Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2021 Filed May 12, 2021 22:59 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 1,551 | $127.20 | $197,287.20 |
DisclosureSEC source: 0001127602-21-016441 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,893 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.48 to $127.47, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:59 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 627 | $125.68 | $78,801.36 |
DisclosureSEC source: 0001127602-21-016441 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,444 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.46 to $126.32, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4, 5, 6, 7 and 8 to this Form 4. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 03, 2021 Filed May 5, 2021 23:54 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 500 | $135.00 | $67,500.00 |
DisclosureSEC source: 0001127602-21-015605 · form4.xml · nonDerivative · entry 4 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 03, 2021 Filed May 5, 2021 23:54 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 686 | $133.95 | $91,889.70 |
DisclosureSEC source: 0001127602-21-015605 · form4.xml · nonDerivative · entry 3 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.74 to $134.16, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 03, 2021 Filed May 5, 2021 23:54 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 1,651 | $133.13 | $219,797.63 |
DisclosureSEC source: 0001127602-21-015605 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,257 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.74 to $133.68, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 03, 2021 Filed May 5, 2021 23:54 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 2,663 | $132.21 | $352,075.23 |
DisclosureSEC source: 0001127602-21-015605 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,908 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.74 to $132.68, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4 and 5 to this Form 4. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| April 09, 2021 Filed Apr 10, 2021 00:06 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 105,184 | $140.00 | $14,725,760.00 |
DisclosureSEC source: 0001127602-21-013582 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361,613 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $140.00 and $140.01 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 553,201 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| April 08, 2021 Filed Apr 10, 2021 00:04 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
SaleCommon Stock | 50,000 | $140.95 | $7,047,500.00 |
DisclosureSEC source: 0001127602-21-013580 · form4.xml · nonDerivative · entry 1 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,724 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.46 to $141.33, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 96,013 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| April 07, 2021 Filed Apr 10, 2021 00:02 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
SaleCommon Stock | 30,000 | $140.12 | $4,203,600.00 |
DisclosureSEC source: 0001127602-21-013578 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,509 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.94 to $140.69, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 65,667 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 23:51 UTC |
Iannotti Thomas JDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012833 · form4.xml · nonDerivative · entry 2 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,864 F2 · balance_after: Number of shares includes 1,919 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:51 UTC |
Iannotti Thomas JDirector
|
SaleCommon Stock | 15,000 | $131.95 | $1,979,250.00 |
DisclosureSEC source: 0001127602-21-012833 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,864 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.62 to $132.29, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 1,919 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:12 UTC |
BRUNER JUDYDirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010639 · form4.xml · nonDerivative · entry 1 BRUNER JUDY · CIK 0001112668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,460 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:14 UTC |
DE GEUS AARTDirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010641 · form4.xml · nonDerivative · entry 1 DE GEUS AART · CIK 0001249802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,361 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:18 UTC |
McGill YvonneDirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010645 · form4.xml · nonDerivative · entry 1 McGill Yvonne · CIK 0001556533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:16 UTC |
Karsner AlexanderDirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010643 · form4.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,427 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:20 UTC |
MCGREGOR SCOTT ADirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010647 · form4.xml · nonDerivative · entry 1 MCGREGOR SCOTT A · CIK 0001057449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,155 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:21 UTC |
Borkar RaniDirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010649 · form4.xml · nonDerivative · entry 1 Borkar Rani · CIK 0001835775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,518 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:23 UTC |
CHEN XUNDirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010651 · form4.xml · nonDerivative · entry 1 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,617 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2022 (subject to continued service as a director through the vesting date). Pursuant to Dr. Chen's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 19,599 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:25 UTC |
