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AMS

AMERICAN SHARED HOSPITAL SERVICES

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8010
SEC CIK
0000744825
Parsed reports
104

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2026 Filed Jul 24, 2026 20:06 UTC
Stachowiak Raymond CDirector · Executive Chairman · 10% owner
GrantWarrant (right to buy) · Derivative 220,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001437749-26-024412 · rdgdoc.xml · derivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By RCS/TIG Holdings LLC

Disclosed balance after: 220,000

Underlying: Common Stock · 220,000 shares

Expires 2027-07-22

F1 · ownership.nature: This warrant is owned directly RCS/TIG Holdings LLC ("RCS/TIG"). As the owner-manager of RCS/TIG, Mr. Raymond Stachowiak is deemed to have indirect beneficial ownership of the securities held by RCS/TIG due to his pecuniary interest therein. The grant of this warrant was approved by the board of directors of American Shared Hospital Services and is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3(d)(1) promulgated thereunder.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 20:09 UTC
Stachowiak Raymond CDirector · Executive Chairman · 10% owner
PurchaseCommon Stock No Par Value 586,468 $2.28 $1,337,147.04
Disclosure

SEC source: 0001437749-26-021567 · rdgdoc.xml · nonDerivative · entry 4

Stachowiak Raymond C · CIK 0001609580 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By RCS/TIG Holdings LLC

Disclosed balance after: 586,468

F2 · shares: The Reporting Person purchased these shares in a private transaction.

Read SEC document
March 26, 2026 Filed Apr 15, 2026 23:15 UTC
Stachowiak Raymond CDirector · Executive Chairman · 10% owner
GrantCommon Stock, No Par Value 100,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012467 · rdgdoc.xml · nonDerivative · entry 3

Stachowiak Raymond C · CIK 0001609580 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,678

F1 · shares: This represents an award of 100,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting, 25,000 vest on each April 1, 2026, July 1, 2026, October 1, 2026, and January 1, 2027.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 22:18 UTC
Stachowiak Raymond CDirector · Executive Chairman · 10% owner
GrantCommon Stock, No Par Value 110,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021603 · rdgdoc.xml · nonDerivative · entry 3

Stachowiak Raymond C · CIK 0001609580 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,678

F1 · shares: This represents an award of 110,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. 30,000 units vest on each of June 27, 2025 and July 2, 2025, and 25,000 units vest on each of October 1, 2025, and January 1, 2026.

Read SEC document
April 30, 2025 Filed May 2, 2025 15:49 UTC GrantCommon Stock, No Par Value 5,613 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-014240 · rdgdoc.xml · nonDerivative · entry 1

Tagawa Craig Kenji · CIK 0001609957 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,501

F1 · shares: These Restricted Stock Units vest after 6 months from issuance.

Read SEC document
December 19, 2024 Filed Dec 24, 2024 01:19 UTC
Frech Raymond ScottChief Financial Officer
GrantCommon Stock, No Par Value 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-038332 · rdgdoc.xml · nonDerivative · entry 1

Frech Raymond Scott · CIK 0002049478 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: The shares represent Restricted Stock Units and will vest in equal annual installments over a five-year period beginning on December 19, 2025.

Read SEC document
October 14, 2024 Filed Nov 1, 2024 00:41 UTC
Delanois GaryChief Operating Officer
GrantCommon Stock, No Par Value 120,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032861 · rdgdoc.xml · nonDerivative · entry 1

Delanois Gary · CIK 0001601107 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

F1 · shares: The shares represent Restricted Stock Units and will vest in equal annual installments over a five-year period beginning on October 14, 2025

Read SEC document
March 22, 2024 Filed Mar 26, 2024 22:58 UTC
Stachowiak Raymond CDirector · Executive Chairman · 10% owner
GrantCommon Stock, No Par Value 120,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009466 · rdgdoc.xml · nonDerivative · entry 3

Stachowiak Raymond C · CIK 0001609580 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,678

F1 · shares: This represents an award of 120,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in equal quarterly installments on April 1, 2024, July 1, 2024, October 1, 2024 and January 1, 2025.

