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NYSE · USD

AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 3, 2024 22:34 UTC
Jamal Rizwan MHead of Affiliate Investments
Tax withholdingCommon Stock 1,055 $151.42 $159,748.10
Disclosure

SEC source: 0001127602-24-000567 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,215

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:34 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000567 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:31 UTC Exercise / conversionStock Units · Derivative 153 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000566 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:31 UTC Exercise / conversionCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000566 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:29 UTC Exercise / conversionStock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000565 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,802

Underlying: Common Stock · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:29 UTC Exercise / conversionCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000565 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:27 UTC Exercise / conversionStock Units · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000564 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,577

Underlying: Common Stock · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:27 UTC Exercise / conversionCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000564 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:25 UTC Exercise / conversionStock Units · Derivative 260 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000562 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,515

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:25 UTC Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000562 · form4.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:23 UTC Exercise / conversionStock Units · Derivative 122 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000561 · form4.xml · derivative · entry 3

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,840

Underlying: Common Stock · 122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:23 UTC Tax withholdingCommon Stock 9 $151.42 $1,362.78
Disclosure

SEC source: 0001127602-24-000561 · form4.xml · nonDerivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,766

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:23 UTC Exercise / conversionCommon Stock 122 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000561 · form4.xml · nonDerivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:58 UTC
Jamal Rizwan MHead of Affiliate Investments
GiftCommon Stock 70,776 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027857 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 70,776

F1 · shares: The reporting person transferred 35,388 shares each to two family trusts of which the reporting person and his spouse are trustees, and for which the reporting person and/or members of his immediate family are the beneficiaries.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:58 UTC
Jamal Rizwan MHead of Affiliate Investments
GiftCommon Stock 70,776 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027857 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reporting person transferred 35,388 shares each to two family trusts of which the reporting person and his spouse are trustees, and for which the reporting person and/or members of his immediate family are the beneficiaries.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:58 UTC GrantRestricted Stock Units · Derivative 414 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027029 · form4.xml · derivative · entry 1

STARR LOREN M · CIK 0001217495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414

Underlying: Common Stock · 414 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2025, 2026, 2027 and 2028.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2025, 2026, 2027 and 2028.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2025, 2026, 2027 and 2028.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:11 UTC Exercise / conversionStock Units · Derivative 398 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022848 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,775

Underlying: Common Stock · 398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:11 UTC Exercise / conversionCommon Stock 398 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022848 · form4.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:10 UTC Exercise / conversionStock Units · Derivative 1,064 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022847 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,889

Underlying: Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:10 UTC Exercise / conversionCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022847 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:09 UTC Exercise / conversionStock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022846 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,807

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:09 UTC Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022846 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:06 UTC Exercise / conversionStock Units · Derivative 844 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022843 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,903

Underlying: Common Stock · 844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:06 UTC Exercise / conversionCommon Stock 844 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022843 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:07 UTC Exercise / conversionStock Units · Derivative 381 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022844 · form4.xml · derivative · entry 2

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,180

Underlying: Common Stock · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:07 UTC Exercise / conversionCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022844 · form4.xml · nonDerivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:04 UTC Exercise / conversionStock Units · Derivative 370 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022842 · form4.xml · derivative · entry 2

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,047

Underlying: Common Stock · 370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

F2 · balance_after: Inclusive of previously reported deferred stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:04 UTC Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022842 · form4.xml · nonDerivative · entry 1

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:03 UTC Exercise / conversionStock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022841 · form4.xml · derivative · entry 3

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,962

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

F3 · balance_after: Inclusive of previously reported deferred stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:03 UTC Tax withholdingCommon Stock 58 $133.04 $7,716.32
Disclosure

SEC source: 0001127602-23-022841 · form4.xml · nonDerivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,653

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:03 UTC Exercise / conversionCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022841 · form4.xml · nonDerivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2026.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:02 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionStock Units · Derivative 10,964 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022840 · form4.xml · derivative · entry 3

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:02 UTC
Erickson John RHead of Affiliate Engagement
Tax withholdingCommon Stock 5,145 $133.04 $684,490.80
Disclosure

SEC source: 0001127602-23-022840 · form4.xml · nonDerivative · entry 2

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,054

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:02 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionCommon Stock 10,964 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022840 · form4.xml · nonDerivative · entry 1

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:00 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionStock Units · Derivative 12,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022839 · form4.xml · derivative · entry 3

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:00 UTC
Jamal Rizwan MHead of Affiliate Investments
Tax withholdingCommon Stock 6,064 $133.04 $806,754.56
Disclosure

SEC source: 0001127602-23-022839 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,776

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:00 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionCommon Stock 12,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022839 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

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August 15, 2023 Filed Aug 17, 2023 20:59 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionStock Units · Derivative 4,923 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022838 · form4.xml · derivative · entry 3

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

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August 15, 2023 Filed Aug 17, 2023 20:59 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 2,537 $133.04 $337,522.48
Disclosure

SEC source: 0001127602-23-022838 · form4.xml · nonDerivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,618

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

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August 15, 2023 Filed Aug 17, 2023 20:59 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionCommon Stock 4,923 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022838 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

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August 15, 2023 Filed Aug 17, 2023 20:58 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionStock Units · Derivative 47,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022837 · form4.xml · derivative · entry 4

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

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August 15, 2023 Filed Aug 17, 2023 20:58 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 19,535 $133.04 $2,598,936.40
Disclosure

SEC source: 0001127602-23-022837 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,480

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:58 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionCommon Stock 47,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022837 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:40 UTC GrantRestricted Stock Units · Derivative 707 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-021525 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Underlying: Common Stock · 707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:39 UTC GrantRestricted Stock Units · Derivative 707 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-021524 · form4.xml · derivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Underlying: Common Stock · 707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:37 UTC GrantRestricted Stock Units · Derivative 707 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-021523 · form4.xml · derivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Underlying: Common Stock · 707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:36 UTC GrantDeferred Stock Units · Derivative 342 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-021522 · form4.xml · derivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342

Underlying: Common Stock · 342 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects cash fees that the reporting person has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.exercise_date: Reflects cash fees that the reporting person has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.expiration_date: Reflects cash fees that the reporting person has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

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July 26, 2023 Filed Jul 28, 2023 20:36 UTC GrantRestricted Stock Units · Derivative 707 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-021522 · form4.xml · derivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Underlying: Common Stock · 707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:34 UTC GrantRestricted Stock Units · Derivative 1,061 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-021521 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,061

Underlying: Common Stock · 1,061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2024, 2025, 2026 and 2027.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:33 UTC GrantDeferred Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-021520 · form4.xml · derivative · entry 2

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353

Underlying: Common Stock · 353 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects cash fees that the reporting person has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.exercise_date: Reflects cash fees that the reporting person has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.expiration_date: Reflects cash fees that the reporting person has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.