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AMJB

JPMORGAN CHASE & CO

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Tapewire entity
2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2004 Filed Jul 6, 2004 16:37 UTC
DREW INA RManaging Director
GiftCommon Stock 530 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000309 · dre448.xml · nonDerivative · entry 1

DREW INA R · CIK 0001254768 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,954.1166

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:02 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 4,309.2679 $42.17 $181,721.83
Disclosure

SEC source: 0000019617-04-000210 · sta429.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,897.7693

Read SEC document
March 31, 2004 Filed Apr 2, 2004 12:50 UTC GrantCommon Stock Equivalents · Derivative 446.54 $41.99 Strike: $0.00 $18,750.21
Disclosure

SEC source: 0000019617-04-000206 · bec426.xml · derivative · entry 1

BECHERER HANS W · CIK 0001023199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,791.79

Underlying: Common Stock · 446.54 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash upon termination of service as director.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 12:50 UTC GrantCommon Stock Equivalents · Derivative 535.84 $41.99 Strike: $0.00 $22,499.92
Disclosure

SEC source: 0000019617-04-000207 · ray427.xml · derivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,817.87

Underlying: Common Stock · 535.84 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash upon termination of service as director.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 12:50 UTC GrantCommon Stock Equivalents · Derivative 267.92 $41.99 Strike: $0.00 $11,249.96
Disclosure

SEC source: 0000019617-04-000208 · sta428.xml · derivative · entry 1

STAFFORD JOHN R · CIK 0001055697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581.03

Underlying: Common Stock · 267.92 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash upon termination of service as director.

Read SEC document
March 24, 2004 Filed Mar 26, 2004 19:47 UTC
DUBLON DINAChief Financial Officer
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000202 · dub425.xml · nonDerivative · entry 1

DUBLON DINA · CIK 0001160193 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,603.2074

Read SEC document
March 15, 2004 Filed Mar 16, 2004 16:26 UTC
SREDNICKI RICHARD JExecutive Vice President
Tax withholdingCommon Stock 1,994 $41.04 $81,823.79
Disclosure

SEC source: 0000019617-04-000200 · sre421.xml · nonDerivative · entry 1

SREDNICKI RICHARD J · CIK 0001254769 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,636.5726

Read SEC document
March 08, 2004 Filed Mar 9, 2004 16:21 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Exercise / conversionStock Options (Rights to Buy) · Derivative 225,000 $0.00 Strike: $12.98 $0.00
Disclosure

SEC source: 0000019617-04-000196 · har420.xml · derivative · entry 5

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 225,000 shares

Expires 2004-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option exercise pursuant to 10b5-1(c) plan dated November 14, 2003.

F2 · derivative.exercise_date: Vested annually in thirds beginning on June 21, 1995.

Read SEC document
March 08, 2004 Filed Mar 9, 2004 16:21 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Tax withholdingCommon Stock 122,134 $43.21 $5,276,799.47
Disclosure

SEC source: 0000019617-04-000196 · har420.xml · nonDerivative · entry 2

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,470.6766

Read SEC document
March 08, 2004 Filed Mar 9, 2004 16:21 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 225,000 $12.98 $2,920,320.00
Disclosure

SEC source: 0000019617-04-000196 · har420.xml · nonDerivative · entry 1

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,179,604.6766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2004 Filed Feb 17, 2004 16:10 UTC OtherCommon Stock Equivalents · Derivative 2,358.1 $40.33 Strike: $0.00 $95,090.38
Disclosure

SEC source: 0000019617-04-000188 · kap419.xml · derivative · entry 1

KAPLAN HELENE L · CIK 0001184646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,268.2

Underlying: Common Stock · 2,358.1 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash upon termination of service as director.

