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APPLIED MATERIALS INC /DE

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0000006951
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0 purchase rows · 45 sale rows

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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
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Aug 202601
Sep 202601
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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2021 Filed May 12, 2021 22:59 UTC
Durn DanielSenior Vice President, CFO
SaleCommon Stock 1,551 $127.20 $197,287.20
Disclosure

SEC source: 0001127602-21-016441 · form4.xml · nonDerivative · entry 2

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,893

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.48 to $127.47, inclusive.

F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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May 10, 2021 Filed May 12, 2021 22:59 UTC
Durn DanielSenior Vice President, CFO
SaleCommon Stock 627 $125.68 $78,801.36
Disclosure

SEC source: 0001127602-21-016441 · form4.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,444

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.46 to $126.32, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4, 5, 6, 7 and 8 to this Form 4.

F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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May 03, 2021 Filed May 5, 2021 23:54 UTC
Durn DanielSenior Vice President, CFO
SaleCommon Stock 500 $135.00 $67,500.00
Disclosure

SEC source: 0001127602-21-015605 · form4.xml · nonDerivative · entry 4

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,071

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021.

F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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May 03, 2021 Filed May 5, 2021 23:54 UTC
Durn DanielSenior Vice President, CFO
SaleCommon Stock 686 $133.95 $91,889.70
Disclosure

SEC source: 0001127602-21-015605 · form4.xml · nonDerivative · entry 3

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,571

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.74 to $134.16, inclusive.

F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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May 03, 2021 Filed May 5, 2021 23:54 UTC
Durn DanielSenior Vice President, CFO
SaleCommon Stock 1,651 $133.13 $219,797.63
Disclosure

SEC source: 0001127602-21-015605 · form4.xml · nonDerivative · entry 2

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,257

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.74 to $133.68, inclusive.

F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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May 03, 2021 Filed May 5, 2021 23:54 UTC
Durn DanielSenior Vice President, CFO
SaleCommon Stock 2,663 $132.21 $352,075.23
Disclosure

SEC source: 0001127602-21-015605 · form4.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,908

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.74 to $132.68, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4 and 5 to this Form 4.

F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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April 09, 2021 Filed Apr 10, 2021 00:06 UTC
DICKERSON GARY EDirector · President and CEO
SaleCommon Stock 105,184 $140.00 $14,725,760.00
Disclosure

SEC source: 0001127602-21-013582 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,361,613

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $140.00 and $140.01 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 553,201 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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April 08, 2021 Filed Apr 10, 2021 00:04 UTC
Raja Prabu G.SVP, Semi. Products Group
SaleCommon Stock 50,000 $140.95 $7,047,500.00
Disclosure

SEC source: 0001127602-21-013580 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,724

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.46 to $141.33, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 96,013 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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April 07, 2021 Filed Apr 10, 2021 00:02 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
SaleCommon Stock 30,000 $140.12 $4,203,600.00
Disclosure

SEC source: 0001127602-21-013578 · form4.xml · nonDerivative · entry 1

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,509

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.94 to $140.69, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 65,667 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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April 01, 2021 Filed Apr 2, 2021 23:51 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012833 · form4.xml · nonDerivative · entry 2

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,864

F2 · balance_after: Number of shares includes 1,919 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2022 (subject to continued service as a director through the vesting date).

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March 31, 2021 Filed Apr 2, 2021 23:51 UTC SaleCommon Stock 15,000 $131.95 $1,979,250.00
Disclosure

SEC source: 0001127602-21-012833 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,864

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.62 to $132.29, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 1,919 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2022 (subject to continued service as a director through the vesting date).

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March 11, 2021 Filed Mar 15, 2021 23:12 UTC
BRUNER JUDYDirector
GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010639 · form4.xml · nonDerivative · entry 1

BRUNER JUDY · CIK 0001112668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,460

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date).

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March 11, 2021 Filed Mar 15, 2021 23:14 UTC
DE GEUS AARTDirector
GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010641 · form4.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,361

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date).

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March 11, 2021 Filed Mar 15, 2021 23:18 UTC GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010645 · form4.xml · nonDerivative · entry 1

McGill Yvonne · CIK 0001556533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date).

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:16 UTC GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010643 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,427

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date).

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March 11, 2021 Filed Mar 15, 2021 23:20 UTC GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010647 · form4.xml · nonDerivative · entry 1

MCGREGOR SCOTT A · CIK 0001057449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,155

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date).

