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Reasons Bryan M.

Disclosed activity across 5 companies

Tapewire entity
76959
SEC CIK
0001553489

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aclaris Therapeutics, Inc.ACRS · Entity 5041DirectorJune 01, 2024June 04, 2024
Amneal Pharmaceuticals, Inc.AMRX · Entity 820CFOAugust 21, 2018August 23, 2018
Keenova Therapeutics plcNONE · Entity 28960EVP & CFOJuly 31, 2025August 04, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aclaris Therapeutics, Inc.

Report date June 01, 2024 · Filed June 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,732 Reported balance After 2024-06-01 transaction · row 1
1 source row

Row 1 · 2024-06-01 · Exercise / conversion · Acquired 4,660 · Balance 28,732

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-06-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-01 · Exercise / conversion · Disposed 4,660 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The shares underlying these restricted stock units vested on June 1, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The shares underlying these restricted stock units vested on June 1, 2024.

Amneal Pharmaceuticals, Inc.

Report date August 21, 2018 · Filed August 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect82,986 Reported balance After 2018-08-21 transaction · row 1
1 source row

Row 1 · 2018-08-21 · Sale · Disposed 11,698 · Balance 82,986

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.55 to $23.78. The reporting person undertakes to provide Amneal Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.55 to $23.78. The reporting person undertakes to provide Amneal Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Keenova Therapeutics plc

Report date July 31, 2025 · Filed August 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect54,714 Reported balance After 2025-07-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-07-31 · Grant · Acquired 41,035 · Balance 54,714

F1: On July 31, 2025, pursuant to the Transaction Agreement, dated as of March 13, 2025 (as amended, the "Transaction Agreement"), by and among Mallinckrodt plc (the "Issuer"), Endo, Inc. ("Endo") and Salvare Merger Sub LLC, the Issuer's wholly owned subsidiary ("Merger Sub"), the Merger Sub merged with and into Endo (the "Business Combination"), with Endo surviving the Business Combination as a wholly owned subsidiary of the Issuer.

F2: Upon consummation of the Business Combination, each performance unit ("PSU") held by the reporting person automatically converted into a restricted unit ("RSU"). Each RSU will fully vest on December 25, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: On July 31, 2025, pursuant to the Transaction Agreement, dated as of March 13, 2025 (as amended, the "Transaction Agreement"), by and among Mallinckrodt plc (the "Issuer"), Endo, Inc. ("Endo") and Salvare Merger Sub LLC, the Issuer's wholly owned subsidiary ("Merger Sub"), the Merger Sub merged with and into Endo (the "Business Combination"), with Endo surviving the Business Combination as a wholly owned subsidiary of the Issuer.

F2: Upon consummation of the Business Combination, each performance unit ("PSU") held by the reporting person automatically converted into a restricted unit ("RSU"). Each RSU will fully vest on December 25, 2026.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Impax Laboratories, LLC

Report date May 04, 2018 · Filed May 08, 2018

Section 16 reporting ended · disclosed 2018-05-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-05-04 transaction · row 1
1 source row

Row 1 · 2018-05-04 · Disposition to issuer · Disposed 53,423 · Balance 0

F1: Common Stock disposed of pursuant to the terms of the Business Combination Agreement, dated as of October 17, 2017 (the "BCA"), by and among Impax Laboratories, Inc., Atlas Holdings, Inc. ("Holdco"), K2 Merger Sub Corporation and Amneal Pharmaceuticals LLC, as amended by Amendment No. 1, dated as of November 21, 2017, and Amendment No. 2, dated as of December 16, 2017, according to which each share of Common Stock held by the reporting person was converted into the right to receive one share of Class A common stock of Holdco ("Class A Common Stock").

