Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2019 Filed Nov 7, 2019 21:16 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 75,000 | $46.58 | $3,493,500.00 |
DisclosureSEC source: 0001225208-19-014254 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 10,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-19-014201 · doc4.xml · derivative · entry 7 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 11,249 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-19-014201 · doc4.xml · derivative · entry 6 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,249 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 31,381 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-19-014201 · doc4.xml · derivative · entry 5 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,381 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC |
BACON ASHLEYChief Risk Officer
|
Tax withholdingCommon Stock | 35,768 | $129.57 | $4,634,459.76 |
DisclosureSEC source: 0001225208-19-014201 · doc4.xml · nonDerivative · entry 4 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,053 Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionCommon Stock | 10,000 | $44.29 | $442,900.00 |
DisclosureSEC source: 0001225208-19-014201 · doc4.xml · nonDerivative · entry 3 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionCommon Stock | 11,249 | $35.61 | $400,576.89 |
DisclosureSEC source: 0001225208-19-014201 · doc4.xml · nonDerivative · entry 2 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionCommon Stock | 31,381 | $46.58 | $1,461,726.98 |
DisclosureSEC source: 0001225208-19-014201 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
GiftCommon Stock | 19,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014202 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,059 Read SEC document |
| October 30, 2019 Filed Oct 30, 2019 20:16 UTC |
RAYMOND LEE RDirector
|
OtherPreferred Stock, Series I | 458 | $1,000.00 | $458,000.00 |
DisclosureSEC source: 0001225208-19-013944 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977 F1 · kind: Depositary shares, each representing a 1/10th interest in a share of JPMorgan Chase & Co. 7.90% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series I were called for partial redemption by the issuer at a price equal to their face value. Read SEC document |
| October 28, 2019 Filed Oct 28, 2019 21:55 UTC |
Giles NicoleCorporate Controller
|
SaleCommon Stock | 863 | $126.73 | $109,365.06 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,578 F2 · kind: Sale pursuant to 10b5-1 Plan dated August 5, 2019. Read SEC document |
| October 28, 2019 Filed Oct 28, 2019 21:55 UTC |
Piepszak JenniferChief Financial Officer
|
SaleCommon Stock | 4,594 | $126.78 | $582,428.24 |
DisclosureSEC source: 0001225208-19-013877 · doc4.xml · nonDerivative · entry 5 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,470 F2 · kind: Sale pursuant to 10b5-1 Plan dated August 1, 2019. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · derivative · entry 7 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,581 Underlying: Common Stock · 2,790 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2018, 25% on October 25, 2019, 25% on October 25, 2020, and 25% on October 25, 2021, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · derivative · entry 6 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,857 Underlying: Common Stock · 1,857 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Giles NicoleCorporate Controller
|
Tax withholdingCommon Stock | 1,420 | $125.70 | $178,494.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,441 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Giles NicoleCorporate Controller
|
Tax withholdingCommon Stock | 945 | $125.70 | $118,786.50 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,861 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Piepszak JenniferChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013877 · doc4.xml · derivative · entry 7 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,497 Underlying: Common Stock · 6,497 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Piepszak JenniferChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013877 · doc4.xml · derivative · entry 6 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,003 shares Expires 2019-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2016, 25% on October 25, 2017, 25% on October 25, 2018 and 25% on October 25, 2019. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Piepszak JenniferChief Financial Officer
|
Tax withholdingCommon Stock | 3,324 | $125.70 | $417,826.80 |
DisclosureSEC source: 0001225208-19-013877 · doc4.xml · nonDerivative · entry 4 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,064 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Piepszak JenniferChief Financial Officer
|
Tax withholdingCommon Stock | 1,537 | $125.70 | $193,200.90 |
DisclosureSEC source: 0001225208-19-013877 · doc4.xml · nonDerivative · entry 3 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,388 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Piepszak JenniferChief Financial Officer
|
Exercise / conversionCommon Stock | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013877 · doc4.xml · nonDerivative · entry 2 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Piepszak JenniferChief Financial Officer
|
Exercise / conversionCommon Stock | 6,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013877 · doc4.xml · nonDerivative · entry 1 Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Leopold RobinHead of Human Resources
|
Exercise / conversionRestricted Stock Units · Derivative | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013878 · doc4.xml · derivative · entry 3 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,003 shares Expires 2019-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2016, 25% on October 25, 2017, 25% on October 25, 2018 and 25% on October 25, 2019. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Leopold RobinHead of Human Resources
|
Tax withholdingCommon Stock | 1,599 | $125.70 | $200,994.30 |
DisclosureSEC source: 0001225208-19-013878 · doc4.xml · nonDerivative · entry 2 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,637 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC |
Leopold RobinHead of Human Resources
|
