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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2005 Filed Jan 4, 2006 20:52 UTC GrantCommon Stock Equivalents · Derivative 567.6801 $39.64 $22,500.00
Disclosure

SEC source: 0000019617-06-000013 · nov754.xml · derivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,405.3153

Underlying: Common Stock · 567.6801 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
December 31, 2005 Filed Jan 4, 2006 15:52 UTC GrantCommon Stock Equivalents · Derivative 567.6801 $39.64 $22,500.00
Disclosure

SEC source: 0000019617-06-000014 · ray755.xml · derivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,286.9553

Underlying: Common Stock · 567.6801 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
December 31, 2005 Filed Jan 4, 2006 20:52 UTC GrantCommon Stock Equivalents · Derivative 473.0667 $39.64 $18,750.00
Disclosure

SEC source: 0000019617-06-000015 · wel756.xml · derivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749.9569

Underlying: Common Stock · 473.0667 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
December 27, 2005 Filed Jul 27, 2010 20:53 UTC
MILLER HEIDIExecutive Vice President
GiftCommon Stock 1,381 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-017635 · doc4.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,971.6133

Read SEC document
December 19, 2005 Filed Jan 3, 2006 15:06 UTC
WILSON DON M IIIChief Risk Officer
GiftCommon Stock 1,365 $0.00 $0.00
Disclosure

SEC source: 0000019617-06-000005 · wil747.xml · nonDerivative · entry 1

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,429.4478

Read SEC document
December 09, 2005 Filed Dec 13, 2005 15:18 UTC
Bisignano FrankChief Administrative Officer
GrantStock Appreciation Rights · Derivative 600,000 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0000019617-05-000606 · bis746.xml · derivative · entry 2

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2015-12-09

F1 · derivative.exercise_date: Vests in three equal annual installments beginning December 9, 2008.

Read SEC document
December 09, 2005 Filed Dec 13, 2005 15:18 UTC
Bisignano FrankChief Administrative Officer
GrantCommon Stock 167,000 $0.00 $0.00
Disclosure

SEC source: 0000019617-05-000606 · bis746.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,060

Read SEC document
December 07, 2005 Filed Dec 13, 2005 15:57 UTC
WILSON DON M IIIChief Risk Officer
GiftCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0000019617-05-000610 · wil738.xml · nonDerivative · entry 1

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,794.4478

Read SEC document
November 15, 2005 Filed Nov 17, 2005 14:48 UTC
MANDELBAUM JAYExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 84,202 $0.00 Strike: $38.13 $0.00
Disclosure

SEC source: 0000019617-05-000591 · man737.xml · derivative · entry 4

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,202

Underlying: Common Stock · 84,202 shares

Expires 2012-09-17

Read SEC document
November 15, 2005 Filed Nov 17, 2005 14:48 UTC
MANDELBAUM JAYExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 94,500 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0000019617-05-000591 · man737.xml · derivative · entry 3

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,500

Underlying: Common Stock · 94,500 shares

Expires 2012-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2005 Filed Nov 17, 2005 14:48 UTC
MANDELBAUM JAYExecutive Vice President
Tax withholdingCommon Stock 84,202 $38.13 $3,210,622.26
Disclosure

SEC source: 0000019617-05-000591 · man737.xml · nonDerivative · entry 2

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,063

Read SEC document
November 15, 2005 Filed Nov 17, 2005 14:48 UTC
MANDELBAUM JAYExecutive Vice President
Exercise / conversionCommon Stock 94,500 $29.91 $2,826,495.00
Disclosure

SEC source: 0000019617-05-000591 · man737.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2005 Filed Nov 16, 2005 15:53 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Exercise / conversionStock Options (Rights to Buy) · Derivative 125,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000019617-05-000590 · har736.xml · derivative · entry 5

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2006-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercised pursuant to 10b5-1 plan dated October 20, 2005.

F2 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997.