Restricted Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-05-04 transaction · row 2
1 source row

Row 2 · 2018-05-04 · Disposition to issuer · Disposed 20,566 · Balance 0

F2: Shares of restricted common stock disposed of pursuant to the terms of the BCA, according to which each share of restricted stock held by the reporting person fully vested and was exchanged for one share of Class A Common Stock. Amount represents net amount of shares exchanged after required tax withholding with respect to such vesting.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.35 · Expires 2027-03-02Direct0 Reported balance After 2018-05-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-04 · Disposition to issuer · Disposed 56,232 · Balance 0

F3: Options disposed of pursuant to the terms of the BCA, according to which each Option held by the reporting person fully vested and was exchanged for an option to acquire a number of shares of Class A Common Stock equal to the number of shares of Common Stock subject to such Option in connection with the closing of the transactions contemplated by the BCA, at a per-share exercise price equal to the per-share exercise price of such Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.27 · Expires 2026-02-26Direct0 Reported balance After 2018-05-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-05-04 · Disposition to issuer · Disposed 63,095 · Balance 0

F3: Options disposed of pursuant to the terms of the BCA, according to which each Option held by the reporting person fully vested and was exchanged for an option to acquire a number of shares of Class A Common Stock equal to the number of shares of Common Stock subject to such Option in connection with the closing of the transactions contemplated by the BCA, at a per-share exercise price equal to the per-share exercise price of such Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.70 · Expires 2025-02-26Direct0 Reported balance After 2018-05-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-05-04 · Disposition to issuer · Disposed 47,500 · Balance 0

F3: Options disposed of pursuant to the terms of the BCA, according to which each Option held by the reporting person fully vested and was exchanged for an option to acquire a number of shares of Class A Common Stock equal to the number of shares of Common Stock subject to such Option in connection with the closing of the transactions contemplated by the BCA, at a per-share exercise price equal to the per-share exercise price of such Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.24 · Expires 2024-05-14Direct0 Reported balance After 2018-05-04 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-05-04 · Disposition to issuer · Disposed 55,000 · Balance 0

F3: Options disposed of pursuant to the terms of the BCA, according to which each Option held by the reporting person fully vested and was exchanged for an option to acquire a number of shares of Class A Common Stock equal to the number of shares of Common Stock subject to such Option in connection with the closing of the transactions contemplated by the BCA, at a per-share exercise price equal to the per-share exercise price of such Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.99 · Expires 2023-05-15Direct0 Reported balance After 2018-05-04 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-05-04 · Disposition to issuer · Disposed 52,000 · Balance 0

F3: Options disposed of pursuant to the terms of the BCA, according to which each Option held by the reporting person fully vested and was exchanged for an option to acquire a number of shares of Class A Common Stock equal to the number of shares of Common Stock subject to such Option in connection with the closing of the transactions contemplated by the BCA, at a per-share exercise price equal to the per-share exercise price of such Option.

Filing footnotes · ownership attribution and instrument terms

F1: Common Stock disposed of pursuant to the terms of the Business Combination Agreement, dated as of October 17, 2017 (the "BCA"), by and among Impax Laboratories, Inc., Atlas Holdings, Inc. ("Holdco"), K2 Merger Sub Corporation and Amneal Pharmaceuticals LLC, as amended by Amendment No. 1, dated as of November 21, 2017, and Amendment No. 2, dated as of December 16, 2017, according to which each share of Common Stock held by the reporting person was converted into the right to receive one share of Class A common stock of Holdco ("Class A Common Stock").

F2: Shares of restricted common stock disposed of pursuant to the terms of the BCA, according to which each share of restricted stock held by the reporting person fully vested and was exchanged for one share of Class A Common Stock. Amount represents net amount of shares exchanged after required tax withholding with respect to such vesting.

F3: Options disposed of pursuant to the terms of the BCA, according to which each Option held by the reporting person fully vested and was exchanged for an option to acquire a number of shares of Class A Common Stock equal to the number of shares of Common Stock subject to such Option in connection with the closing of the transactions contemplated by the BCA, at a per-share exercise price equal to the per-share exercise price of such Option.

Societal CDMO, Inc.

