise of an option on June 4, 2021 for 7,500 shares of the Issuer's common stock at an exercise price of $2.82. This amendment is being filed to remove the duplicate entry.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:49 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 2,000 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0000744825-21-000060 · wf-form4_162309893273356.xml · derivative · entry 3

Ozyurek Saim Mert · CIK 0001610610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:49 UTC Tax withholdingCommon stock 1,578 $3.08 $4,860.24
Disclosure

SEC source: 0000744825-21-000060 · wf-form4_162309893273356.xml · nonDerivative · entry 2

Ozyurek Saim Mert · CIK 0001610610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,052

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:49 UTC Exercise / conversionCommon stock 2,000 $2.43 $4,860.00
Disclosure

SEC source: 0000744825-21-000060 · wf-form4_162309893273356.xml · nonDerivative · entry 1

Ozyurek Saim Mert · CIK 0001610610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:48 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
Exercise / conversionOPTION TO ACQUIRE · Derivative 2,000 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0000744825-21-000059 · wf-form4_162309887218758.xml · derivative · entry 5

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock No Par Value · 2,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:48 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
Exercise / conversionCommon Stock No Par Value 2,000 $2.43 $4,860.00
Disclosure

SEC source: 0000744825-21-000059 · wf-form4_162309887218758.xml · nonDerivative · entry 2

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:52 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
GrantCommon Stock, No Par Value 60,000 $2.55 $153,000.00
Disclosure

SEC source: 0000744825-21-000016 · wf-form4_161237112138863.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,061

F1 · security: This represents an award of Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in full on June 30, 2021.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:14 UTC GrantCommon Stock, No Par Value 11,521 $2.17 $25,000.57
Disclosure

SEC source: 0000744825-21-000006 · wf-form4_160995683793438.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,373

F1 · security: These Restricted Stock Units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:11 UTC
Larson DavidDirector
GrantCommon Stock, No Par Value 11,521 $2.17 $25,000.57
Disclosure

SEC source: 0000744825-21-000002 · wf-form4_160995665365160.xml · nonDerivative · entry 1

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,437

F1 · security: These Restricted Stock Units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:13 UTC GrantCommon Stock, No Par Value 11,521 $2.17 $25,000.57
Disclosure

SEC source: 0000744825-21-000005 · wf-form4_160995682081346.xml · nonDerivative · entry 1

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,664

F1 · security: These Restricted Stock Units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 13:45 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
GrantCommon Stock, No Par Value 10,000 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000119 · wf-form4_160734873075503.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,061

F1 · security: This represents an award of 10,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in full on January 3, 2021.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 17:50 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
GrantCommon Stock, No Par Value 10,000 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000111 · wf-form4_160459858851197.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,061

F1 · security: This represents an award of 10,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in full on December 3, 2020.

Read SEC document
October 04, 2020 Filed Oct 13, 2020 14:17 UTC
Stachowiak Raymond CDirector · Interim President and CEO · 10% owner
GrantCommon Stock, No Par Value 10,000 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000109 · wf-form4_160259865578369.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · Interim President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,061

F1 · security: This represents an award of 10,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in full upon the earlier of (i) November 3, 2020 or (ii) the appointment of the reporting person's successor as Chief Executive Officer.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 18:12 UTC
Stachowiak Raymond CDirector · Interim President & CEO · 10% owner
GrantCommon Stock, No Par Value 10,000 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000095 · wf-form4_159967513852985.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · Interim President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,061

F1 · security: 1. This represents an award of 10,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in full upon the earlier of (i) October 3, 2020 or (ii) the appointment of the reporting person's successor as President and Chief Executive Officer.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 15:50 UTC
Stachowiak Raymond CDirector · Interim President & CEO · 10% owner
GrantCommon Stock, No Par Value 10,000 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000080 · wf-form4_159672900583595.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · Interim President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,061

F1 · security: This represents an award of 10,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in full upon the earlier of (i) September 3, 2020 or (ii) the appointment of the reporting person's successor as President and Chief Executive Officer.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 19:52 UTC
Bates Ernest RobertVice President
GrantCommon Stock, No Par Value 10,000 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000078 · wf-form4_159415152382936.xml · nonDerivative · entry 1

Bates Ernest Robert · CIK 0001610584 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,829

F1 · shares: This represents an award of Restricted Stock Units. Each unit entitles the reporting person to one share of the issuer's Common Stock upon vesting. The units vested in full on the transaction date.

F2 · balance_after: Includes 10,000 shares subject to the reported restricted stock unit award which vested in full on the transaction date.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:28 UTC GrantCOMMON SHARE · Derivative 2,000 $1.88 Strike: $1.88 $3,760.00
Disclosure

SEC source: 0000744825-20-000074 · wf-form4_159354166698086.xml · derivative · entry 2

Ozyurek Saim Mert · CIK 0001610610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON SHARE · 2,000 shares

Expires 2027-06-25

F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date").

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:28 UTC GrantCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000074 · wf-form4_159354166698086.xml · nonDerivative · entry 1

Ozyurek Saim Mert · CIK 0001610610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,630

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date").

F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:14 UTC GrantCOMMON SHARE · Derivative 2,000 $1.88 Strike: $1.88 $3,760.00
Disclosure

SEC source: 0000744825-20-000072 · wf-form4_159354086612232.xml · derivative · entry 2

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON SHARE · 2,000 shares

Expires 2027-06-25

F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date").