Read SEC document
November 14, 2005 Filed Nov 16, 2005 15:53 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Tax withholdingCommon Stock 90,656 $38.10 $3,453,993.60
Disclosure

SEC source: 0000019617-05-000590 · har736.xml · nonDerivative · entry 2

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164,231.8325

Read SEC document
November 14, 2005 Filed Nov 16, 2005 15:53 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 125,000 $19.19 $2,398,437.50
Disclosure

SEC source: 0000019617-05-000590 · har736.xml · nonDerivative · entry 1

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,887.8325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2005 Filed Nov 4, 2005 16:17 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Exercise / conversionStock Options (Rights to Buy) · Derivative 100,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000019617-05-000583 · har735.xml · derivative · entry 5

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 100,000 shares

Expires 2006-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997.

Read SEC document
November 03, 2005 Filed Nov 4, 2005 16:17 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Tax withholdingCommon Stock 73,172 $37.24 $2,724,559.42
Disclosure

SEC source: 0000019617-05-000583 · har735.xml · nonDerivative · entry 2

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,887.8325

Read SEC document
November 03, 2005 Filed Nov 4, 2005 16:17 UTC
HARRISON WILLIAM B JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 100,000 $19.19 $1,918,750.00
Disclosure

SEC source: 0000019617-05-000583 · har735.xml · nonDerivative · entry 1

HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,059.8325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
GiftCommon Stock 2,825 $0.00 $0.00
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · nonDerivative · entry 7

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,196.4478

Read SEC document
November 01, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 10,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · derivative · entry 9

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2006-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997.

Read SEC document
November 01, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
Tax withholdingCommon Stock 7,582 $36.79 $278,903.87
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · nonDerivative · entry 6

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,021.4478

Read SEC document
November 01, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionCommon Stock 10,000 $19.19 $191,875.00
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · nonDerivative · entry 5

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,603.4478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 10,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · derivative · entry 8

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2006-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997.

Read SEC document
October 31, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
Tax withholdingCommon Stock 7,595 $36.60 $277,977.00
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · nonDerivative · entry 4

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,603.4478

Read SEC document
October 31, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionCommon Stock 10,000 $19.19 $191,875.00
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · nonDerivative · entry 3

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,198.4478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
GiftCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · nonDerivative · entry 2

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,894.4627

Read SEC document
October 26, 2005 Filed Nov 2, 2005 15:15 UTC
WILSON DON M IIIChief Risk Officer
GiftCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0000019617-05-000582 · wil734.xml · nonDerivative · entry 1

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,284.4627

Read SEC document
October 25, 2005 Filed Oct 25, 2005 15:07 UTC
BIGGS JOHN HDirector
PurchaseCommon Stock 10,000 $35.65 $356,500.00
Disclosure

SEC source: 0000019617-05-000576 · big733.xml · nonDerivative · entry 1

BIGGS JOHN H · CIK 0001013051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
October 24, 2005 Filed Oct 25, 2005 15:07 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 10,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000019617-05-000577 · wil732.xml · derivative · entry 3

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2006-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997.

Read SEC document
October 24, 2005 Filed Oct 25, 2005 15:07 UTC
WILSON DON M IIIChief Risk Officer
Tax withholdingCommon Stock 7,675 $35.52 $272,616.00
Disclosure

SEC source: 0000019617-05-000577 · wil732.xml · nonDerivative · entry 2

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,704.4627

Read SEC document
October 24, 2005 Filed Oct 25, 2005 15:07 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionCommon Stock 10,000 $19.19 $191,875.00
Disclosure

SEC source: 0000019617-05-000577 · wil732.xml · nonDerivative · entry 1

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,379.4627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2005 Filed Oct 24, 2005 16:46 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 10,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000019617-05-000574 · wil717.xml · derivative · entry 7

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2006-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997.