Report date April 08, 2024 · Filed April 08, 2024

Section 16 reporting ended · disclosed 2024-04-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-04-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-04-08 · Other · Disposed 217,429 · Balance 73,620

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 28, 2024, by and among the Issuer, CoreRx, Inc., a Florida corporation ("Parent") and Cane Merger Sub, Inc., a Pennsylvania corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), Merger Sub completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of April 8, 2024 (the "Effective Time") with the Issuer surviving the merger. At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $1.10 per Share in cash (the "Offer Amount"), subject to any applicable withholding taxes and without interest.

Row 2 · 2024-04-08 · Disposition to issuer · Disposed 73,620 · Balance 0

F2: Represents restricted stock units granted under an Issuer equity plan ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one Share upon vesting of the RSU. Pursuant to the terms of the Merger Agreement, each outstanding RSU that was outstanding and unvested immediately prior to the Effective Time vested in full. At the Effective Time, each RSU then outstanding was cancelled and converted into a cash payment equal to the product of (A) the total number of Shares then underlying such RSU multiplied by (B) the Offer Amount, without interest and subject to any withholding of taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.80Direct0 Reported balance After 2024-04-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-04-08 · Disposition to issuer · Disposed 118,182 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.74Direct0 Reported balance After 2024-04-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-04-08 · Disposition to issuer · Disposed 27,229 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 28, 2024, by and among the Issuer, CoreRx, Inc., a Florida corporation ("Parent") and Cane Merger Sub, Inc., a Pennsylvania corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), Merger Sub completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of April 8, 2024 (the "Effective Time") with the Issuer surviving the merger. At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $1.10 per Share in cash (the "Offer Amount"), subject to any applicable withholding taxes and without interest.

F2: Represents restricted stock units granted under an Issuer equity plan ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one Share upon vesting of the RSU. Pursuant to the terms of the Merger Agreement, each outstanding RSU that was outstanding and unvested immediately prior to the Effective Time vested in full. At the Effective Time, each RSU then outstanding was cancelled and converted into a cash payment equal to the product of (A) the total number of Shares then underlying such RSU multiplied by (B) the Offer Amount, without interest and subject to any withholding of taxes.

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2025 Filed Aug 4, 2025 20:47 UTC Keenova Therapeutics plc NONE · Entity 28960 GrantRestricted Stock Units · Derivative 41,035 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-073784 · tm2522414-19_4seq1.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,714

Underlying: Ordinary Shares · 41,035 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2025, pursuant to the Transaction Agreement, dated as of March 13, 2025 (as amended, the "Transaction Agreement"), by and among Mallinckrodt plc (the "Issuer"), Endo, Inc. ("Endo") and Salvare Merger Sub LLC, the Issuer's wholly owned subsidiary ("Merger Sub"), the Merger Sub merged with and into Endo (the "Business Combination"), with Endo surviving the Business Combination as a wholly owned subsidiary of the Issuer.

F2 · derivative.exercise_date: Upon consummation of the Business Combination, each performance unit ("PSU") held by the reporting person automatically converted into a restricted unit ("RSU"). Each RSU will fully vest on December 25, 2026.

F2 · derivative.expiration_date: Upon consummation of the Business Combination, each performance unit ("PSU") held by the reporting person automatically converted into a restricted unit ("RSU"). Each RSU will fully vest on December 25, 2026.

Read SEC document
January 01, 2025 Filed Jan 2, 2025 17:01 UTC Keenova Therapeutics plc NONE · Entity 28960 Exercise / conversionRestricted Stock Units · Derivative 6,838 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000368 · tm2432211-10_4seq1.xml · derivative · entry 3

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,679

Underlying: Ordinary Shares · 6,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") that was settled, was settled in ordinary shares of the issuer at one share per RSU.

F3 · derivative.exercise_date: On February 2, 2024, the reporting person was granted 20,517 RSUs vesting ratably on each of the first three anniversaries of January 1, 2024.

F3 · derivative.expiration_date: On February 2, 2024, the reporting person was granted 20,517 RSUs vesting ratably on each of the first three anniversaries of January 1, 2024.

