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AMAT

APPLIED MATERIALS INC /DE

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2812
SEC CIK
0000006951
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1,190

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2023 Filed Dec 12, 2023 01:09 UTC GrantCommon Stock 12,486 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029255 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,055

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2023, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,486 performance share units are scheduled to vest in December 2023, (b) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 20,253 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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November 21, 2023 Filed Nov 22, 2023 22:07 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028207 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,134

F1 · balance_after: Number of shares includes 2,050 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2024 (subject to continued service as a director through the vesting date).

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October 01, 2023 Filed Oct 3, 2023 21:57 UTC
Bodner JeffCVP, Corp. Controller & CAO
Tax withholdingCommon Stock 679 $138.45 $94,007.55
Disclosure

SEC source: 0001127602-23-025338 · form4.xml · nonDerivative · entry 1

Bodner Jeff · CIK 0001884665 · CVP, Corp. Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,799

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 10,339 restricted stock units ("RSUs") previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,224 RSUs are scheduled to vest in annual installments in October of 2024 through 2026, and (b) 4,115 RSUs are scheduled to vest in quarterly installments in January of 2024 through 2027 (all vesting is subject to continued employment through each applicable vesting date).

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August 30, 2023 Filed Sep 1, 2023 22:42 UTC
Hill BriceSVP, CFO
SaleCommon Stock 1,000 $150.04 $150,040.00
Disclosure

SEC source: 0001127602-23-023619 · form4.xml · nonDerivative · entry 1

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,023

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $150.04 and $150.08 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 93,250 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 70,391 restricted stock units are scheduled to vest in installments in April of 2024 and 2025 and December of 2023 through 2025, and (b) 22,859 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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July 07, 2023 Filed Jul 11, 2023 22:02 UTC SaleCommon Stock 10,000 $142.00 $1,420,000.00
Disclosure

SEC source: 0001127602-23-020576 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,504

F1 · balance_after: Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (b) 32,739 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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July 05, 2023 Filed Jul 7, 2023 21:42 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020483 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,334

F1 · balance_after: Number of shares includes 2,050 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2024 (subject to continued service as a director through the vesting date).

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July 01, 2023 Filed Jul 5, 2023 22:05 UTC Tax withholdingCommon Stock 18,828 $144.54 $2,721,399.12
Disclosure

SEC source: 0001127602-23-020257 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,504

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (b) 32,739 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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June 09, 2023 Filed Jun 13, 2023 22:10 UTC
Deane Timothy MGVP, Applied Global Services
GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018673 · form4.xml · nonDerivative · entry 2

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,009

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 56,294 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,493 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, October of 2024 through 2026 and January of 2024 through 2026, and (b) 12,801 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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June 09, 2023 Filed Jun 13, 2023 22:10 UTC
Deane Timothy MGVP, Applied Global Services
SaleCommon Stock 7,500 $137.30 $1,029,750.00
Disclosure

SEC source: 0001127602-23-018673 · form4.xml · nonDerivative · entry 1

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,759

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $137.29 and $137.34 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 56,294 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,493 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, October of 2024 through 2026 and January of 2024 through 2026, and (b) 12,801 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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April 01, 2023 Filed Apr 4, 2023 23:01 UTC
Hill BriceSVP, CFO
Tax withholdingCommon Stock 10,592 $122.83 $1,301,015.36
Disclosure

SEC source: 0001127602-23-012436 · form4.xml · nonDerivative · entry 1

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,023

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 93,250 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 70,391 restricted stock units are scheduled to vest in installments in April of 2024 and 2025 and December of 2023 through 2025, and (b) 22,859 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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March 20, 2023 Filed Mar 22, 2023 22:37 UTC
Nalamasu OmkaramSenior Vice President, CTO
SaleCommon Stock 29,444 $124.70 $3,671,666.80
Disclosure

SEC source: 0001127602-23-011064 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,298

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 73,623 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,651 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (b) 43,972 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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March 09, 2023 Filed Mar 13, 2023 23:05 UTC
DE GEUS AARTDirector
GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009935 · form4.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,331

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

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March 09, 2023 Filed Mar 13, 2023 23:09 UTC GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009940 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,397

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

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March 09, 2023 Filed Mar 13, 2023 23:11 UTC
Borkar RaniDirector
GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009944 · form4.xml · nonDerivative · entry 1

Borkar Rani · CIK 0001835775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:14 UTC
CHEN XUNDirector
GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009947 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,918

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2024 (subject to continued service as a director through the vesting date). Pursuant to Dr. Chen's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 23,769 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

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March 09, 2023 Filed Mar 13, 2023 23:16 UTC
BRUNER JUDYDirector
GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009949 · form4.xml · nonDerivative · entry 1

BRUNER JUDY · CIK 0001112668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:18 UTC GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009951 · form4.xml · nonDerivative · entry 1

MCGREGOR SCOTT A · CIK 0001057449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,125

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:21 UTC GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009953 · form4.xml · nonDerivative · entry 1

MARCH KEVIN P · CIK 0001263850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:23 UTC GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009955 · form4.xml · nonDerivative · entry 1

McGill Yvonne · CIK 0001556533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,870

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:25 UTC GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009957 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,834

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

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February 28, 2023 Filed Mar 3, 2023 00:22 UTC SaleCommon Stock 6,813 $117.44 $800,118.72
Disclosure

SEC source: 0001127602-23-008498 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,332

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 94,661 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 61,922 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2023 through 2025, and (b) 32,739 performance share units are scheduled to vest in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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January 20, 2023 Filed Jan 25, 2023 02:33 UTC
CHEN XUNDirector
SaleCommon Stock 178 $107.80 $19,188.40
Disclosure

SEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 15

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

F2 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.

