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AMJB

JPMORGAN CHASE & CO

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Tapewire entity
2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionRestricted Stock Units · Derivative 12,697 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000939 · doc4.xml · derivative · entry 7

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,697 shares

Expires 2024-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff (employees who are material risk-takers identified under U.K. and/or European Union standards) at the time of grant, shares resulting from vesting must be held for 6 months from vesting date.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Pinto Daniel EPresident & COO, CEO CIB
Tax withholdingCommon Stock 39,263 $172.61 $6,776,990.12
Disclosure

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 6

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,732

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 12,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 5

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 12,697 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 4

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 12,736 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 3

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 13,858 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Pinto Daniel EPresident & COO, CEO CIB
Exercise / conversionCommon Stock 16,717 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Korablina Elena ACorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,940 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000940 · doc4.xml · derivative · entry 7

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,458

Underlying: Common Stock · 2,940 shares

Expires 2026-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units grant of 5,600 shares vests as follows: 1,400 shares on January 13, 2023, 1,400 shares on January 13, 2024, 1,400 shares on January 13, 2025, and 1,400 shares on January 13, 2026. As Identified Staff for a portion of year to which the grant relates, the shares resulting from vesting must be held for 12 months from vesting date; restricted stock grant of 7,702 shares vests as follows: 1,540 shares on January 13, 2022, 1,540 shares on January 13, 2023, 1,540 shares on January 13, 2024, 1,541 shares on January 13, 2025, and 1,541 shares on January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date. Restricted stock units grant of 11,576 shares vests 50% on January 13, 2025 and January 13, 2026.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Korablina Elena ACorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 1,932 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000940 · doc4.xml · derivative · entry 6

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,932

Underlying: Common Stock · 1,932 shares

Expires 2025-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units grant of 6,310 shares vests as follows: 1,262 shares on January 13, 2021, 1,262 shares on January 13, 2022, 1,262 shares on January 13, 2023, 1,262 shares on January 13, 2024, and 1,262 shares on January 13, 2025. As Identified Staff at the time of grant, shares resulting from vesting must be held for 12 months from vesting date. Restricted stock units grant of 1,340 shares vest as follows: 670 shares on January 13, 2024, and 670 shares on January 13, 2025.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Korablina Elena ACorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000940 · doc4.xml · derivative · entry 5

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,747 shares

Expires 2024-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units grant of 3,417 shares vests as follows: 1,139 shares on January 13, 2022, 1,139 shares on January 13, 2023, and 1,139 shares on January 13, 2024. As Identified Staff (employees who are material risk-takers identified under U.K. and/or European Union standards) at the time of grant, the shares resulting from vesting must be held for 6 months from vesting date. Restricted stock units grant of 4,822 shares will vest as follows: 1,607 shares on January 13, 2022, 1,607 shares on January 13, 2023, and 1,608 shares on January 13, 2024. As Identified Staff at the time of grant, the shares resulting from vesting must be held 12 months from vesting date.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Korablina Elena ACorporate Controller
Tax withholdingCommon Stock 3,957 $172.61 $682,997.99
Disclosure

SEC source: 0001225208-24-000940 · doc4.xml · nonDerivative · entry 4

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,313

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Korablina Elena ACorporate Controller
Exercise / conversionCommon Stock 1,932 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000940 · doc4.xml · nonDerivative · entry 3

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Korablina Elena ACorporate Controller
Exercise / conversionCommon Stock 2,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000940 · doc4.xml · nonDerivative · entry 2

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2024 Filed Jan 17, 2024 00:11 UTC
Korablina Elena ACorporate Controller
Exercise / conversionCommon Stock 2,940 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000940 · doc4.xml · nonDerivative · entry 1

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:19 UTC GrantCommon Stock 227.8072 $170.10 $38,750.00
Disclosure

SEC source: 0001225208-24-000213 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,184.808

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:19 UTC
Gorsky AlexDirector
GrantCommon Stock 191.0641 $170.10 $32,500.00
Disclosure

SEC source: 0001225208-24-000214 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812.6314

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:19 UTC GrantCommon Stock 253.7723 $170.10 $43,166.67
Disclosure

SEC source: 0001225208-24-000215 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,479.3138

