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Amneal Pharmaceuticals, Inc.

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820
SEC CIK
0001723128
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351

Last 12 months

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202604
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2019 Filed May 8, 2019 21:45 UTC
Patel Chirag K.Director · 10% owner
GrantRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0001723128-19-000065 · wf-form4_155735191794713.xml · derivative · entry 3

Patel Chirag K. · CIK 0001738701 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,459

Underlying: Class A Common Stock · 6,459 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceeding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant. Restricted stock units have no expiration date.

F3 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceeding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant. Restricted stock units have no expiration date.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:45 UTC
Patel Chirag K.Director · 10% owner
GrantStock Option · Derivative 28,044 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001723128-19-000065 · wf-form4_155735191794713.xml · derivative · entry 2

Patel Chirag K. · CIK 0001738701 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,044

Underlying: Class A Common Stock · 28,044 shares

Expires 2029-05-06

F2 · derivative.exercise_date: The option vests on the later of (i) the day immediately preceeding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:46 UTC GrantRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0001723128-19-000067 · wf-form4_155735197842483.xml · derivative · entry 3

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,459

Underlying: Class A Common Stock · 6,459 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceeding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant. Restricted stock units have no expiration date.

F3 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceeding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant. Restricted stock units have no expiration date.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:46 UTC GrantStock Option · Derivative 28,044 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001723128-19-000067 · wf-form4_155735197842483.xml · derivative · entry 2

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,044

Underlying: Class A Common Stock · 28,044 shares

Expires 2029-05-06

F2 · derivative.exercise_date: The option vests on the later of (i) the day immediately preceeding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:45 UTC
Bisaro PaulDirector · Executive Chairman
PurchaseClass A Common Stock 17,000 $11.97 $203,490.00
Disclosure

SEC source: 0001723128-19-000040 · wf-form4_155242353408413.xml · nonDerivative · entry 1

BISARO PAUL · CIK 0001237253 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.95 per share to $11.98 per share. The reporting person undertakes to provide Amneal Pharmaceuticals, Inc., any security holder of Amneal Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:49 UTC
Stewart Robert ADirector · President and CEO
PurchaseClass A Common Stock 17,000 $11.92 $202,640.00
Disclosure

SEC source: 0001723128-19-000042 · wf-form4_155242375114309.xml · nonDerivative · entry 1

Stewart Robert A · CIK 0001476493 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.89 per share to $11.94 per share. The reporting person undertakes to provide Amneal Pharmaceuticals, Inc., any security holder of Amneal Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:41 UTC Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001723128-19-000038 · wf-form4_155199847854964.xml · derivative · entry 3

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is vested and currently exercisable.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:41 UTC Exercise / conversionClass A Common Stock 45,000 $6.55 $294,750.00
Disclosure

SEC source: 0001723128-19-000038 · wf-form4_155199847854964.xml · nonDerivative · entry 2

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:41 UTC SaleClass A Common Stock 23,345 $12.39 $289,244.55
Disclosure

SEC source: 0001723128-19-000038 · wf-form4_155199847854964.xml · nonDerivative · entry 1

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,192

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.39 per share to $12.38 per share. The reporting person undertakes to provide Amneal Pharmaceuticals, Inc., any security holder of Amneal Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:04 UTC
Stewart Robert ADirector · President and CEO
GrantRestricted Stock Units · Derivative 197,531 $0.00 $0.00
Disclosure

SEC source: 0001723128-19-000036 · wf-form4_155182704832666.xml · derivative · entry 2

Stewart Robert A · CIK 0001476493 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,531

Underlying: Class A Common Stock · 197,531 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2020.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:04 UTC
Stewart Robert ADirector · President and CEO
GrantStock Option · Derivative 402,212 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001723128-19-000036 · wf-form4_155182704832666.xml · derivative · entry 1

Stewart Robert A · CIK 0001476493 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,212

Underlying: Class A Common Stock · 402,212 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:58 UTC
Bisaro PaulDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 86,420 $0.00 $0.00
Disclosure

SEC source: 0001723128-19-000033 · wf-form4_155182669569421.xml · derivative · entry 2

BISARO PAUL · CIK 0001237253 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,420

Underlying: Class A Common Stock · 86,420 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2020.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:58 UTC
Bisaro PaulDirector · Executive Chairman
GrantStock Option · Derivative 175,968 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001723128-19-000033 · wf-form4_155182669569421.xml · derivative · entry 1