Ma AdriannaDirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010653 · form4.xml · nonDerivative · entry 1 Ma Adrianna · CIK 0001576954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,347 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2022 (subject to continued service as a director through the vesting date). Pursuant to Ms. Ma's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. F2 · balance_after: Number of shares includes 31,910 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:28 UTC |
Iannotti Thomas JDirector
|
GrantCommon Stock | 1,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010655 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,864 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 00:40 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 3,678 | $86.30 | $317,411.40 |
DisclosureSEC source: 0001127602-21-000842 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,405 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 22,889 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in June of 2021 through 2023 and January of 2022 through 2025 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 00:38 UTC |
CHEN XUNDirector
|
GrantCommon Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000838 · form4.xml · nonDerivative · entry 1 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,698 F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $86.30 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2020, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors. F2 · balance_after: Number of shares includes: (a) 14,467 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 4,987 restricted stock units previously reported that are scheduled to vest in March 2021 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 00:36 UTC |
Ma AdriannaDirector
|
GrantCommon Stock | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000835 · form4.xml · nonDerivative · entry 1 Ma Adrianna · CIK 0001576954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,428 F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $86.30 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2020, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors. F2 · balance_after: Number of shares includes: (a) 26,669 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors and (b) 4,987 restricted stock units previously reported that are scheduled to vest in March 2021 (subject to continued service as a director through the vesting date) and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 00:22 UTC |
Nalamasu OmkaramSenior Vice President, CTO
|
SaleCommon Stock | 800 | $86.50 | $69,200.00 |
DisclosureSEC source: 0001127602-20-032262 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,541 F2 · balance_after: Number of shares includes 107,332 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,923 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 67,409 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2020 Filed Dec 23, 2020 00:13 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
Tax withholdingCommon Stock | 34,015 | $86.09 | $2,928,351.35 |
DisclosureSEC source: 0001127602-20-032252 · form4.xml · nonDerivative · entry 1 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,601 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 96,013 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2020 Filed Dec 23, 2020 00:15 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
Tax withholdingCommon Stock | 20,914 | $86.09 | $1,800,486.26 |
DisclosureSEC source: 0001127602-20-032254 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,509 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 65,667 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2020 Filed Dec 23, 2020 00:17 UTC |
Durn DanielSenior Vice President, CFO
|
Tax withholdingCommon Stock | 38,456 | $86.09 | $3,310,677.04 |
DisclosureSEC source: 0001127602-20-032256 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,571 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2020 Filed Dec 23, 2020 00:18 UTC |
DICKERSON GARY EDirector · President and CEO
|
Tax withholdingCommon Stock | 122,351 | $86.09 | $10,533,197.59 |
DisclosureSEC source: 0001127602-20-032258 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,466,674 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 553,201 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2020 Filed Dec 23, 2020 00:21 UTC |
Salehpour AliSVP, Srv., Dspl. & Flex.
|
Tax withholdingCommon Stock | 38,846 | $86.09 | $3,344,252.14 |
DisclosureSEC source: 0001127602-20-032260 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,817 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 117,429 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2020 Filed Dec 23, 2020 00:22 UTC |
Nalamasu OmkaramSenior Vice President, CTO
|
Tax withholdingCommon Stock | 21,184 | $86.09 | $1,823,730.56 |
DisclosureSEC source: 0001127602-20-032262 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,341 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 107,332 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,923 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 67,409 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:42 UTC |
Borkar RaniDirector
|
GrantCommon Stock | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031623 · form4.xml · nonDerivative · entry 1 Borkar Rani · CIK 0001835775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599 F1 · shares: Represents automatic initial grant of restricted stock units to a non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2021 (subject to continued service as a director through the vesting date). Read SEC document |
| December 09, 2020 Filed Dec 23, 2020 00:21 UTC |
Salehpour AliSVP, Srv., Dspl. & Flex.
