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Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2021 Filed Sep 7, 2021 23:47 UTC Exercise / conversionOrdinary Shares 736 $16.35 $12,033.60
Disclosure

SEC source: 0001280263-21-000074 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 19:33 UTC SaleOrdinary Shares 970 $135.23 $131,173.10
Disclosure

SEC source: 0001280263-21-000080 · edgardoc.xml · nonDerivative · entry 5

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,375

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 4, 2021.

F6 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $135.05 to $135.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 19:33 UTC SaleOrdinary Shares 2,678 $134.47 $360,110.66
Disclosure

SEC source: 0001280263-21-000080 · edgardoc.xml · nonDerivative · entry 4

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,345

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 4, 2021.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $134.00 to $134.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 19:33 UTC SaleOrdinary Shares 3,141 $133.54 $419,449.14
Disclosure

SEC source: 0001280263-21-000080 · edgardoc.xml · nonDerivative · entry 3

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,023

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 4, 2021.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $132.95 to $133.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 19:33 UTC SaleOrdinary Shares 1,311 $132.34 $173,497.74
Disclosure

SEC source: 0001280263-21-000080 · edgardoc.xml · nonDerivative · entry 2

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,164

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 4, 2021.

F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $131.80 to $132.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 19:33 UTC SaleOrdinary Shares 1,900 $130.95 $248,805.00
Disclosure

SEC source: 0001280263-21-000080 · edgardoc.xml · nonDerivative · entry 1

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,475

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 4, 2021.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $130.60 to $131.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:49 UTC GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000078 · edgardoc.xml · derivative · entry 1

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Ordinary Shares · 1,508 shares

Expires 2022-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 19:48 UTC GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000076 · edgardoc.xml · derivative · entry 1

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Ordinary Shares · 1,508 shares

Expires 2022-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 19:47 UTC
Hu ChenmingDirector
GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000073 · edgardoc.xml · derivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Ordinary Shares · 1,508 shares

Expires 2022-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:49 UTC GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000077 · edgardoc.xml · derivative · entry 1

Meng Teresa H · CIK 0001277622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Ordinary Shares · 1,508 shares

Expires 2022-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:48 UTC GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000075 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Ordinary Shares · 1,508 shares

Expires 2022-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:47 UTC GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000074 · edgardoc.xml · derivative · entry 4

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Ordinary Shares · 1,508 shares

Expires 2022-09-15

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F4 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 21:45 UTC GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-035260 · doc4.xml · derivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Ordinary Shares · 1,508 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 16:57 UTC
Hu ChenmingDirector
SaleOrdinary Shares 4,000 $120.00 $480,000.00
Disclosure

SEC source: 0001280263-21-000072 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,953

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2020.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 20:13 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 44,444 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-21-000070 · edgardoc.xml · derivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 44,444 shares

Expires 2021-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 1, 2011.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 20:13 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 44,444 $8.82 $391,996.08
Disclosure

SEC source: 0001280263-21-000070 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 21:00 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 786 $108.00 $84,888.00
Disclosure

SEC source: 0001280263-21-000067 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Read SEC document
June 28, 2021 Filed Jun 30, 2021 21:00 UTC SaleOrdinary Shares 958 $104.43 $100,041.64
Disclosure

SEC source: 0001280263-21-000068 · edgardoc.xml · nonDerivative · entry 1

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,129

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $104.2234 to $104.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 21:00 UTC
Chen Yun-LungVP, Business Development
SaleOrdinary Shares 5,951 $104.09 $619,429.47
Disclosure

SEC source: 0001280263-21-000066 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,189

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $103.85 to $104.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:23 UTC Exercise / conversionRestricted Stock Units · Derivative 513 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000062 · edgardoc.xml · derivative · entry 6

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650

Underlying: Ordinary Shares · 513 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,193 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000062 · edgardoc.xml · derivative · entry 5

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354

Underlying: Ordinary Shares · 1,193 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:23 UTC Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000062 · edgardoc.xml · derivative · entry 4

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Ordinary Shares · 6,250 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022.

F4 · derivative.expiration_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,187 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000062 · edgardoc.xml · derivative · entry 3

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

Underlying: Ordinary Shares · 1,187 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:23 UTC SaleOrdinary Shares 4,671 $101.39 $473,592.69
Disclosure

SEC source: 0001280263-21-000062 · edgardoc.xml · nonDerivative · entry 2

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,375

F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:23 UTC Exercise / conversionOrdinary Shares 9,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000062 · edgardoc.xml · nonDerivative · entry 1

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:07 UTC Exercise / conversionRestricted Stock Units · Derivative 958 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000057 · edgardoc.xml · derivative · entry 2

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Ordinary Shares · 958 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:07 UTC Exercise / conversionOrdinary Shares 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000057 · edgardoc.xml · nonDerivative · entry 1

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:06 UTC Exercise / conversionRestricted Stock Units · Derivative 958 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000055 · edgardoc.xml · derivative · entry 2

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Ordinary Shares · 958 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:06 UTC Exercise / conversionOrdinary Shares 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000055 · edgardoc.xml · nonDerivative · entry 1

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:04 UTC
Hu ChenmingDirector
Exercise / conversionRestricted Stock Units · Derivative 958 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000052 · edgardoc.xml · derivative · entry 2

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Ordinary Shares · 958 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:04 UTC
Hu ChenmingDirector
Exercise / conversionOrdinary Shares 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000052 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000061 · edgardoc.xml · derivative · entry 6

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,027

Underlying: Ordinary Shares · 275 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 671 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000061 · edgardoc.xml · derivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,699

Underlying: Ordinary Shares · 671 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 668 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000061 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003

Underlying: Ordinary Shares · 668 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,212 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000061 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,212 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:23 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 1,445 $101.39 $146,508.55
Disclosure

SEC source: 0001280263-21-000061 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286

F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:23 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000061 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 293 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000060 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,229

Underlying: Ordinary Shares · 293 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 711 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000060 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,981

Underlying: Ordinary Shares · 711 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 708 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000060 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123

Underlying: Ordinary Shares · 708 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,279 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000060 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,279 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F2 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 2,991 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000060 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 917 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000059 · edgardoc.xml · derivative · entry 6

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,089

Underlying: Ordinary Shares · 917 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,735 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000059 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,143

Underlying: Ordinary Shares · 2,735 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000059 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,901

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000059 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 5,444 $101.39 $551,967.16
Disclosure

SEC source: 0001280263-21-000059 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,907

F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:22 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionOrdinary Shares 10,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000059 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:21 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,467 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000058 · edgardoc.xml · derivative · entry 6

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,142

Underlying: Ordinary Shares · 1,467 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:21 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,593 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000058 · edgardoc.xml · derivative · entry 5

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,147

Underlying: Ordinary Shares · 3,593 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.