BISARO PAUL · CIK 0001237253 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,968

Underlying: Class A Common Stock · 175,968 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:02 UTC
Shah NikitaSVP, Chief HR Officer
GrantRestricted Stock Units · Derivative 46,914 $0.00 $0.00
Disclosure

SEC source: 0001723128-19-000035 · wf-form4_155182696507642.xml · derivative · entry 2

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,914

Underlying: Class A Common Stock · 46,914 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2020.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:02 UTC
Shah NikitaSVP, Chief HR Officer
GrantStock Option · Derivative 95,525 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001723128-19-000035 · wf-form4_155182696507642.xml · derivative · entry 1

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,525

Underlying: Class A Common Stock · 95,525 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:01 UTC
BOYER ANDREW SExec VP, Comm Optns
GrantRestricted Stock Units · Derivative 49,383 $0.00 $0.00
Disclosure

SEC source: 0001723128-19-000034 · wf-form4_155182684575983.xml · derivative · entry 2

BOYER ANDREW S · CIK 0001239546 · Exec VP, Comm Optns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,383

Underlying: Class A Common Stock · 49,383 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2020.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:01 UTC
BOYER ANDREW SExec VP, Comm Optns
GrantStock Option · Derivative 100,553 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001723128-19-000034 · wf-form4_155182684575983.xml · derivative · entry 1

BOYER ANDREW S · CIK 0001239546 · Exec VP, Comm Optns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,553

Underlying: Class A Common Stock · 100,553 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 1, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Branning Todd P.SVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 80,386 $0.00 $0.00
Disclosure

SEC source: 0001723128-19-000019 · wf-form4_154836993308270.xml · derivative · entry 2

Branning Todd P. · CIK 0001765274 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,386

Underlying: Class A Common Stock · 80,386 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on January 22, 2020 and have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on January 22, 2020 and have no expiration date.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:45 UTC
Branning Todd P.SVP, Chief Financial Officer
GrantStock Option · Derivative 163,666 $0.00 Strike: $12.44 $0.00
Disclosure

SEC source: 0001723128-19-000019 · wf-form4_154836993308270.xml · derivative · entry 1

Branning Todd P. · CIK 0001765274 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,666

Underlying: Class A Common Stock · 163,666 shares

Expires 2029-01-22

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on January 22, 2020.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 22:16 UTC Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001723128-19-000013 · wf-form4_154767697362446.xml · derivative · entry 3

BURR ROBERT L · CIK 0001245188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is vested and currently exercisable.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 22:16 UTC Exercise / conversionClass A Common Stock 30,000 $6.55 $196,500.00
Disclosure

SEC source: 0001723128-19-000013 · wf-form4_154767697362446.xml · nonDerivative · entry 1

BURR ROBERT L · CIK 0001245188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 22:56 UTC
BUCHEN DAVID ASVP, Chief Legal Officer
GrantRestricted Stock Units · Derivative 110,457 $0.00 $0.00
Disclosure

SEC source: 0001723128-19-000009 · wf-form4_154690177391907.xml · derivative · entry 2

BUCHEN DAVID A · CIK 0001241751 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,457

Underlying: Class A Common Stock · 110,457 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on January 3, 2020 and have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on January 3, 2020 and have no expiration date.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 22:56 UTC
BUCHEN DAVID ASVP, Chief Legal Officer
GrantStock Option · Derivative 227,273 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001723128-19-000009 · wf-form4_154690177391907.xml · derivative · entry 1

BUCHEN DAVID A · CIK 0001241751 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,273

Underlying: Class A Common Stock · 227,273 shares

Expires 2029-01-03

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on January 3, 2020.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:51 UTC
Shah NikitaSVP, Chief HR Officer
SaleClass A Common Stock 50,000 $23.46 $1,173,000.00
Disclosure

SEC source: 0000899243-18-023154 · doc4.xml · nonDerivative · entry 1

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,036

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.45 to $23.53. The reporting person undertakes to provide Amneal Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:50 UTC SaleClass A Common Stock 11,698 $23.65 $276,657.70
Disclosure

SEC source: 0000899243-18-023153 · doc4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,986

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.55 to $23.78. The reporting person undertakes to provide Amneal Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:11 UTC OtherCommon Units · Derivative 171,260,707 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019659 · doc4.xml · derivative · entry 3

APHC Holdings, LLC · CIK 0001739290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 171,260,707 shares

Expires not disclosed

F3 · derivative.exercise_price: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F2 · kind: Reflects a pro rata in-kind distribution of Class B Common Stock and Common Units by the Reporting Person to its members for no consideration.