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:14 UTC GrantCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000072 · wf-form4_159354086612232.xml · nonDerivative · entry 1

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,143

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date").

F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:06 UTC
Larson DavidDirector
GrantCOMMON SHARE · Derivative 2,000 $1.88 Strike: $1.88 $3,760.00
Disclosure

SEC source: 0000744825-20-000070 · wf-form4_159354035417023.xml · derivative · entry 2

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON SHARE · 0 shares

Expires 2027-06-25

F3 · shares: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date").

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:06 UTC
Larson DavidDirector
GrantCommon Stock, No Par Value 500 $1.88 $940.00
Disclosure

SEC source: 0000744825-20-000070 · wf-form4_159354035417023.xml · nonDerivative · entry 1

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,916

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date").

F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:03 UTC GrantCOMMON SHARE · Derivative 2,000 $1.88 Strike: $1.88 $3,760.00
Disclosure

SEC source: 0000744825-20-000068 · wf-form4_159354018849392.xml · derivative · entry 2

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: COMMON SHARE · 2,000 shares

Expires 2027-06-25

F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date").

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:03 UTC GrantCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000068 · wf-form4_159354018849392.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,852

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date").

F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.

Read SEC document
May 04, 2020 Filed May 6, 2020 15:50 UTC
Stachowiak Raymond CDirector · Interim President & CEO · 10% owner
GrantCommon Stock, No Par Value 50,000 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000031 · wf-form4_158878020829354.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · Interim President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,061

F1 · security: This represents an award of 50,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in full upon the earlier of (i) August 3, 2020 or (ii) the appointment of the reporting person's successor as President and Chief Executive Officer.

Read SEC document
May 04, 2020 Filed Jun 7, 2021 20:48 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
Disposition to issuerCommon stock 5,883 $0.00 $0.00
Disclosure

SEC source: 0000744825-21-000059 · wf-form4_162309887218758.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,178

F1 · shares: Mr. Stachowiak forfeited 5,883 Restricted STock Units in connections with his appointment as the Issuer's Interim President and Chief Executive Officer Effective May 4, 2020.

Read SEC document
January 02, 2020 Filed Mar 12, 2020 21:23 UTC GrantCOMMON SHARE 7,844 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003490 · wf-form4_158404821870467.xml · nonDerivative · entry 1

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,643

Read SEC document
January 02, 2020 Filed Mar 12, 2020 21:14 UTC
Larson DavidDirector
GrantCOMMON SHARE 7,844 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003488 · wf-form4_158404763823799.xml · nonDerivative · entry 1

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,416

Read SEC document
January 02, 2020 Filed Mar 12, 2020 21:11 UTC
Stachowiak Raymond CDirector · 10% owner
GrantCOMMON SHARE 7,844 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003487 · wf-form4_158404747561670.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,561

Read SEC document
January 02, 2020 Filed Mar 12, 2020 21:09 UTC GrantCOMMON SHARE 7,844 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003486 · wf-form4_158404716994218.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,352

Read SEC document
June 21, 2019 Filed Aug 2, 2019 23:48 UTC GrantStock Options (right to buy) · Derivative 2,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000950103-19-010411 · dp110039_4-kelly.xml · derivative · entry 2

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2026-06-20

F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

Read SEC document
June 21, 2019 Filed Aug 2, 2019 23:48 UTC GrantCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-010411 · dp110039_4-kelly.xml · nonDerivative · entry 1

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,799

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.

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June 21, 2019 Filed Aug 2, 2019 23:02 UTC
Stachowiak Raymond CDirector · 10% owner
GrantStock Options (right to buy) · Derivative 2,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001609580-19-000004 · wf-form4_156478691118258.xml · derivative · entry 4

Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common stock · 2,000 shares

Expires 2026-06-20

F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

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June 21, 2019 Filed Aug 2, 2019 23:02 UTC
Stachowiak Raymond CDirector · 10% owner
GrantCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001609580-19-000004 · wf-form4_156478691118258.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,717

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.

Read SEC document
June 21, 2019 Filed Aug 2, 2019 23:00 UTC GrantStock Options (right to buy) · Derivative 2,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001306386-19-000003 · wf-form4_156478682264523.xml · derivative · entry 2

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common stock · 2,000 shares

Expires 2026-06-20

F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

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June 21, 2019 Filed Aug 2, 2019 23:00 UTC GrantCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001306386-19-000003 · wf-form4_156478682264523.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,508

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.

Read SEC document
June 21, 2019 Filed Aug 2, 2019 22:59 UTC GrantStock Options (right to buy) · Derivative 2,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001610610-19-000004 · wf-form4_156478675476668.xml · derivative · entry 2

Ozyurek Saim Mert · CIK 0001610610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common stock · 2,000 shares

Expires 2026-06-20

F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

Read SEC document
June 21, 2019 Filed Aug 2, 2019 22:59 UTC GrantCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001610610-19-000004 · wf-form4_156478675476668.xml · nonDerivative · entry 1

Ozyurek Saim Mert · CIK 0001610610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,130

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.

Read SEC document
June 21, 2019 Filed Aug 2, 2019 22:54 UTC
Larson DavidDirector
GrantStock Options (right to buy) · Derivative 2,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001610616-19-000004 · wf-form4_156478646209582.xml · derivative · entry 2

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common stock · 2,000 shares

Expires 2026-06-20

F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.