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March 11, 2021 Filed Mar 15, 2021 23:21 UTC
Borkar RaniDirector
GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010649 · form4.xml · nonDerivative · entry 1

Borkar Rani · CIK 0001835775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,518

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date).

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March 11, 2021 Filed Mar 15, 2021 23:23 UTC
CHEN XUNDirector
GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010651 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,617

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2022 (subject to continued service as a director through the vesting date). Pursuant to Dr. Chen's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 19,599 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

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March 11, 2021 Filed Mar 15, 2021 23:25 UTC
Ma AdriannaDirector
GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010653 · form4.xml · nonDerivative · entry 1

Ma Adrianna · CIK 0001576954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,347

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2022 (subject to continued service as a director through the vesting date). Pursuant to Ms. Ma's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 31,910 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

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March 11, 2021 Filed Mar 15, 2021 23:28 UTC GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010655 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,864

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date).

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January 01, 2021 Filed Jan 6, 2021 00:40 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 3,678 $86.30 $317,411.40
Disclosure

SEC source: 0001127602-21-000842 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,405

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 22,889 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in June of 2021 through 2023 and January of 2022 through 2025 (all vesting is subject to continued employment through each applicable vesting date).

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December 31, 2020 Filed Jan 6, 2021 00:38 UTC
CHEN XUNDirector
GrantCommon Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000838 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,698

F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $86.30 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2020, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.

F2 · balance_after: Number of shares includes: (a) 14,467 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 4,987 restricted stock units previously reported that are scheduled to vest in March 2021 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors

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December 31, 2020 Filed Jan 6, 2021 00:36 UTC
Ma AdriannaDirector
GrantCommon Stock 254 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000835 · form4.xml · nonDerivative · entry 1

Ma Adrianna · CIK 0001576954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,428

F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $86.30 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2020, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors.

F2 · balance_after: Number of shares includes: (a) 26,669 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors and (b) 4,987 restricted stock units previously reported that are scheduled to vest in March 2021 (subject to continued service as a director through the vesting date) and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors.

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December 21, 2020 Filed Dec 23, 2020 00:22 UTC
Nalamasu OmkaramSenior Vice President, CTO
SaleCommon Stock 800 $86.50 $69,200.00
Disclosure

SEC source: 0001127602-20-032262 · form4.xml · nonDerivative · entry 2

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,541

F2 · balance_after: Number of shares includes 107,332 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,923 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 67,409 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2020 Filed Dec 23, 2020 00:13 UTC
Raja Prabu G.SVP, Semi. Products Group
Tax withholdingCommon Stock 34,015 $86.09 $2,928,351.35
Disclosure

SEC source: 0001127602-20-032252 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,601

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 96,013 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2020 Filed Dec 23, 2020 00:15 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
Tax withholdingCommon Stock 20,914 $86.09 $1,800,486.26
Disclosure

SEC source: 0001127602-20-032254 · form4.xml · nonDerivative · entry 1

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,509

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 65,667 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2020 Filed Dec 23, 2020 00:17 UTC
Durn DanielSenior Vice President, CFO
Tax withholdingCommon Stock 38,456 $86.09 $3,310,677.04
Disclosure

SEC source: 0001127602-20-032256 · form4.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,571

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2020 Filed Dec 23, 2020 00:18 UTC
DICKERSON GARY EDirector · President and CEO
Tax withholdingCommon Stock 122,351 $86.09 $10,533,197.59
Disclosure

SEC source: 0001127602-20-032258 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,466,674

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 553,201 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 19, 2020 Filed Dec 23, 2020 00:21 UTC
Salehpour AliSVP, Srv., Dspl. & Flex.
Tax withholdingCommon Stock 38,846 $86.09 $3,344,252.14
Disclosure

SEC source: 0001127602-20-032260 · form4.xml · nonDerivative · entry 2

Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,817

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 117,429 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2020 Filed Dec 23, 2020 00:22 UTC
Nalamasu OmkaramSenior Vice President, CTO
Tax withholdingCommon Stock 21,184 $86.09 $1,823,730.56
Disclosure

SEC source: 0001127602-20-032262 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,341

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 107,332 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,923 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 67,409 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 14, 2020 Filed Dec 17, 2020 00:42 UTC
Borkar RaniDirector
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031623 · form4.xml · nonDerivative · entry 1

Borkar Rani · CIK 0001835775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · shares: Represents automatic initial grant of restricted stock units to a non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2021 (subject to continued service as a director through the vesting date).

