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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Lake MarianneExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 17,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000824 · doc4.xml · derivative · entry 7

Lake Marianne · CIK 0001566079 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,038

Underlying: Common Stock · 17,038 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Lake MarianneExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 20,920 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000824 · doc4.xml · derivative · entry 6

Lake Marianne · CIK 0001566079 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,920 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Lake MarianneExecutive Vice President
Tax withholdingCommon Stock 19,128 $136.48 $2,610,541.62
Disclosure

SEC source: 0001225208-20-000824 · doc4.xml · nonDerivative · entry 3

Lake Marianne · CIK 0001566079 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,395

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Lake MarianneExecutive Vice President
Exercise / conversionCommon Stock 17,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000824 · doc4.xml · nonDerivative · entry 2

Lake Marianne · CIK 0001566079 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Lake MarianneExecutive Vice President
Exercise / conversionCommon Stock 20,920 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000824 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionRestricted Stock Units · Derivative 15,033 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000825 · doc4.xml · derivative · entry 6

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,034

Underlying: Common Stock · 15,033 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionRestricted Stock Units · Derivative 18,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000825 · doc4.xml · derivative · entry 5

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,250 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Petno Douglas BCEO Commercial Banking
Tax withholdingCommon Stock 16,652 $136.48 $2,272,623.33
Disclosure

SEC source: 0001225208-20-000825 · doc4.xml · nonDerivative · entry 3

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,425

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionCommon Stock 15,033 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000825 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionCommon Stock 18,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000825 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Piepszak JenniferChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,909 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000826 · doc4.xml · derivative · entry 6

Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,909

Underlying: Common Stock · 8,909 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted Stock Units vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Piepszak JenniferChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000826 · doc4.xml · derivative · entry 5

Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,935 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Piepszak JenniferChief Financial Officer
Tax withholdingCommon Stock 6,532 $136.48 $891,471.03
Disclosure

SEC source: 0001225208-20-000826 · doc4.xml · nonDerivative · entry 3

Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,782

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Piepszak JenniferChief Financial Officer
Exercise / conversionCommon Stock 5,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000826 · doc4.xml · nonDerivative · entry 2

Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Piepszak JenniferChief Financial Officer
Exercise / conversionCommon Stock 8,909 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000826 · doc4.xml · nonDerivative · entry 1

Piepszak Jennifer · CIK 0001775584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Scher PeterExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,568 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000827 · doc4.xml · derivative · entry 6

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568

Underlying: Common Stock · 5,568 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Scher PeterExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 13,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000827 · doc4.xml · derivative · entry 5

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,354 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Scher PeterExecutive Vice President
Tax withholdingCommon Stock 7,960 $136.48 $1,086,360.90
Disclosure

SEC source: 0001225208-20-000827 · doc4.xml · nonDerivative · entry 3

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,133

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Scher PeterExecutive Vice President
Exercise / conversionCommon Stock 5,568 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000827 · doc4.xml · nonDerivative · entry 2

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Scher PeterExecutive Vice President
Exercise / conversionCommon Stock 13,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000827 · doc4.xml · nonDerivative · entry 1

Scher Peter · CIK 0001726591 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionRestricted Stock Units · Derivative 25,724 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · derivative · entry 8

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,724

Underlying: Common Stock · 25,724 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionRestricted Stock Units · Derivative 32,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · derivative · entry 7

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,493 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Smith GordonCo-President & COO, CEO CCB
Tax withholdingCommon Stock 28,717 $136.48 $3,919,224.37
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,697

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionCommon Stock 25,724 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Smith GordonCo-President & COO, CEO CCB
Exercise / conversionCommon Stock 32,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Beer Lori AChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 5,011 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000829 · doc4.xml · derivative · entry 5

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012

Underlying: Common Stock · 5,011 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Beer Lori AChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 11,573 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000829 · doc4.xml · derivative · entry 4

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,573 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Beer Lori AChief Information Officer
Tax withholdingCommon Stock 7,765 $136.48 $1,059,747.79
Disclosure

SEC source: 0001225208-20-000829 · doc4.xml · nonDerivative · entry 3

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,159

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Beer Lori AChief Information Officer
Exercise / conversionCommon Stock 5,011 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000829 · doc4.xml · nonDerivative · entry 2

