Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2018 Filed Jan 17, 2018 22:18 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 44,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001142 · doc4.xml · derivative · entry 6 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,271 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:18 UTC |
Petno Douglas BCEO Commercial Banking
|
Tax withholdingCommon Stock | 32,224 | $111.85 | $3,604,093.28 |
DisclosureSEC source: 0001225208-18-001142 · doc4.xml · nonDerivative · entry 3 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,843 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:18 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 24,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001142 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:18 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 44,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001142 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:20 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 15,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001143 · doc4.xml · derivative · entry 8 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,287 Underlying: Common Stock · 15,287 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:20 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 14,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001143 · doc4.xml · derivative · entry 7 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,981 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:20 UTC |
Scher PeterExecutive Vice President
|
Tax withholdingCommon Stock | 13,234 | $111.85 | $1,480,156.73 |
DisclosureSEC source: 0001225208-18-001143 · doc4.xml · nonDerivative · entry 3 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,057 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:20 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionCommon Stock | 14,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001143 · doc4.xml · nonDerivative · entry 2 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:20 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionCommon Stock | 15,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001143 · doc4.xml · nonDerivative · entry 1 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:22 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001144 · doc4.xml · derivative · entry 5 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,434 Underlying: Common Stock · 9,434 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:22 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001144 · doc4.xml · derivative · entry 4 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,481 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:22 UTC |
Beer Lori AChief Information Officer
|
Tax withholdingCommon Stock | 9,035 | $111.85 | $1,010,519.58 |
DisclosureSEC source: 0001225208-18-001144 · doc4.xml · nonDerivative · entry 3 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,317 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:22 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionCommon Stock | 9,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001144 · doc4.xml · nonDerivative · entry 2 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:22 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionCommon Stock | 9,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001144 · doc4.xml · nonDerivative · entry 1 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:23 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 99,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001145 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,273 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:23 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 51,786 | $111.85 | $5,792,005.17 |
DisclosureSEC source: 0001225208-18-001145 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,487 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:23 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 99,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001145 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:24 UTC |
Leopold RobinHead of Human Resources
|
Exercise / conversionRestricted Stock Units · Derivative | 5,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001146 · doc4.xml · derivative · entry 5 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,940 Underlying: Common Stock · 5,940 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:24 UTC |
Leopold RobinHead of Human Resources
|
Exercise / conversionRestricted Stock Units · Derivative | 5,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001146 · doc4.xml · derivative · entry 4 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,724 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:24 UTC |
Leopold RobinHead of Human Resources
|
Tax withholdingCommon Stock | 5,176 | $111.85 | $578,909.72 |
DisclosureSEC source: 0001225208-18-001146 · doc4.xml · nonDerivative · entry 3 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:24 UTC |
Leopold RobinHead of Human Resources
|
Exercise / conversionCommon Stock | 5,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001146 · doc4.xml · nonDerivative · entry 2 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:24 UTC |
Leopold RobinHead of Human Resources
|
Exercise / conversionCommon Stock | 5,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001146 · doc4.xml · nonDerivative · entry 1 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:27 UTC |
Pinto Daniel EManaging Director
|
Exercise / conversionRestricted Stock Units · Derivative | 50,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001147 · doc4.xml · derivative · entry 6 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,733 Underlying: Common Stock · 50,733 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. As Identified Staff, shares resulting from vesting must be held for 6 months from vesting date. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:27 UTC |
Pinto Daniel EManaging Director
|
Exercise / conversionRestricted Stock Units · Derivative | 85,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001147 · doc4.xml · derivative · entry 5 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,717 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. As Identified Staff, shares resulting from vesting must be held for 6 months from vesting date. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:27 UTC |
Pinto Daniel EManaging Director
|
Tax withholdingCommon Stock | 64,132 | $111.85 | $7,172,843.54 |
DisclosureSEC source: 0001225208-18-001147 · doc4.xml · nonDerivative · entry 3 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,899 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:27 UTC |
Pinto Daniel EManaging Director
|
Exercise / conversionCommon Stock | 50,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001147 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:27 UTC |
Pinto Daniel EManaging Director
|
Exercise / conversionCommon Stock | 85,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001147 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:28 UTC |
Smith GordonExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 42,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001148 · doc4.xml · derivative · entry 6 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,584 Underlying: Common Stock · 42,584 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:28 UTC |
Smith GordonExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 76,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001148 · doc4.xml · derivative · entry 5 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,467 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:28 UTC |
Smith GordonExecutive Vice President
|
Tax withholdingCommon Stock | 57,601 | $111.85 | $6,442,383.85 |
DisclosureSEC source: 0001225208-18-001148 · doc4.xml · nonDerivative · entry 3 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,654 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:28 UTC |
Smith GordonExecutive Vice President
|
Exercise / conversionCommon Stock | 42,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001148 · doc4.xml · nonDerivative · entry 2 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:28 UTC |
Smith GordonExecutive Vice President
|
Exercise / conversionCommon Stock | 76,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001148 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 409.1079 | $106.94 | $43,750.00 |
DisclosureSEC source: 0001225208-18-000287 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,830.5092 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 268.8423 | $106.94 | $28,750.00 |
DisclosureSEC source: 0001225208-18-000288 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,939.7764 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 303.9087 | $106.94 | $32,500.00 |
DisclosureSEC source: 0001225208-18-000289 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,757.472 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 374.0415 | $106.94 | $40,000.00 |
DisclosureSEC source: 0001225208-18-000290 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,841.7403 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 467.5519 | $106.94 | $50,000.00 |
DisclosureSEC source: 0001225208-18-000291 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,768.0167 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 303.9087 | $106.94 | $32,500.00 |
DisclosureSEC source: 0001225208-18-000292 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,836.0769 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 467.5519 | $106.94 | $50,000.00 |
DisclosureSEC source: 0001225208-18-000293 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,508.3502 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 432.4855 | $106.94 | $46,250.00 |
DisclosureSEC source: 0001225208-18-000294 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,926.9391 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC |
Erdoes Mary E.CEO Asset Management
|
Exercise / conversionStock Appreciation Rights · Derivative | 230,770 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 230,770 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC |
Erdoes Mary E.CEO Asset Management
|
Exercise / conversionStock Appreciation Rights · Derivative | 44,995 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,995 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC |
Erdoes Mary E.CEO Asset Management
|
Tax withholdingCommon Stock | 207,277 | $97.92 | $20,296,563.84 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,366 Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC |
Erdoes Mary E.CEO Asset Management
|
Exercise / conversionCommon Stock | 44,995 | $35.61 | $1,602,271.95 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC |
Erdoes Mary E.CEO Asset Management
|
Exercise / conversionCommon Stock | 230,770 | $44.29 | $10,220,803.30 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 11:03 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-17-017176 · doc4.xml · derivative · entry 3 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 11:03 UTC |
BACON ASHLEYChief Risk Officer
|
Tax withholdingCommon Stock | 17,621 | $97.51 | $1,718,267.76 |
DisclosureSEC source: 0001225208-17-017176 · doc4.xml · nonDerivative · entry 2 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,763 Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 11:03 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionCommon Stock | 25,000 | $43.20 | $1,080,000.00 |
DisclosureSEC source: 0001225208-17-017176 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Jan 3, 2018 21:17 UTC |
CROWN JAMES SDirector
|
OtherCommon Stock | 1,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000289 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,081,276 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Jan 3, 2018 21:17 UTC |
CROWN JAMES SDirector
|
OtherCommon Stock | 340,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000289 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,083,248 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.