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:19 UTC GrantCommon Stock 191.0641 $170.10 $32,500.00
Disclosure

SEC source: 0001225208-24-000216 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,059.8839

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:19 UTC GrantCommon Stock 191.0641 $170.10 $32,500.00
Disclosure

SEC source: 0001225208-24-000217 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,012.2482

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:19 UTC GrantCommon Stock 213.1099 $170.10 $36,249.99
Disclosure

SEC source: 0001225208-24-000218 · doc4.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,413.0904

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:19 UTC GrantCommon Stock 315.9906 $170.10 $53,750.00
Disclosure

SEC source: 0001225208-24-000219 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,446.439

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 12, 2023 Filed Dec 12, 2023 22:06 UTC
Lake MarianneCo-CEO CCB
SaleCommon Stock 32,243 $160.00 $5,158,905.79
Disclosure

SEC source: 0001225208-23-010978 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Co-CEO CCB

10b5-1 filing: Plan reported

Ownership: Indirect · By GRATs

Disclosed balance after: 131,962

F1 · balance_after: (1) Balance reflects a) 8,914 shares; b) 6,485 shares; and c) 9,580 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on May 1, 2023; d) 5,034 shares transferred from a GRAT to the Grantor's Family Trust; and e) 56,932 shares transferred from the Grantor for funding of a Grantor Retained Annuity Trust on May 9, 2023. These transfers are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:16 UTC
DIMON JAMESDirector · Chairman & CEO
GiftCommon Stock 100,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009907 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 734,056

F1 · kind: Contribution to a non-profit organization.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:34 UTC
Korablina Elena ACorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 881 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009734 · doc4.xml · derivative · entry 6

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,414

Underlying: Common Stock · 881 shares

Expires 2025-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: RSU grant of 4,127 shares vests 20% on each of the following dates: October 25, 2021, October 25, 2022, October 25, 2023, October 25, 2024, and October 25, 2025. RSU grant of 3,524 shares vests 25% on each of October 25, 2022, October 25, 2023, October 25, 2024, and October 25, 2025. Shares resulting from vesting are subject to a hold for 2 years from vesting date.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:34 UTC
Korablina Elena ACorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 825 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009734 · doc4.xml · derivative · entry 5

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,295

Underlying: Common Stock · 825 shares

Expires 2025-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: RSU grant of 4,127 shares vests 20% on each of the following dates: October 25, 2021, October 25, 2022, October 25, 2023, October 25, 2024, and October 25, 2025. RSU grant of 3,524 shares vests 25% on each of October 25, 2022, October 25, 2023, October 25, 2024, and October 25, 2025. Shares resulting from vesting are subject to a hold for 2 years from vesting date.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:34 UTC
Korablina Elena ACorporate Controller
Tax withholdingCommon Stock 487 $140.35 $68,348.02
Disclosure

SEC source: 0001225208-23-009734 · doc4.xml · nonDerivative · entry 4

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,651

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:34 UTC
Korablina Elena ACorporate Controller
Tax withholdingCommon Stock 482 $140.35 $67,646.29
Disclosure

SEC source: 0001225208-23-009734 · doc4.xml · nonDerivative · entry 3

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,138

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:34 UTC
Korablina Elena ACorporate Controller
Exercise / conversionCommon Stock 825 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009734 · doc4.xml · nonDerivative · entry 2

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:34 UTC
Korablina Elena ACorporate Controller
Exercise / conversionCommon Stock 881 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009734 · doc4.xml · nonDerivative · entry 1

Korablina Elena A · CIK 0001848100 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 20:17 UTC
Petno Douglas BCEO Commercial Banking
GiftCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009712 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,113

F1 · balance_after: Balance reflects 10,268 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on Oct. 24, 2023. This transfer is exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:16 UTC GrantCommon Stock 353.3995 $145.02 $51,250.00
Disclosure

SEC source: 0001225208-23-009113 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,042.1468

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:17 UTC GrantCommon Stock 267.2045 $145.02 $38,750.00
Disclosure

SEC source: 0001225208-23-009115 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,540.6146

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:18 UTC GrantCommon Stock 258.585 $145.02 $37,500.00
Disclosure