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Beer Lori AChief Information Officer
Exercise / conversionCommon Stock 11,573 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000829 · doc4.xml · nonDerivative · entry 1

Beer Lori A · CIK 0001436677 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Pinto Daniel ECo-President & COO, CEO CIB
Exercise / conversionRestricted Stock Units · Derivative 12,696 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000830 · doc4.xml · derivative · entry 4

Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,787

Underlying: Common Stock · 12,696 shares

Expires 2024-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff, shares resulting from vesting must be held for 6 months from vesting date.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Pinto Daniel ECo-President & COO, CEO CIB
Tax withholdingCommon Stock 5,968 $136.48 $814,497.72
Disclosure

SEC source: 0001225208-20-000830 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,209

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Pinto Daniel ECo-President & COO, CEO CIB
Exercise / conversionCommon Stock 12,696 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000830 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Leopold RobinHead of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 2,450 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000831 · doc4.xml · derivative · entry 5

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Leopold RobinHead of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 4,273 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000831 · doc4.xml · derivative · entry 4

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,273 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Leopold RobinHead of Human Resources
Tax withholdingCommon Stock 2,608 $136.48 $355,933.32
Disclosure

SEC source: 0001225208-20-000831 · doc4.xml · nonDerivative · entry 3

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,752

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Leopold RobinHead of Human Resources
Exercise / conversionCommon Stock 2,450 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000831 · doc4.xml · nonDerivative · entry 2

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC
Leopold RobinHead of Human Resources
Exercise / conversionCommon Stock 4,273 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000831 · doc4.xml · nonDerivative · entry 1

Leopold Robin · CIK 0001726825 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:51 UTC GrantCommon Stock 385.5811 $139.40 $53,750.01
Disclosure

SEC source: 0001225208-20-000040 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,739.3333

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:51 UTC GrantCommon Stock 260.043 $139.40 $36,249.99
Disclosure

SEC source: 0001225208-20-000041 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,355.3159

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2019 Filed Jan 2, 2020 21:51 UTC GrantCommon Stock 340.7461 $139.40 $47,500.01
Disclosure

SEC source: 0001225208-20-000042 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,526.9735

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2019 Filed Jan 2, 2020 21:51 UTC GrantCommon Stock 233.142 $139.40 $32,499.99
Disclosure

SEC source: 0001225208-20-000044 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,311.8344

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:51 UTC GrantCommon Stock 340.7461 $139.40 $47,500.01
Disclosure

SEC source: 0001225208-20-000043 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,610.4315

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2019 Filed Jan 2, 2020 21:51 UTC GrantCommon Stock 394.5481 $139.40 $55,000.01
Disclosure

SEC source: 0001225208-20-000045 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,479.1995

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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November 08, 2019 Filed Nov 12, 2019 21:16 UTC
Erdoes Mary E.CEO Asset & Wealth Management
Exercise / conversionStock Appreciation Rights · Derivative 104,063 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-19-014376 · doc4.xml · derivative · entry 3

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,143

Underlying: Common Stock · 104,063 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

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November 08, 2019 Filed Nov 12, 2019 21:16 UTC
Erdoes Mary E.CEO Asset & Wealth Management
Tax withholdingCommon Stock 72,849 $129.83 $9,457,621.43
Disclosure

SEC source: 0001225208-19-014376 · doc4.xml · nonDerivative · entry 2

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,273

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:16 UTC
Erdoes Mary E.CEO Asset & Wealth Management
Exercise / conversionCommon Stock 104,063 $46.58 $4,847,254.54
Disclosure

SEC source: 0001225208-19-014376 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 21:16 UTC
Pinto Daniel ECo-President & COO, CEO CIB
SaleCommon Stock 64,198 $130.91 $8,403,896.97
Disclosure

SEC source: 0001225208-19-014253 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Co-President & COO, CEO CIB

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,212

F1 · kind: Sale pursuant to 10b5-1 Plan dated February 12, 2019.

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November 06, 2019 Filed Nov 7, 2019 21:16 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionStock Appreciation Rights · Derivative 75,000 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-19-014254 · doc4.xml · derivative · entry 4

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 21:16 UTC
Petno Douglas BCEO Commercial Banking
Tax withholdingCommon Stock 52,564 $129.21 $6,791,794.44
Disclosure

SEC source: 0001225208-19-014254 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,794

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.