Read SEC document
January 01, 2025 Filed Jan 2, 2025 17:01 UTC Keenova Therapeutics plc NONE · Entity 28960 Tax withholdingOrdinary Shares 1,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-000368 · tm2432211-10_4seq1.xml · nonDerivative · entry 2

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,114

F2 · price: The number of ordinary shares withheld to satisfy tax withholding obligations arising out the vesting of RSUs is based on a percentage and did not take into account any market value as the issuer's ordinary shares are not listed or quoted on a recognized trading market.

Read SEC document
January 01, 2025 Filed Jan 2, 2025 17:01 UTC Keenova Therapeutics plc NONE · Entity 28960 Exercise / conversionOrdinary Shares 6,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-000368 · tm2432211-10_4seq1.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") that was settled, was settled in ordinary shares of the issuer at one share per RSU.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 16:30 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 4,660 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015369 · form4-06042024_040618.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024.

F2 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 16:30 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 4,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-015369 · form4-06042024_040618.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 21:34 UTC Societal CDMO, Inc. SCTL · Entity 92137 Disposition to issuerStock Option (Right to Buy) · Derivative 27,229 Not disclosed Strike: $0.74 Not disclosed
Disclosure

SEC source: 0001104659-24-044896 · tm2411350-8_4seq1.xml · derivative · entry 4

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,229 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 21:34 UTC Societal CDMO, Inc. SCTL · Entity 92137 Disposition to issuerStock Option (Right to Buy) · Derivative 118,182 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001104659-24-044896 · tm2411350-8_4seq1.xml · derivative · entry 3

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,182 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 21:34 UTC Societal CDMO, Inc. SCTL · Entity 92137 Disposition to issuerCommon Stock 73,620 $1.10 $80,982.00
Disclosure

SEC source: 0001104659-24-044896 · tm2411350-8_4seq1.xml · nonDerivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Represents restricted stock units granted under an Issuer equity plan ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one Share upon vesting of the RSU. Pursuant to the terms of the Merger Agreement, each outstanding RSU that was outstanding and unvested immediately prior to the Effective Time vested in full. At the Effective Time, each RSU then outstanding was cancelled and converted into a cash payment equal to the product of (A) the total number of Shares then underlying such RSU multiplied by (B) the Offer Amount, without interest and subject to any withholding of taxes.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 21:34 UTC Societal CDMO, Inc. SCTL · Entity 92137 OtherCommon Stock 217,429 $1.10 $239,171.90
Disclosure

SEC source: 0001104659-24-044896 · tm2411350-8_4seq1.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,620

F1 · shares: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 28, 2024, by and among the Issuer, CoreRx, Inc., a Florida corporation ("Parent") and Cane Merger Sub, Inc., a Pennsylvania corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), Merger Sub completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of April 8, 2024 (the "Effective Time") with the Issuer surviving the merger. At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $1.10 per Share in cash (the "Offer Amount"), subject to any applicable withholding taxes and without interest.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 16:31 UTC Keenova Therapeutics plc NONE · Entity 28960 GrantRestricted Stock Units · Derivative 20,517 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-011128 · tm245307-13_4seq1.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,517

Underlying: Ordinary Shares · 20,517 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit (the "RSU") will be settled in ordinary shares of the issuer at one share per RSU.

F2 · derivative.exercise_date: The RSUs will vest ratably on each of the first three anniversaries of January 1, 2024.

F2 · derivative.expiration_date: The RSUs will vest ratably on each of the first three anniversaries of January 1, 2024.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 16:15 UTC Keenova Therapeutics plc MNKTQ · Entity 28960 Disposition to issuerOrdinary Shares 96,660 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-119124 · tm2330745-13_4seq1.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On August 28, 2023, Mallinckrodt plc (the "Company") and certain of its subsidiaries voluntarily initiated proceedings under chapter 11 of title 11 of the United States Code in the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 20, 2023, the Company's directors presented a petition before the High Court of Ireland (the "Irish High Court") seeking the appointment of an examiner (the "Examiner") to the Company, thereby commencing examinership proceedings with respect to the Company in Ireland.