Read SEC document
October 21, 2005 Filed Oct 24, 2005 16:46 UTC
WILSON DON M IIIChief Risk Officer
Tax withholdingCommon Stock 7,718 $34.98 $269,975.64
Disclosure

SEC source: 0000019617-05-000574 · wil717.xml · nonDerivative · entry 4

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,379.4627

Read SEC document
October 21, 2005 Filed Oct 24, 2005 16:46 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionCommon Stock 10,000 $19.19 $191,875.00
Disclosure

SEC source: 0000019617-05-000574 · wil717.xml · nonDerivative · entry 3

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,097.4627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
ADAMS AUSTIN AChief Information Officer
GrantStock Appreciation Rights · Derivative 150,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000562 · ada718.xml · derivative · entry 1

ADAMS AUSTIN A · CIK 0001195339 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 20:46 UTC
BLACK STEVEN DManaging Director
GrantStock Appreciation Rights · Derivative 350,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000563 · bla715.xml · derivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
Cavanagh Michael JChief Financial Officer
GrantStock Appreciation Rights · Derivative 250,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000564 · cav728.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
DREW INA RChief Investment Officer
GrantStock Appreciation Rights · Derivative 250,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000565 · dre719.xml · derivative · entry 1

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
FARRELL JOHN JDirector Human Resources
GrantStock Appreciation Rights · Derivative 150,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000566 · far720.xml · derivative · entry 1

FARRELL JOHN J · CIK 0001179578 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
GUGGENHEIMER JOANCo-General Counsel
GrantStock Appreciation Rights · Derivative 250,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000567 · gug721.xml · derivative · entry 1

GUGGENHEIMER JOAN · CIK 0001230247 · Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
Maclin Samuel ToddExecutive Vice President
GrantStock Appreciation Rights · Derivative 250,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000568 · mac722.xml · derivative · entry 1

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
MANDELBAUM JAYExecutive Vice President
GrantStock Appreciation Rights · Derivative 250,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000569 · man723.xml · derivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
MCDAVID WILLIAM HCo-General Counsel
GrantStock Appreciation Rights · Derivative 150,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000570 · mcd724.xml · derivative · entry 1

MCDAVID WILLIAM H · CIK 0001179583 · Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 20:46 UTC
MILLER HEIDIExecutive Vice President
GrantStock Appreciation Rights · Derivative 250,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000571 · mil725.xml · derivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 20:46 UTC
SCHARF CHARLES WExecutive Vice President
GrantStock Appreciation Rights · Derivative 350,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000572 · sch726.xml · derivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

Read SEC document
October 20, 2005 Filed Oct 24, 2005 16:46 UTC
STALEY JAMES EManaging Director
GrantStock Appreciation Rights · Derivative 250,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000573 · sta727.xml · derivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

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October 20, 2005 Filed Oct 24, 2005 16:46 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 12,500 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000019617-05-000574 · wil717.xml · derivative · entry 6

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 12,500 shares

Expires 2006-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997.

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October 20, 2005 Filed Oct 24, 2005 16:46 UTC
WILSON DON M IIIChief Risk Officer
GrantStock Appreciation Rights · Derivative 150,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0000019617-05-000574 · wil717.xml · derivative · entry 5

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2015-10-20

F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.

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October 20, 2005 Filed Oct 24, 2005 16:46 UTC
WILSON DON M IIIChief Risk Officer
Tax withholdingCommon Stock 9,668 $34.78 $336,204.70
Disclosure

SEC source: 0000019617-05-000574 · wil717.xml · nonDerivative · entry 2

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,097.4627

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October 20, 2005 Filed Oct 24, 2005 16:46 UTC
WILSON DON M IIIChief Risk Officer
Exercise / conversionCommon Stock 12,500 $19.19 $239,843.75
Disclosure

SEC source: 0000019617-05-000574 · wil717.xml · nonDerivative · entry 1

WILSON DON M III · CIK 0001197621 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,765.4627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.