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December 09, 2020 Filed Dec 23, 2020 00:21 UTC
Salehpour AliSVP, Srv., Dspl. & Flex.
GiftCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-032260 · form4.xml · nonDerivative · entry 1

Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,663

Read SEC document
December 04, 2020 Filed Dec 8, 2020 01:59 UTC
Durn DanielSenior Vice President, CFO
GrantCommon Stock 33,769 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030770 · form4.xml · nonDerivative · entry 4

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,027

F5 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on October 26, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. Notwithstanding the foregoing, in the case of Mr. Durn's involuntary termination of employment without cause prior to the end of the performance period, the performance shares will vest based on achievement of specified performance goals through his last day of employment with Applied. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 235,655 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,235 performance shares are scheduled to vest in December 2020, (b) 86,262 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, (c) 95,855 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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December 04, 2020 Filed Dec 8, 2020 02:04 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 33,769 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 4

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,616

F5 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on October 26, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. Notwithstanding the foregoing, in the case of Dr. Raja's involuntary termination of employment without cause prior to the end of the performance period, the performance shares will vest based on achievement of specified performance goals through his last day of employment with Applied. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 03, 2020 Filed Dec 8, 2020 01:40 UTC GrantCommon Stock 12,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030754 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,173

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 120,201 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning July 1, 2021, subject to continued employment through each applicable vesting date.

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December 03, 2020 Filed Dec 8, 2020 01:40 UTC GrantCommon Stock 12,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030754 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,687

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 120,201 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning July 1, 2021, subject to continued employment through each applicable vesting date.

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December 03, 2020 Filed Dec 8, 2020 01:54 UTC
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
GrantCommon Stock 5,227 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030759 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,083

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2022 (subject to continued employment through each applicable vesting date).

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 28,022 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in June of 2021 through 2023 and January of 2021 through 2024 (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 01:57 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 116,145 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030766 · form4.xml · nonDerivative · entry 4

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,589,025

F5 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on October 26, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. Notwithstanding the foregoing, in the case of Mr. Dickerson's involuntary termination of employment without cause prior to the end of the performance period, the performance shares will vest based on achievement of specified performance goals through his last day of employment with Applied. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 168,096 performance shares are scheduled to vest in December 2020, (b) 133,902 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 431,032 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 01:57 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 40,723 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030766 · form4.xml · nonDerivative · entry 3

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472,880

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, depending on the achievement of specified performance goals and continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 168,096 performance shares are scheduled to vest in December 2020, (b) 133,902 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 431,032 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 03, 2020 Filed Dec 8, 2020 01:57 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 122,169 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030766 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432,157

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 168,096 performance shares are scheduled to vest in December 2020, (b) 133,902 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 431,032 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 03, 2020 Filed Dec 8, 2020 01:57 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 12,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030766 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309,988

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 168,096 performance shares are scheduled to vest in December 2020, (b) 133,902 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 431,032 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 03, 2020 Filed Dec 8, 2020 01:59 UTC
Durn DanielSenior Vice President, CFO
GrantCommon Stock 27,585 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030770 · form4.xml · nonDerivative · entry 3

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,258

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 235,655 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,235 performance shares are scheduled to vest in December 2020, (b) 86,262 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, (c) 95,855 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 03, 2020 Filed Dec 8, 2020 01:59 UTC
Durn DanielSenior Vice President, CFO
GrantCommon Stock 27,585 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030770 · form4.xml · nonDerivative · entry 2

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,673

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 235,655 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,235 performance shares are scheduled to vest in December 2020, (b) 86,262 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, (c) 95,855 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 03, 2020 Filed Dec 8, 2020 01:59 UTC
Durn DanielSenior Vice President, CFO
GrantCommon Stock 2,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030770 · form4.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,088

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date.

F2 · balance_after: Number of shares includes 235,655 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,235 performance shares are scheduled to vest in December 2020, (b) 86,262 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, (c) 95,855 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:02 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 13,938 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030781 · form4.xml · nonDerivative · entry 3

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,423

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 120,111 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,172 performance shares are scheduled to vest in December 2020, (b) 48,210 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 51,729 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:02 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 13,938 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030781 · form4.xml · nonDerivative · entry 2

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,485

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 120,111 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,172 performance shares are scheduled to vest in December 2020, (b) 48,210 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 51,729 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:02 UTC
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
GrantCommon Stock 1,453 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030781 · form4.xml · nonDerivative · entry 1

ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,547

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date.

F2 · balance_after: Number of shares includes 120,111 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,172 performance shares are scheduled to vest in December 2020, (b) 48,210 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 51,729 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:04 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 24,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,847

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:04 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 24,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,021

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:04 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 2,018 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,195

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.