F2 · kind: On October 10, 2023, the Bankruptcy Court entered an order confirming the First Amended Prepackaged Joint Chapter 11 Plan of Reorganization of Mallinckrodt Plc and Its Debtor Affiliates (as may be amended or supplemented from time to time in accordance with its terms, the "Plan"). On November 10, 2023, the Irish High Court made an order confirming a scheme of arrangement proposed by the Examiner that is based on and consistent in all respects with the Plan (the "Scheme"). On November 14, 2023 (the "Effective Date"), the Plan and the Scheme became effective and the Company emerged from bankruptcy.

F3 · kind: On the Effective Date, all of the Company's previously outstanding ordinary shares (the "Ordinary Shares"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such Ordinary Shares, were cancelled and extinguished pursuant to the Plan and the Scheme. This Form 4 constitutes a notice to the Issuer for purposes of Part V of the Companies Act 2014.

Read SEC document
August 28, 2023 Filed Aug 28, 2023 16:32 UTC Societal CDMO, Inc. SCTL · Entity 92137 PurchaseCommon Stock 62,500 $0.40 $25,000.00
Disclosure

SEC source: 0001062993-23-017166 · form4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,049

F1 · kind: Represents shares acquired pursuant to an underwritten public offering of common stock by the Issuer.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 21:21 UTC Keenova Therapeutics plc MNK · Entity 28960 Tax withholdingOrdinary Shares 15,976 $0.69 $11,071.37
Disclosure

SEC source: 0001104659-23-093621 · tm2324159-4_4seq1.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,660

Read SEC document
June 30, 2023 Filed Jul 5, 2023 18:16 UTC Keenova Therapeutics plc MNK · Entity 28960 Disposition to issuerRestricted Stock Units · Derivative 168,237 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-078291 · tm2320608-6_4seq1.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 168,237 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (the "RSUs") granted on April 3, 2023 were canceled by mutual agreement of the reporting person and Mallinckrodt plc ("Mallinckrodt") in connection with the Board of Directors of Mallinckrodt's approval of a cash-based Key Employee Incentive Plan ("KEIP") that replaces the Company's existing 2023 short-term incentive and 2023 long-term incentive ("2023 LTI") programs for certain of its key officers, including the reporting person. Participation in the KEIP by the reporting person was subject to the cancelation of the reporting person's prior 2023 LTI program grants, including the reporting person's April 3, 2023 RSU grant.

F1 · price: The restricted stock units (the "RSUs") granted on April 3, 2023 were canceled by mutual agreement of the reporting person and Mallinckrodt plc ("Mallinckrodt") in connection with the Board of Directors of Mallinckrodt's approval of a cash-based Key Employee Incentive Plan ("KEIP") that replaces the Company's existing 2023 short-term incentive and 2023 long-term incentive ("2023 LTI") programs for certain of its key officers, including the reporting person. Participation in the KEIP by the reporting person was subject to the cancelation of the reporting person's prior 2023 LTI program grants, including the reporting person's April 3, 2023 RSU grant.

F1 · derivative.exercise_date: The restricted stock units (the "RSUs") granted on April 3, 2023 were canceled by mutual agreement of the reporting person and Mallinckrodt plc ("Mallinckrodt") in connection with the Board of Directors of Mallinckrodt's approval of a cash-based Key Employee Incentive Plan ("KEIP") that replaces the Company's existing 2023 short-term incentive and 2023 long-term incentive ("2023 LTI") programs for certain of its key officers, including the reporting person. Participation in the KEIP by the reporting person was subject to the cancelation of the reporting person's prior 2023 LTI program grants, including the reporting person's April 3, 2023 RSU grant.