SEC source: 0001225208-23-009117 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,097.6121

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:17 UTC
Gorsky AlexDirector
GrantCommon Stock 224.107 $145.02 $32,500.00
Disclosure

SEC source: 0001225208-23-009116 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,603.3632

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:19 UTC GrantCommon Stock 224.107 $145.02 $32,500.00
Disclosure

SEC source: 0001225208-23-009118 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,539.6391

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:19 UTC GrantCommon Stock 224.107 $145.02 $32,500.00
Disclosure

SEC source: 0001225208-23-009119 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,768.5858

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:20 UTC GrantCommon Stock 232.7265 $145.02 $33,750.00
Disclosure

SEC source: 0001225208-23-009120 · doc4.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,135.8958

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 22:17 UTC
Friedman StaceyGeneral Counsel
SaleCommon Stock 4,310 $144.86 $624,334.96
Disclosure

SEC source: 0001225208-23-008757 · doc4.xml · nonDerivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,425

Read SEC document
August 09, 2023 Filed Aug 9, 2023 20:57 UTC
Petno Douglas BCEO Commercial Banking
GiftCommon Stock 638 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008131 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,523

Read SEC document
August 08, 2023 Filed Aug 11, 2023 20:38 UTC Amendment
Petno Douglas BCEO Commercial Banking
GiftCommon Stock 638 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008210 · doc4a.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,523

F1 · date: On August 9, 2023, the reporting person filed a Form 4 which inadvertently reported that the gift was made on August 9, 2023. In fact, as reported in this amendment, the gift was made on August 8, 2023.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:20 UTC
Friedman StaceyGeneral Counsel
SaleCommon Stock 4,310 $157.16 $677,342.79
Disclosure

SEC source: 0001225208-23-008092 · doc4.xml · nonDerivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,735

F1 · balance_after: Balances reflect a) 8,468 shares and b) 8,770 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on May 1, 2023 and c) 20,744 shares transferred from the Grantor to fund a new GRAT on May 5, 2023. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13.

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June 30, 2023 Filed Jul 3, 2023 20:16 UTC GrantCommon Stock 352.379 $145.44 $51,250.00
Disclosure

SEC source: 0001225208-23-007119 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,776.4543

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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June 30, 2023 Filed Jul 3, 2023 20:17 UTC GrantCommon Stock 266.4329 $145.44 $38,750.00
Disclosure

SEC source: 0001225208-23-007120 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,876.2572

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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June 30, 2023 Filed Jul 3, 2023 20:17 UTC
Gorsky AlexDirector
GrantCommon Stock 223.4598 $145.44 $32,499.99
Disclosure

SEC source: 0001225208-23-007121 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,363.366

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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June 30, 2023 Filed Jul 3, 2023 20:17 UTC GrantCommon Stock 257.8383 $145.44 $37,500.00
Disclosure

SEC source: 0001225208-23-007122 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,718.2309

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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June 30, 2023 Filed Jul 3, 2023 20:18 UTC GrantCommon Stock 223.4598 $145.44 $32,499.99
Disclosure

SEC source: 0001225208-23-007123 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,001.646

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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June 30, 2023 Filed Jul 3, 2023 20:18 UTC GrantCommon Stock 223.4598 $145.44 $32,499.99
Disclosure

SEC source: 0001225208-23-007124 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,495.6301

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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June 30, 2023 Filed Jul 3, 2023 20:18 UTC GrantCommon Stock 232.0545 $145.44 $33,750.01
Disclosure

SEC source: 0001225208-23-007125 · doc4.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,843.3734

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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June 15, 2023 Filed Jun 15, 2023 21:31 UTC
Erdoes Mary E.CEO Asset & Wealth Management
SaleCommon Stock 8,118 $142.15 $1,154,002.11
Disclosure

SEC source: 0001225208-23-006865 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 560,373

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June 15, 2023 Filed Jun 15, 2023 21:33 UTC
Scher PeterVice Chairman
SaleCommon Stock 2,482 $141.39 $350,930.23
Disclosure

SEC source: 0001225208-23-006866 · doc4.xml · nonDerivative · entry 1

Scher Peter · CIK 0001726591 · Vice Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,333

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.