Read SEC document
April 17, 2023 Filed Apr 22, 2023 00:14 UTC
HIATT ROBERT LChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001437749-23-010849 · rdgdoc.xml · derivative · entry 1

HIATT ROBERT L · CIK 0001205529 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-04-17

F1 · derivative.exercise_date: The option will vest in 5 equal annual installments beginning on April 17, 2024.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 20:54 UTC
Gaccione Peter MChief Executive Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001437749-23-008651 · rdgdoc.xml · derivative · entry 1

Gaccione Peter M · CIK 0001945393 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-03-28

F1 · derivative.exercise_date: The option will vest in 5 equal annual installments beginning on March 28, 2024.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 20:52 UTC
Stachowiak Raymond CDirector · Executive Chairman · 10% owner
GrantCommon Stock, No Par Value 120,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008649 · rdgdoc.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536,178

F1 · shares: This represents an award of 120,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in equal quarterly installments on April 1, 2023, July 1, 2023, October 1, 2023 and January 1, 2024.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:10 UTC
Tagawa Craig KenjiPresident, CFO
GrantCommon Stock 10,827 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-006004 · rdgdoc.xml · nonDerivative · entry 1

Tagawa Craig Kenji · CIK 0001609957 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,888

F1 · shares: These Restricted Stock Units vest after six months from issuance.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 15:41 UTC
Gaccione Peter MChief Operating Officer
GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001437749-22-022037 · rdgdoc.xml · derivative · entry 1

Gaccione Peter M · CIK 0001945393 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-09-07

F1 · derivative.exercise_date: The option will vest in 5 equal annual installments beginning on September 7, 2023.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 18:31 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001437749-22-014095 · rdgdoc.xml · derivative · entry 4

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 18:31 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
Exercise / conversionCommon Stock, No Par Value 2,000 $2.70 $5,400.00
Disclosure

SEC source: 0001437749-22-014095 · rdgdoc.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:20 UTC
Bates Ernest RobertSr.VP Sales and Business Devel
GrantCommon Stock, No Par Value 801 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-008342 · rdgdoc.xml · nonDerivative · entry 1

Bates Ernest Robert · CIK 0001610584 · Sr.VP Sales and Business Devel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,544

F1 · shares: These Restricted Stock Units vest after six months from issuance.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:19 UTC
Tagawa Craig KenjiPresident/COO/CFO
GrantCommon Stock 5,529 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-008341 · rdgdoc.xml · nonDerivative · entry 1

Tagawa Craig Kenji · CIK 0001609957 · President/COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,061

F1 · shares: These Restricted Stock Units vest after six months from issuance.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 21:53 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
GrantCommon Stock, No Par Value 120,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-000190 · rdgdoc.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,178

F1 · shares: This represents an award of 120,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in Equal Quarterly installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:41 UTC GrantCommon Stock, no par value 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-029511 · rdgdoc.xml · nonDerivative · entry 1

Wilson Vicki L · CIK 0001902226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: This represents an award of Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in a series of four (4) successive equal annual installments upon the individual's completion of each year of service as a non-employee Board member over the four (4) year period made from the date that award is made.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:40 UTC GrantCommon Stock, no par value 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-029510 · rdgdoc.xml · nonDerivative · entry 1

Miles Kathleen · CIK 0001902231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: This represents an award of Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in a series of four (4) successive equal annual installments upon the individual's completion of each year of service as a non-employee Board member over the four (4) year period made from the date that award is made.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 14:51 UTC
Stachowiak Raymond CDirector · CEO · 10% owner
GrantCommon Stock, No Par Value 60,000 $2.94 $176,400.00
Disclosure

SEC source: 0001437749-21-016302 · rdgdoc.xml · nonDerivative · entry 1

Stachowiak Raymond C · CIK 0001609580 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,178

F1 · shares: This represents an award of 60,000 Restricted Stock Units. Each unit will entitle the reporting person to one share of the issuer's Common Stock upon vesting. The units will vest in full on December 31, 2021.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 21:21 UTC
Larson DavidDirector
GrantCommon Stock, No Par Value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-015957 · rdgdoc.xml · nonDerivative · entry 1

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,816

F1 · shares: THIS REPRESENTS AN AWARD OF RESTRICTED STOCK UNITS. EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF THE ISSUER'S COMMON STOCK UPON VESTING. THE UNITS WILL VEST IN FULL UPON THE EARLIER OF (I) THE REPORTING PERSON'S COMPLETION OF ONE YEAR OF SERVICE MEASURED FROM JUNE 25, 2021, OR SUCH INDIVIDUAL'S CONTINUATION IN BOARD SERVICE THROUGH THE DAY IMMEDIATELY PRECEDING THE 2022 ANNUAL SHAREHOLDERS MEETING (THE "VESTING DATE").