F1 · derivative.expiration_date: The restricted stock units (the "RSUs") granted on April 3, 2023 were canceled by mutual agreement of the reporting person and Mallinckrodt plc ("Mallinckrodt") in connection with the Board of Directors of Mallinckrodt's approval of a cash-based Key Employee Incentive Plan ("KEIP") that replaces the Company's existing 2023 short-term incentive and 2023 long-term incentive ("2023 LTI") programs for certain of its key officers, including the reporting person. Participation in the KEIP by the reporting person was subject to the cancelation of the reporting person's prior 2023 LTI program grants, including the reporting person's April 3, 2023 RSU grant.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 16:57 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 4,507 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034421 · doc4.xml · derivative · entry 4

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 2, 2023.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 2, 2023.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 16:57 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 4,507 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-034421 · doc4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 16:57 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034421 · doc4.xml · derivative · entry 3

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,660

Underlying: Common Stock · 4,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 1, 2024, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 1, 2024, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 16:57 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 15,750 $0.00 Strike: $8.70 $0.00
Disclosure

SEC source: 0001209191-23-034421 · doc4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 15,750 shares

Expires 2033-05-31

F2 · derivative.exercise_date: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 1, 2023, subject to Reporting Person's continuous service through each such date.

Read SEC document
May 17, 2023 Filed May 19, 2023 16:55 UTC Societal CDMO, Inc. SCTL · Entity 92137 GrantStock Option (right to buy) · Derivative 27,229 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001062993-23-011843 · form4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,229

Underlying: Common Stock · 27,229 shares

Expires 2033-05-17

F2 · derivative.exercise_date: The stock option will vest in full on May 17, 2024, subject to continued service with the Company.

Read SEC document
May 17, 2023 Filed May 19, 2023 16:55 UTC Societal CDMO, Inc. SCTL · Entity 92137 GrantCommon Stock 73,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-011843 · form4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,549

F1 · price: These restricted stock units will vest in full on May 17, 2024, subject to continued service with the Company. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 19:06 UTC Keenova Therapeutics plc MNK · Entity 28960 GrantRestricted Stock Units · Derivative 168,237 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-042299 · tm2311874-8_4seq1.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,237

Underlying: Ordinary Shares · 168,237 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit (the "RSU") may be settled in the discretion of the issuer in cash or ordinary shares of the issuer at one share per RSU.

F2 · derivative.exercise_date: The RSUs will vest ratably on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The RSUs will vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
December 14, 2022 Filed Dec 22, 2022 17:47 UTC Keenova Therapeutics plc MNK · Entity 28960 GrantOrdinary Shares 112,636 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-129618 · tm2233304-3_4seq1.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,636

F1 · security: The reported ordinary shares represent restricted stock units, which will be settled in an equal number of MNK ordinary shares and will vest ratably on each of the first three anniversaries of August 17, 2022.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 18:23 UTC Keenova Therapeutics plc MNKPF · Entity 28960 Disposition to issuerEmployee Share Options (Right to Buy) · Derivative 57,569 $0.00 Strike: $22.26 $0.00
Disclosure

SEC source: 0000899243-22-023452 · doc4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 57,569 shares

Expires 2029-04-01

F1 · kind: On October 12, 2020, Mallinckrodt plc, an Irish public limited company in examination under Part 10 of the Companies Act 2014 of Ireland ("Mallinckrodt"), and certain of its subsidiaries voluntarily initiated proceedings under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On February 3, 2022, the Bankruptcy Court issued an opinion (which was subsequently revised on February 8, 2022 to make minor corrections) stating its intention to confirm Mallinckrodt's Fourth Amended Joint Plan of Reorganization of Mallinckrodt Plc and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code.

F2 · kind: (Continued from Footnote 1) On March 2, 2022, the Bankruptcy Court entered an order confirming the Fourth Amended Joint Plan of Reorganization (with Technical Modifications) of Mallinckrodt Plc and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code (as amended, supplemented or otherwise modified, the "Plan"), and on June 16, 2022 (the "Effective Date"), the Plan became effective and Mallinckrodt emerged from bankruptcy.