F3 · derivative.exercise_date: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F3 · derivative.expiration_date: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:11 UTC OtherClass B Common Stock 171,260,707 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019659 · doc4.xml · nonDerivative · entry 2

APHC Holdings, LLC · CIK 0001739290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Reflects a pro rata in-kind distribution of Class B Common Stock and Common Units by the Reporting Person to its members for no consideration.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:11 UTC OtherClass A Common Stock 6,886,140 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019659 · doc4.xml · nonDerivative · entry 1

APHC Holdings, LLC · CIK 0001739290 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects a pro rata in-kind distribution of Class A Common Stock by the Reporting Person to its members who are holders of profit participation units for no consideration.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 21:13 UTC
Patel ChintuDirector · 10% owner
OtherCommon Units · Derivative 24,753,252 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019663 · doc4.xml · derivative · entry 2

Patel Chintu · CIK 0001737428 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trusts

Disclosed balance after: 24,753,252

Underlying: Common Units · 24,753,252 shares

Expires not disclosed

F2 · derivative.exercise_price: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F1 · kind: Represents a pro rata in-kind distribution of Class B Common Stock and Common Units from APHC Holdings, LLC to its members for no consideration.

F2 · derivative.exercise_date: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F2 · derivative.expiration_date: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 21:13 UTC
Patel ChintuDirector · 10% owner
OtherClass B Common Stock 24,753,252 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019663 · doc4.xml · nonDerivative · entry 1

Patel Chintu · CIK 0001737428 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trusts

Disclosed balance after: 24,753,252

F1 · kind: Represents a pro rata in-kind distribution of Class B Common Stock and Common Units from APHC Holdings, LLC to its members for no consideration.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 21:15 UTC
Patel GautamDirector · 10% owner
OtherCommon Units · Derivative 30,384,769 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019667 · doc4.xml · derivative · entry 2

Patel Gautam · CIK 0001738054 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,384,769

Underlying: Common Units · 30,384,769 shares

Expires not disclosed

F3 · derivative.exercise_price: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F1 · kind: Represents a pro rata in-kind distribution of Class B Common Stock and Common Units from APHC Holdings, LLC to its members for no consideration.

F3 · derivative.exercise_date: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F3 · derivative.expiration_date: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F2 · ownership.nature: By trusts which the reporting person may be deemed to control. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 21:15 UTC
Patel GautamDirector · 10% owner
OtherClass B Common Stock 30,384,769 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019667 · doc4.xml · nonDerivative · entry 1

Patel Gautam · CIK 0001738054 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,384,769

F1 · kind: Represents a pro rata in-kind distribution of Class B Common Stock and Common Units from APHC Holdings, LLC to its members for no consideration.

F2 · ownership.nature: By trusts which the reporting person may be deemed to control. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 21:14 UTC
Shah NikitaSVP, Chief HR Officer
OtherClass A Common Stock 216,036 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019666 · doc4.xml · nonDerivative · entry 1

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,036

F1 · kind: Represents a pro rata in-kind distribution of Class A Common Stock by APHC Holdings, LLC to its members who are holders of profit participation units.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 21:13 UTC
Hirt SheldonSVP, GC & Corp. Sec.
OtherClass A Common Stock 34,993 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019664 · doc4.xml · nonDerivative · entry 1

Hirt Sheldon · CIK 0001647557 · SVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,993

F1 · kind: Represents a pro rata in-kind distribution of Class A Common Stock by APHC Holdings, LLC to its members who are holders of profit participation units.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 21:12 UTC
Patel Chirag K.Director · 10% owner
OtherCommon Units · Derivative 21,269,420 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019661 · doc4.xml · derivative · entry 2

Patel Chirag K. · CIK 0001738701 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trusts

Disclosed balance after: 21,269,420

Underlying: Common Units · 21,269,420 shares

Expires not disclosed

F2 · derivative.exercise_price: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F1 · kind: Represents a pro rata in-kind distribution of Class B Common Stock and Common Units from APHC Holdings, LLC to its members for no consideration.