Read SEC document
February 12, 2004 Filed Feb 13, 2004 16:23 UTC
FARRELL JOHN JDirector Human Resources
OtherCommon Stock 863.56 $40.36 $34,853.28
Disclosure

SEC source: 0000019617-04-000171 · far396.xml · nonDerivative · entry 2

FARRELL JOHN J · CIK 0001179578 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

Read SEC document
February 12, 2004 Filed Feb 13, 2004 23:10 UTC
DUBLON DINAChief Financial Officer
SaleCommon Stock 20,000 $40.35 $806,964.00
Disclosure

SEC source: 0000019617-04-000187 · dub415.xml · nonDerivative · entry 2

DUBLON DINA · CIK 0001160193 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,753.2084

Read SEC document
February 11, 2004 Filed Feb 13, 2004 14:55 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
GrantStock Appreciation Right · Derivative 427,928 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000146 · har387.xml · derivative · entry 2

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,928

Underlying: Common Stock · 427,928 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 14:55 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
GrantCommon Stock 142,643 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000146 · har387.xml · nonDerivative · entry 1

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953,572.776

Read SEC document
February 11, 2004 Filed Feb 13, 2004 14:58 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000147 · primary_doc.xml · derivative · entry 1

BECHERER HANS W · CIK 0001023199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,179.98

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:05 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000148 · primary_doc.xml · derivative · entry 1

BECHTEL RILEY P · CIK 0001187552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,352.97

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 20:10 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000149 · primary_doc.xml · derivative · entry 1

BENNACK FRANK A JR · CIK 0001052896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,268.19

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:16 UTC
BIGGS JOHN HDirector
GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000150 · primary_doc.xml · derivative · entry 1

BIGGS JOHN H · CIK 0001013051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,148.01

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:19 UTC
COULTER DAVID AVice Chairman
GrantStock Appreciation Right · Derivative 326,577 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000151 · cou388.xml · derivative · entry 3

COULTER DAVID A · CIK 0001179577 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,577

Underlying: Common Stock · 326,577 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:19 UTC
COULTER DAVID AVice Chairman
GrantCommon Stock 108,859 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000151 · cou388.xml · nonDerivative · entry 1

COULTER DAVID A · CIK 0001179577 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,289.7083

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:20 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000152 · primary_doc.xml · derivative · entry 1

BOSSIDY LAWRENCE A · CIK 0001187551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,268.19

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:26 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000153 · primary_doc.xml · derivative · entry 1

BURNS M ANTHONY · CIK 0001174476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,268.19

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:30 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000154 · primary_doc.xml · derivative · entry 1

FUTTER ELLEN V · CIK 0001206676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,268.19

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:34 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000155 · primary_doc.xml · derivative · entry 1

GRAY III WILLIAM H · CIK 0001140889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,105.53

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:45 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000157 · primary_doc.xml · derivative · entry 1

KAPLAN HELENE L · CIK 0001184646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,605.89

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:50 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000158 · primary_doc.xml · derivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,745.06

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 20:52 UTC
BLACK STEVEN DManaging Director
GrantStock Appreciation Rights · Derivative 228,979 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000159 · primary_doc.xml · derivative · entry 2

BLACK STEVEN D · CIK 0001197618 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,979

Underlying: Common Stock · 228,979 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 20:52 UTC
BLACK STEVEN DManaging Director
GrantCommon Stock 101,352 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000159 · primary_doc.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,333

Read SEC document
February 11, 2004 Filed Feb 13, 2004 15:56 UTC GrantCommon Stock Equivalents · Derivative 4,254.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000160 · primary_doc.xml · derivative · entry 1

STAFFORD JOHN R · CIK 0001055697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,078.8594

Underlying: Common Stock · 4,254.25 shares

Expires not disclosed

F1 · kind: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.exercise_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

F1 · derivative.expiration_date: Deferral of annual stock grant, payable in cash upon termination of service as director.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:23 UTC
FARRELL JOHN JDirector Human Resources
GrantStock Appreciation Right · Derivative 122,467 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000171 · far396.xml · derivative · entry 4

FARRELL JOHN J · CIK 0001179578 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,467

Underlying: Common Stock · 122,467 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:23 UTC
FARRELL JOHN JDirector Human Resources
GrantCommon Stock 40,823 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000171 · far396.xml · nonDerivative · entry 1

FARRELL JOHN J · CIK 0001179578 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,281

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:40 UTC
WEBSTER LESLEY DANIELSExecutive Vice President
GrantStock Appreciation Right · Derivative 18,769 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000173 · dan389.xml · derivative · entry 2

WEBSTER LESLEY DANIELS · CIK 0001179586 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,769

Underlying: Common Stock · 18,769 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:40 UTC
WEBSTER LESLEY DANIELSExecutive Vice President
GrantCommon Stock 24,400 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000173 · dan389.xml · nonDerivative · entry 1

WEBSTER LESLEY DANIELS · CIK 0001179586 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,518