F3 · kind: On the Effective Date, all of Mallinckrodt's previously outstanding ordinary shares (the "Ordinary Shares"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such ordinary shares, were cancelled and extinguished pursuant to the Plan.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 18:23 UTC Keenova Therapeutics plc MNKPF · Entity 28960 Disposition to issuerOrdinary Shares 11,593 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023452 · doc4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 12, 2020, Mallinckrodt plc, an Irish public limited company in examination under Part 10 of the Companies Act 2014 of Ireland ("Mallinckrodt"), and certain of its subsidiaries voluntarily initiated proceedings under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On February 3, 2022, the Bankruptcy Court issued an opinion (which was subsequently revised on February 8, 2022 to make minor corrections) stating its intention to confirm Mallinckrodt's Fourth Amended Joint Plan of Reorganization of Mallinckrodt Plc and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code.

F2 · kind: (Continued from Footnote 1) On March 2, 2022, the Bankruptcy Court entered an order confirming the Fourth Amended Joint Plan of Reorganization (with Technical Modifications) of Mallinckrodt Plc and Its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code (as amended, supplemented or otherwise modified, the "Plan"), and on June 16, 2022 (the "Effective Date"), the Plan became effective and Mallinckrodt emerged from bankruptcy.

F3 · kind: On the Effective Date, all of Mallinckrodt's previously outstanding ordinary shares (the "Ordinary Shares"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such ordinary shares, were cancelled and extinguished pursuant to the Plan.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 17:33 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034606 · doc4.xml · derivative · entry 4

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 3, 2022.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 3, 2022.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 17:33 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 3,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-034606 · doc4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 17:33 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 4,507 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034606 · doc4.xml · derivative · entry 3

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,507

Underlying: Common Stock · 4,507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: This grant was made pursuant to the issuer's seventh amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 2, 2023, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 2, 2023, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 17:33 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 15,750 $0.00 Strike: $14.48 $0.00
Disclosure

SEC source: 0001209191-22-034606 · doc4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 15,750 shares

Expires 2032-06-01

F2 · derivative.exercise_date: This grant was made pursuant to the issuer's seventh amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 2, 2022, subject to Reporting Person's continuous service through each such date.

Read SEC document
May 18, 2022 Filed May 20, 2022 17:36 UTC Societal CDMO, Inc. SCTL · Entity 92137 GrantStock Option (right to buy) · Derivative 118,182 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001062993-22-013172 · form4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,182

Underlying: Common Stock · 118,182 shares

Expires 2032-05-18

F2 · derivative.exercise_date: The stock option will vest in full on May 18, 2023, subject to continued service with the Company.

Read SEC document
May 18, 2022 Filed May 20, 2022 17:36 UTC Societal CDMO, Inc. SCTL · Entity 92137 GrantCommon Stock 87,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-013172 · form4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,929

F1 · price: These restricted stock units will vest in full on May 18, 2023, subject to continued service with the Company. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:09 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038457 · doc4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:09 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038457 · doc4.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:58 UTC Societal CDMO, Inc. REPH · Entity 92137 GrantStock Option (right to buy) · Derivative 38,012 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001192482-21-000351 · edgar.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,012

Underlying: Common Stock · 38,012 shares

Expires 2031-04-20

F2 · derivative.exercise_date: The stock option will vest on April 20, 2022.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:58 UTC Societal CDMO, Inc. REPH · Entity 92137 GrantCommon Stock 26,923 $0.00 $0.00
Disclosure

SEC source: 0001192482-21-000351 · edgar.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,429

F1 · shares: All shares of common stock are represented by unvested restricted stock units that will vest on April 20, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

Read SEC document
April 20, 2021 Filed May 17, 2021 16:03 UTC Amendment Societal CDMO, Inc. REPH · Entity 92137 GrantStock Option (right to buy) · Derivative 38,012 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001192482-21-000430 · edgar.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,012

Underlying: Common Stock · 38,012 shares

Expires 2031-04-20

F1 · derivative.exercise_price: This amended Form 4 is being filed to correct a typographical error in the exercise price of the stock options acquired on April 20, 2021 as reported on the Form 4 filed on April 22, 2021.