|
GiftCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-032260 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,663 Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 01:59 UTC |
Durn DanielSenior Vice President, CFO
|
GrantCommon Stock | 33,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030770 · form4.xml · nonDerivative · entry 4 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,027 F5 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on October 26, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. Notwithstanding the foregoing, in the case of Mr. Durn's involuntary termination of employment without cause prior to the end of the performance period, the performance shares will vest based on achievement of specified performance goals through his last day of employment with Applied. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 235,655 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,235 performance shares are scheduled to vest in December 2020, (b) 86,262 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, (c) 95,855 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 02:04 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 33,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 4 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,616 F5 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on October 26, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. Notwithstanding the foregoing, in the case of Dr. Raja's involuntary termination of employment without cause prior to the end of the performance period, the performance shares will vest based on achievement of specified performance goals through his last day of employment with Applied. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:40 UTC |
Little Teri A.SVP, CLO
|
GrantCommon Stock | 12,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030754 · form4.xml · nonDerivative · entry 2 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,173 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date. F2 · balance_after: Number of shares includes 120,201 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning July 1, 2021, subject to continued employment through each applicable vesting date. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:40 UTC |
Little Teri A.SVP, CLO
|
GrantCommon Stock | 12,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030754 · form4.xml · nonDerivative · entry 1 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,687 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 120,201 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning July 1, 2021, subject to continued employment through each applicable vesting date. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:54 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 5,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030759 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,083 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2022 (subject to continued employment through each applicable vesting date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 28,022 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in June of 2021 through 2023 and January of 2021 through 2024 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:57 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 116,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030766 · form4.xml · nonDerivative · entry 4 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,589,025 F5 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on October 26, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. Notwithstanding the foregoing, in the case of Mr. Dickerson's involuntary termination of employment without cause prior to the end of the performance period, the performance shares will vest based on achievement of specified performance goals through his last day of employment with Applied. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 168,096 performance shares are scheduled to vest in December 2020, (b) 133,902 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 431,032 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:57 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 40,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030766 · form4.xml · nonDerivative · entry 3 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,472,880 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, depending on the achievement of specified performance goals and continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 168,096 performance shares are scheduled to vest in December 2020, (b) 133,902 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 431,032 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:57 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 122,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030766 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,432,157 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 168,096 performance shares are scheduled to vest in December 2020, (b) 133,902 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 431,032 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:57 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 12,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030766 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309,988 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 168,096 performance shares are scheduled to vest in December 2020, (b) 133,902 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 431,032 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:59 UTC |
Durn DanielSenior Vice President, CFO
|
GrantCommon Stock | 27,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030770 · form4.xml · nonDerivative · entry 3 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,258 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date. F2 · balance_after: Number of shares includes 235,655 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,235 performance shares are scheduled to vest in December 2020, (b) 86,262 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, (c) 95,855 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:59 UTC |
Durn DanielSenior Vice President, CFO
|
GrantCommon Stock | 27,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030770 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,673 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 235,655 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,235 performance shares are scheduled to vest in December 2020, (b) 86,262 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, (c) 95,855 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:59 UTC |
Durn DanielSenior Vice President, CFO
|
GrantCommon Stock | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030770 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,088 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date. F2 · balance_after: Number of shares includes 235,655 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,235 performance shares are scheduled to vest in December 2020, (b) 86,262 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, (c) 95,855 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:02 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 13,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030781 · form4.xml · nonDerivative · entry 3 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,423 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date. F2 · balance_after: Number of shares includes 120,111 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,172 performance shares are scheduled to vest in December 2020, (b) 48,210 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 51,729 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:02 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 13,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030781 · form4.xml · nonDerivative · entry 2 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,485 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 120,111 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,172 performance shares are scheduled to vest in December 2020, (b) 48,210 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 51,729 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:02 UTC |
ADDIEGO GINETTOSVP, Engineer., Ops. & Quality
|
GrantCommon Stock | 1,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030781 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Engineer., Ops. & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,547 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date. F2 · balance_after: Number of shares includes 120,111 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,172 performance shares are scheduled to vest in December 2020, (b) 48,210 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 51,729 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:04 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 24,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 3 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,847 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:04 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 24,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 2 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,021 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:04 UTC |
Raja Prabu G.SVP, Semi. Products Group
|
GrantCommon Stock | 2,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 1 Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,195 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.