Exercise / conversionCommon Stock | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013878 · doc4.xml · nonDerivative · entry 1 Leopold Robin · CIK 0001726825 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:56 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013879 · doc4.xml · derivative · entry 3 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,138 Underlying: Common Stock · 11,138 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held atleast two years from each vesting date. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:56 UTC |
Beer Lori AChief Information Officer
|
Tax withholdingCommon Stock | 5,928 | $125.70 | $745,149.60 |
DisclosureSEC source: 0001225208-19-013879 · doc4.xml · nonDerivative · entry 2 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,340 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:56 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionCommon Stock | 11,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013879 · doc4.xml · nonDerivative · entry 1 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:56 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013880 · doc4.xml · derivative · entry 3 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,004 shares Expires 2019-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2016, 25% on October 25, 2017, 25% on October 25, 2018 and 25% on October 25, 2019. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:56 UTC |
Scher PeterExecutive Vice President
|
Tax withholdingCommon Stock | 1,888 | $125.70 | $237,321.60 |
DisclosureSEC source: 0001225208-19-013880 · doc4.xml · nonDerivative · entry 2 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,171 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:56 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionCommon Stock | 4,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013880 · doc4.xml · nonDerivative · entry 1 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:17 UTC |
Erdoes Mary E.CEO Asset & Wealth Management
|
GiftCommon Stock | 2,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013820 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,459 Read SEC document |
| October 23, 2019 Filed Oct 24, 2019 22:39 UTC |
HOBSON MELLODY LDirector
|
PurchaseCommon Stock | 16,000 | $124.65 | $1,994,376.00 |
DisclosureSEC source: 0001225208-19-013780 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The GWL Living Trust Disclosed balance after: 109,555 Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 22:39 UTC |
Petno Douglas BCEO Commercial Banking
|
GiftCommon Stock | 1,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013781 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,358 Read SEC document |
| October 18, 2019 Filed Oct 21, 2019 20:17 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Exercise / conversionStock Appreciation Rights · Derivative | 85,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-19-013700 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 18, 2019 Filed Oct 21, 2019 20:17 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Tax withholdingCommon Stock | 56,109 | $120.44 | $6,757,767.96 |
DisclosureSEC source: 0001225208-19-013700 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,481 Read SEC document |
| October 18, 2019 Filed Oct 21, 2019 20:17 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
Exercise / conversionCommon Stock | 85,000 | $43.20 | $3,672,000.00 |
DisclosureSEC source: 0001225208-19-013700 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2019 Filed Oct 17, 2019 20:17 UTC |
Pinto Daniel ECo-President & COO, CEO CIB
|
SaleCommon Stock | 53,000 | $120.51 | $6,387,199.60 |
DisclosureSEC source: 0001225208-19-013513 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 79,410 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 12, 2019. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 20:17 UTC |
Smith GordonCo-President & COO, CEO CCB
|
SaleCommon Stock | 83,289 | $119.98 | $9,992,872.63 |
DisclosureSEC source: 0001225208-19-013514 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,197 F1 · kind: Sale pursuant to 10b5-1 Plan dated August 2, 2019. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:01 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionStock Appreciation Rights · Derivative | 75,000 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-19-013623 · doc4.xml · derivative · entry 4 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of SARs pursuant to 10b5-1 Plan dated August 14, 2019. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:01 UTC |
Petno Douglas BCEO Commercial Banking
|
Tax withholdingCommon Stock | 53,534 | $120.00 | $6,424,080.00 |
DisclosureSEC source: 0001225208-19-013623 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,970 Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:01 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 75,000 | $46.58 | $3,493,500.00 |
DisclosureSEC source: 0001225208-19-013623 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:01 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionStock Appreciation Rights · Derivative | 33,996 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-19-013624 · doc4.xml · derivative · entry 3 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,996 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:01 UTC |
Scher PeterExecutive Vice President
|
Tax withholdingCommon Stock | 22,941 | $120.00 | $2,752,920.00 |
DisclosureSEC source: 0001225208-19-013624 · doc4.xml · nonDerivative · entry 2 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,055 Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:01 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionCommon Stock | 33,996 | $46.58 | $1,583,533.68 |
DisclosureSEC source: 0001225208-19-013624 · doc4.xml · nonDerivative · entry 1 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:02 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionStock Appreciation Rights · Derivative | 563,562 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-19-013625 · doc4.xml · derivative · entry 8 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 563,562 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of SARs pursuant to 10b5-1 Plan dated August 15, 2019. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:02 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 394,837 | $120.00 | $47,380,440.00 |
DisclosureSEC source: 0001225208-19-013625 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,156 Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:02 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 563,562 | $43.20 | $24,345,878.40 |
DisclosureSEC source: 0001225208-19-013625 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.