F2 · derivative.exercise_date: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F2 · derivative.expiration_date: The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

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July 05, 2018 Filed Jul 9, 2018 21:12 UTC
Patel Chirag K.Director · 10% owner
OtherClass B Common Stock 21,269,420 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019661 · doc4.xml · nonDerivative · entry 1

Patel Chirag K. · CIK 0001738701 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trusts

Disclosed balance after: 21,269,420

F1 · kind: Represents a pro rata in-kind distribution of Class B Common Stock and Common Units from APHC Holdings, LLC to its members for no consideration.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:27 UTC
BOYER ANDREW SExec VP, Comm Optns
GrantRestricted Stock Units · Derivative 66,622 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011951 · doc4.xml · derivative · entry 3

BOYER ANDREW S · CIK 0001239546 · Exec VP, Comm Optns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,622

Underlying: Class A Common Stock · 66,622 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:27 UTC
BOYER ANDREW SExec VP, Comm Optns
GrantStock Option · Derivative 272,480 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0000899243-18-011951 · doc4.xml · derivative · entry 2

BOYER ANDREW S · CIK 0001239546 · Exec VP, Comm Optns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,480

Underlying: Class A Common Stock · 272,480 shares

Expires 2028-05-07

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 07, 2019.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:26 UTC GrantRestricted Stock Units · Derivative 6,107 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011950 · doc4.xml · derivative · entry 6

Vergis Janet S. · CIK 0001590794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,107

Underlying: Class A Common Stock · 6,107 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:26 UTC GrantStock Option · Derivative 24,977 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0000899243-18-011950 · doc4.xml · derivative · entry 5

Vergis Janet S. · CIK 0001590794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,977

Underlying: Class A Common Stock · 24,977 shares

Expires 2028-05-07

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 07, 2019.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:26 UTC GrantRestricted Stock Units · Derivative 6,107 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011948 · doc4.xml · derivative · entry 5

BUCHI J KEVIN · CIK 0001209726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,107

Underlying: Class A Common Stock · 6,107 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:26 UTC GrantStock Option · Derivative 24,977 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0000899243-18-011948 · doc4.xml · derivative · entry 4

BUCHI J KEVIN · CIK 0001209726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,977

Underlying: Class A Common Stock · 24,977 shares

Expires 2028-05-07

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 07, 2019.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:25 UTC GrantRestricted Stock Units · Derivative 6,107 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011946 · doc4.xml · derivative · entry 12

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,107

Underlying: Class A Common Stock · 6,107 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:25 UTC GrantStock Option · Derivative 24,977 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0000899243-18-011946 · doc4.xml · derivative · entry 11

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,977

Underlying: Class A Common Stock · 24,977 shares

Expires 2028-05-07

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 07, 2019.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:23 UTC GrantRestricted Stock Units · Derivative 6,107 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011945 · doc4.xml · derivative · entry 13

BURR ROBERT L · CIK 0001245188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,107

Underlying: Class A Common Stock · 6,107 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:23 UTC GrantStock Option · Derivative 24,977 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0000899243-18-011945 · doc4.xml · derivative · entry 12

BURR ROBERT L · CIK 0001245188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,977

Underlying: Class A Common Stock · 24,977 shares

Expires 2028-05-07

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 07, 2019.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:22 UTC
Bisaro PaulDirector
GrantRestricted Stock Units · Derivative 99,933 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011944 · doc4.xml · derivative · entry 3

BISARO PAUL · CIK 0001237253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,933

Underlying: Class A Common Stock · 99,933 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:22 UTC
Bisaro PaulDirector
GrantStock Option · Derivative 408,719 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0000899243-18-011944 · doc4.xml · derivative · entry 2

BISARO PAUL · CIK 0001237253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,719

Underlying: Class A Common Stock · 408,719 shares

Expires 2028-05-07

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 07, 2019.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:22 UTC GrantRestricted Stock Units · Derivative 33,311 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011942 · doc4.xml · derivative · entry 8

Reasons Bryan M. · CIK 0001553489 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,311

Underlying: Class A Common Stock · 33,311 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on May 07, 2019 and have no expiration date.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:22 UTC GrantStock Option · Derivative 136,240 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0000899243-18-011942 · doc4.xml · derivative · entry 7

Reasons Bryan M. · CIK 0001553489 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,240

Underlying: Class A Common Stock · 136,240 shares

Expires 2028-05-07

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 07, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.