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:40 UTC
HILL FREDERICK WDirector of Mrktg. & Comm.
GrantCommon Stock 36,037 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000174 · hil400.xml · nonDerivative · entry 1

HILL FREDERICK W · CIK 0001179587 · Director of Mrktg. & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,605

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:43 UTC
LAYTON DONALD HVice Chairman
GrantStock Appreciation Right · Derivative 326,577 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000175 · lay401.xml · derivative · entry 3

LAYTON DONALD H · CIK 0001179581 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,577

Underlying: Common Stock · 326,577 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:43 UTC
LAYTON DONALD HVice Chairman
GrantCommon Stock 108,859 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000175 · lay401.xml · nonDerivative · entry 1

LAYTON DONALD H · CIK 0001179581 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,470.7295

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:46 UTC
MCDAVID WILLIAM HGeneral Counsel
GrantStock Appreciation Right · Derivative 121,997 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000176 · mcd402.xml · derivative · entry 2

MCDAVID WILLIAM H · CIK 0001179583 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,997

Underlying: Common Stock · 121,997 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:46 UTC
MCDAVID WILLIAM HGeneral Counsel
GrantCommon Stock 40,666 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000176 · mcd402.xml · nonDerivative · entry 1

MCDAVID WILLIAM H · CIK 0001179583 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,801.1144

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:48 UTC
MCCREE DONALD H IIIManaging Director
GrantStock Appreciation Right · Derivative 75,076 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000177 · mcc403.xml · derivative · entry 4

MCCREE DONALD H III · CIK 0001197619 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,076

Underlying: Common Stock · 75,076 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:48 UTC
MCCREE DONALD H IIIManaging Director
GrantCommon Stock 62,563 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000177 · mcc403.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,432.3935

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:50 UTC
ROTELLA STEPHEN JExecutive Vice President
GrantStock Appreciation Right · Derivative 93,844 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000178 · rot404.xml · derivative · entry 4

ROTELLA STEPHEN J · CIK 0001254767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,844

Underlying: Common Stock · 93,844 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:50 UTC
ROTELLA STEPHEN JExecutive Vice President
GrantCommon Stock 31,282 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000178 · rot404.xml · nonDerivative · entry 1

ROTELLA STEPHEN J · CIK 0001254767 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,957.1315

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:53 UTC
SCHMIDLIN JOHN WManaging Director
GrantStock Appreciation Right · Derivative 107,452 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000179 · sch405.xml · derivative · entry 6

SCHMIDLIN JOHN W · CIK 0001254766 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,452

Underlying: Common Stock · 107,452 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 16:53 UTC
SCHMIDLIN JOHN WManaging Director
GrantCommon Stock 35,818 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000179 · sch405.xml · nonDerivative · entry 1

SCHMIDLIN JOHN W · CIK 0001254766 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,098.6442

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February 11, 2004 Filed Feb 13, 2004 16:56 UTC GrantCommon Stock 41,386 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000180 · scl406.xml · nonDerivative · entry 1

SCLAFANI JOSEPH L · CIK 0001179584 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,788.1838

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February 11, 2004 Filed Feb 13, 2004 17:00 UTC
SREDNICKI RICHARD JExecutive Vice President
GrantStock Appreciation Right · Derivative 93,844 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000181 · sre407.xml · derivative · entry 3

SREDNICKI RICHARD J · CIK 0001254769 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,844

Underlying: Common Stock · 93,844 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

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February 11, 2004 Filed Feb 13, 2004 17:00 UTC
SREDNICKI RICHARD JExecutive Vice President
GrantCommon Stock 31,282 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000181 · sre407.xml · nonDerivative · entry 1

SREDNICKI RICHARD J · CIK 0001254769 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,626.6338

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February 11, 2004 Filed Feb 13, 2004 17:04 UTC
STALEY JAMES EManaging Director
GrantStock Appreciation Right · Derivative 131,382 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0000019617-04-000182 · sta409.xml · derivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,382

Underlying: Common Stock · 131,382 shares

Expires 2014-02-11

F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006.

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February 11, 2004 Filed Feb 13, 2004 17:04 UTC
STALEY JAMES EManaging Director
GrantCommon Stock 43,794 $0.00 $0.00
Disclosure

SEC source: 0000019617-04-000182 · sta409.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,207.0372

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.