Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AFFILIATED MANAGERS GROUP, INC.AMG · Entity 3556 | Head of Affiliate Engagement | August 15, 2023 | August 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AFFILIATED MANAGERS GROUP, INC.
Report date August 15, 2023 · Filed August 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,054 |
Ending reported balance
After 2023-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-08-15 · Exercise / conversion · Acquired 10,964 · Balance 63,199 F1: Reflects the vesting of a previously reported award. The award vested on August 15, 2023. Row 2 · 2023-08-15 · Tax withholding · Disposed 5,145 · Balance 58,054 F2: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-15 · Exercise / conversion · Disposed 10,964 · Balance 0 F1: Reflects the vesting of a previously reported award. The award vested on August 15, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of a previously reported award. The award vested on August 15, 2023.
F2: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2023 Filed Aug 17, 2023 21:02 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 10,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-022840 · form4.xml · derivative · entry 3 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023. F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023. F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:02 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 5,145 | $133.04 | $684,490.80 |
DisclosureSEC source: 0001127602-23-022840 · form4.xml · nonDerivative · entry 2 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,054 F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:02 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 10,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-022840 · form4.xml · nonDerivative · entry 1 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2023. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 22:50 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 2,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009333 · form4.xml · derivative · entry 6 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,061 Underlying: Common Stock · 2,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2026. F2 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2026. F2 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2026. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 22:50 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 4,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009333 · form4.xml · derivative · entry 5 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336 Underlying: Common Stock · 4,336 shares Expires not disclosed F5 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2024, 2025, 2026 and 2027. F5 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2024, 2025, 2026 and 2027. F5 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2024, 2025, 2026 and 2027. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 22:50 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 10,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009333 · form4.xml · derivative · entry 4 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,964 Underlying: Common Stock · 10,964 shares Expires not disclosed F4 · derivative.exercise_price: Reflects the third tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2023 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements. F4 · derivative.exercise_date: Reflects the third tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2023 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements. F4 · derivative.expiration_date: Reflects the third tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2023 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 22:50 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 10,743 | $160.76 | $1,727,044.68 |
DisclosureSEC source: 0001127602-23-009333 · form4.xml · nonDerivative · entry 3 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,235 F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 22:50 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 2,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009333 · form4.xml · nonDerivative · entry 2 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2026. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 22:50 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantCommon Stock | 20,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009333 · form4.xml · nonDerivative · entry 1 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,267 F1 · price: Award granted in March 2020, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:44 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 3,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000638 · form4.xml · derivative · entry 3 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,772 Underlying: Common Stock · 3,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2020-2024. F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024. F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:44 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 1,871 | $158.43 | $296,422.53 |
DisclosureSEC source: 0001127602-23-000638 · form4.xml · nonDerivative · entry 2 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,114 F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:44 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 3,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000638 · form4.xml · nonDerivative · entry 1 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of previously reported awards. Awards vest 2020-2024. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:24 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 10,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021235 · form4.xml · derivative · entry 3 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022. F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022. F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:24 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 4,888 | $139.84 | $683,537.92 |
DisclosureSEC source: 0001127602-22-021235 · form4.xml · nonDerivative · entry 2 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,043 F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:24 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 10,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021235 · form4.xml · nonDerivative · entry 1 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:04 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 6,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008661 · form4.xml · derivative · entry 6 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,968 Underlying: Common Stock · 6,968 shares Expires not disclosed F5 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026. F5 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026. F5 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:04 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 10,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008661 · form4.xml · derivative · entry 5 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,963 Underlying: Common Stock · 10,963 shares Expires not disclosed F4 · derivative.exercise_price: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements. F4 · derivative.exercise_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements. F4 · derivative.expiration_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:04 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 969 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008661 · form4.xml · derivative · entry 4 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,746 Underlying: Common Stock · 969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025. F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025. F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:04 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 4,689 | $129.17 | $605,678.13 |
DisclosureSEC source: 0001127602-22-008661 · form4.xml · nonDerivative · entry 3 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,968 F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:04 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantCommon Stock | 9,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008661 · form4.xml · nonDerivative · entry 2 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,657 F2 · price: Award granted in February 2019, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:04 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 969 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008661 · form4.xml · nonDerivative · entry 1 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:09 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 4,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000563 · form4.xml · derivative · entry 3 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 4,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2019-2024. F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024. F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:09 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 2,008 | $164.51 | $330,336.08 |
DisclosureSEC source: 0001127602-22-000563 · form4.xml · nonDerivative · entry 2 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,143 F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:09 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 4,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000563 · form4.xml · nonDerivative · entry 1 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2019-2024. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 13:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | PurchaseCommon Stock | 3,000 | $169.95 | $509,850.00 |
DisclosureSEC source: 0001127602-21-030308 · form4.xml · nonDerivative · entry 1 Erickson John R · CIK 0001890579 · Head of Affiliate Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,717 F1 · price: Reflects the price of shares purchased on the open market. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.