F2 · derivative.exercise_date: The stock option will vest on April 20, 2022.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:13 UTC Keenova Therapeutics plc MNKKQ · Entity 28960 SaleOrdinary Shares 5,400 $0.17 $891.00
Disclosure

SEC source: 0000950138-20-000521 · edgar.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,593

Read SEC document
June 06, 2020 Filed Jun 8, 2020 17:46 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 7,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035059 · doc4.xml · derivative · entry 3

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · shares: This grant was made pursuant to the issuer's amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 6, 2020.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 6, 2020.

Read SEC document
June 06, 2020 Filed Jun 8, 2020 17:46 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 7,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035059 · doc4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:46 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantOption Grant (right to buy) · Derivative 16,500 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-20-035059 · doc4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2030-06-03

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 4, 2020, subject to Reporting Person's continuous service through each such date.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:05 UTC Societal CDMO, Inc. REPH · Entity 92137 GrantStock Option (right to buy) · Derivative 12,405 $0.00 Strike: $8.37 $0.00
Disclosure

SEC source: 0001192482-20-000339 · edgar.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,405

Underlying: Common Stock · 12,405 shares

Expires 2030-05-07

F2 · derivative.exercise_date: The stock option will vest on May 7, 2021.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:05 UTC Societal CDMO, Inc. REPH · Entity 92137 GrantCommon Stock 8,363 $0.00 $0.00
Disclosure

SEC source: 0001192482-20-000339 · edgar.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,506

F1 · shares: All shares of common stock are represented by unvested restricted stock units that will vest on May 7, 2021. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

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April 01, 2020 Filed Apr 3, 2020 16:40 UTC Keenova Therapeutics plc MNK · Entity 28960 Tax withholdingOrdinary Shares 986 $1.93 $1,902.98
Disclosure

SEC source: 0000950138-20-000202 · edgar.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,993

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March 02, 2020 Filed Mar 4, 2020 16:27 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted stock units · Derivative 8,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016088 · doc4.xml · derivative · entry 3

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The shares underlying these restricted stock units vest immediately.

F2 · derivative.expiration_date: The shares underlying these restricted stock units vest immediately.

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March 02, 2020 Filed Mar 4, 2020 16:27 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted stock units · Derivative 8,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016088 · doc4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,876

Underlying: Common Stock · 8,876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The shares underlying these restricted stock units vest immediately.

F2 · derivative.expiration_date: The shares underlying these restricted stock units vest immediately.

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March 02, 2020 Filed Mar 4, 2020 16:27 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 8,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016088 · doc4.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

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December 05, 2019 Filed Dec 9, 2019 18:29 UTC Societal CDMO, Inc. REPH · Entity 92137 GrantCommon Stock 9,156 $0.00 $0.00
Disclosure

SEC source: 0001192482-19-000492 · edgar.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,143

F1 · shares: These restricted stock units will vest in full on the earlier of (i) a change of control of Recro Pharma, Inc. (the "Company") (as defined in the Company's 2018 Amended and Restated Equity Incentive Plan) or (ii) December 5, 2020, subject to continued service with the Company.

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June 07, 2019 Filed Jun 7, 2019 16:12 UTC Keenova Therapeutics plc MNK · Entity 28960 PurchaseOrdinary Shares 5,400 $8.96 $48,383.46
Disclosure

SEC source: 0000950138-19-000343 · edgar.xml · nonDerivative · entry 1

Reasons Bryan M. · CIK 0001553489 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,979

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June 06, 2019 Filed Jun 10, 2019 16:50 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 7,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035830 · doc4.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,333

Underlying: Common Stock · 7,333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: This grant was made pursuant to the issuer's amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest on June 6, 2020, subject to the Reporting Person's continuous service with the issuer as of the vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest on June 6, 2020, subject to the Reporting Person's continuous service with the issuer as of the vesting date.

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May 09, 2019 Filed May 10, 2019 16:25 UTC Societal CDMO, Inc. REPH · Entity 92137 GrantStock Option (right to buy) · Derivative 10,888 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001192482-19-000244 · edgar.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,888

Underlying: Common Stock · 10,888 shares

Expires 2029-05-09

F2 · derivative.exercise_date: The stock option will vest on May 9, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.