Read SEC document
June 25, 2021 Filed Jun 29, 2021 21:21 UTC GrantCommon Stock, No Par Value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-015956 · rdgdoc.xml · nonDerivative · entry 1

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,664

F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 25, 2021, or (II) such individual's continuation in Board service through the day immediately preceding the 2022 Annual Shareholders Meeting (the "Vesting Date").

Read SEC document
June 25, 2021 Filed Jun 29, 2021 19:08 UTC GrantCommon Stock, No Par Value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-015921 · rdgdoc.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,373

F1 · shares: THIS REPRESENTS AN AWARD OF RESTRICTED STOCK UNITS. EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF THE ISSUER'S COMMON STOCK UPON VESTING. THE UNITS WILL VEST IN FULL UPON THE EARLIER OF (I) THE REPORTING PERSON'S COMPLETION OF ONE YEAR OF SERVICE MEASURED FROM JUNE 25, 2021, OR SUCH INDIVIDUAL'S CONTINUATION IN BOARD SERVICE THROUGH THE DAY IMMEDIATELY PRECEDING THE 2022 ANNUAL SHAREHOLDERS MEETING (THE "VESTING DATE").

Read SEC document
June 25, 2021 Filed Jun 29, 2021 19:08 UTC GrantCommon Stock, No Par Value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-015920 · rdgdoc.xml · nonDerivative · entry 1

Ozyurek Saim Mert · CIK 0001610610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,052

F1 · shares: THIS REPRESENTS AN AWARD OF RESTRICTED STOCK UNITS. EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF THE ISSUER'S COMMON STOCK UPON VESTING. THE UNITS WILL VEST IN FULL UPON THE EARLIER OF (I) THE REPORTING PERSON'S COMPLETION OF ONE YEAR OF SERVICE MEASURED FROM JUNE 25, 2021, OR SUCH INDIVIDUAL'S CONTINUATION IN BOARD SERVICE THROUGH THE DAY IMMEDIATELY PRECEDING THE 2022 ANNUAL SHAREHOLDERS MEETING (THE "VESTING DATE").

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 2,000 $2.43 Strike: $2.43 $4,860.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · derivative · entry 19

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionStock Options (right to purchase) · Derivative 7,500 $2.82 Strike: $2.82 $21,150.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · derivative · entry 18

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $2.70 Strike: $2.70 $5,400.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · derivative · entry 17

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $2.25 Strike: $2.25 $4,500.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · derivative · entry 16

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2023-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $2.68 Strike: $2.68 $5,360.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · derivative · entry 15

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2025-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $3.03 Strike: $3.03 $6,060.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · derivative · entry 14

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionCommon stock 7,500 $2.82 $21,150.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 13

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Tax withholdingCommon stock 1,553 $3.13 $4,860.89
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 12

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,816

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionCommon stock 2,000 $2.43 $4,860.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 11

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Tax withholdingCommon stock 6,757 $3.13 $21,149.41
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 10

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,369

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionCommon stock 7,500 $2.82 $21,150.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 9

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Tax withholdingCommon stock 1,725 $3.13 $5,399.25
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 8

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,626

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionCommon stock 2,000 $2.70 $5,400.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 7

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Tax withholdingCommon stock 1,438 $3.13 $4,500.94
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 6

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,351

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionCommon stock 2,000 $2.25 $4,500.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 5

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Tax withholdingCommon stock 1,712 $3.13 $5,358.56
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 4

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,789

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionCommon stock 2,000 $2.68 $5,360.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 3

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Tax withholdingCommon stock 1,936 $3.13 $6,059.68
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 2

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,501

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:28 UTC
Larson DavidDirector
Exercise / conversionCommon stock 2,000 $3.03 $6,060.00
Disclosure

SEC source: 0000744825-21-000062 · wf-form4_162317690590696.xml · nonDerivative · entry 1

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $2.43 Strike: $2.43 $4,860.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · derivative · entry 18

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 7,500 $2.82 Strike: $2.82 $21,150.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · derivative · entry 17

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $2.70 Strike: $2.70 $5,400.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · derivative · entry 16

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $2.25 Strike: $2.25 $4,500.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · derivative · entry 15

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2023-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $2.68 Strike: $2.68 $5,360.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · derivative · entry 14

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2025-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 21:20 UTC Amendment
Larson DavidDirector
Exercise / conversionStock Options (right to buy) · Derivative 2,000 $3.03 Strike: $3.03 $6,060.00
Disclosure

SEC source: 0001437749-21-015954 · rdgdoc.xml · derivative · entry 13

Larson David · CIK 0001610616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.