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January 20, 2023 Filed Jan 25, 2023 02:33 UTC
CHEN XUNDirector
SaleCommon Stock 199 $107.80 $21,452.20
Disclosure

SEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 14

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse in Trust

Disclosed balance after: 0

F1 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.

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January 01, 2023 Filed Jan 5, 2023 00:14 UTC
Deane Timothy MGVP, Applied Global Services
Tax withholdingCommon Stock 4,958 $97.38 $482,810.04
Disclosure

SEC source: 0001127602-23-000732 · form4.xml · nonDerivative · entry 1

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,176

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 56,294 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,493 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, October of 2024 through 2026 and January of 2024 through 2026, and (b) 12,801 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 31, 2022 Filed Jan 5, 2023 00:11 UTC
CHEN XUNDirector
GrantCommon Stock 221 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000730 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,868

F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $97.38 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 30, 2022, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.

F2 · balance_after: Number of shares includes: (a) 21,628 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 1,920 restricted stock units previously reported that are scheduled to vest in March 2023 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.

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December 31, 2022 Filed Jan 5, 2023 00:09 UTC
Ma AdriannaDirector
GrantCommon Stock 351 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000728 · form4.xml · nonDerivative · entry 1

Ma Adrianna · CIK 0001576954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,801

F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $97.38 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 30, 2022, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors.

F2 · balance_after: Number of shares includes: (a) 34,012 restricted stock units previously reported that have vested and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors and (b) 1,920 restricted stock units previously reported that are scheduled to vest in March 2023 (subject to continued service as a director through the vesting date) and which, pursuant to Ms. Ma's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board of Directors.

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December 19, 2022 Filed Dec 21, 2022 22:51 UTC
Raja Prabu G.SVP, Semi. Products Group
Tax withholdingCommon Stock 38,458 $103.99 $3,999,247.42
Disclosure

SEC source: 0001127602-22-028101 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,343

F3 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F1 · balance_after: Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (b) 68,981 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F2 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2022 Filed Dec 21, 2022 22:53 UTC
DICKERSON GARY EDirector · President and CEO
Tax withholdingCommon Stock 194,195 $103.99 $20,194,338.05
Disclosure

SEC source: 0001127602-22-028104 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,808,245

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 535,850 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,985 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (b) 341,720 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 116,145 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2022 Filed Dec 21, 2022 22:55 UTC Tax withholdingCommon Stock 3,334 $103.99 $346,702.66
Disclosure

SEC source: 0001127602-22-028107 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,062

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 94,661 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 61,922 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2023 through 2025, and (b) 32,739 performance share units are scheduled to vest in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2022 Filed Dec 21, 2022 22:56 UTC
Nalamasu OmkaramSenior Vice President, CTO
Tax withholdingCommon Stock 27,652 $103.99 $2,875,531.48
Disclosure

SEC source: 0001127602-22-028111 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,859

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 73,623 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 29,651 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (b) 43,972 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 16, 2022 Filed Dec 21, 2022 22:51 UTC
Raja Prabu G.SVP, Semi. Products Group
GiftCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028101 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,801

F1 · balance_after: Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (b) 68,981 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F2 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:26 UTC
Bodner JeffCVP, Corp. Controller & CAO
GrantCommon Stock 4,115 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027500 · form4.xml · nonDerivative · entry 1

Bodner Jeff · CIK 0001884665 · CVP, Corp. Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,413

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, 25% of which are scheduled to vest on January 1, 2024, and 6.25% of which are scheduled to vest quarterly from April 1, 2024 though January 1, 2027, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 8,298 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in October of 2023 through 2026 (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:29 UTC GrantCommon Stock 12,573 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027502 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,396

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2023, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:29 UTC GrantCommon Stock 12,573 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027502 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,823

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 76,237 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,071 restricted stock units are scheduled to vest in installments in July of 2023 and December of 2022 through 2024, and (b) 20,166 performance shares are scheduled to vest in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:32 UTC
Nalamasu OmkaramSenior Vice President, CTO
GrantCommon Stock 16,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027504 · form4.xml · nonDerivative · entry 4

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,511

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2023, subject to continued employment through each applicable vesting date.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 77,342 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,998 performance shares are scheduled to vest in December 2022, (b) 29,059 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (c) 27,285 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:32 UTC
Nalamasu OmkaramSenior Vice President, CTO
GrantCommon Stock 16,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027504 · form4.xml · nonDerivative · entry 3

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,824

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 77,342 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,998 performance shares are scheduled to vest in December 2022, (b) 29,059 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (c) 27,285 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:32 UTC
Nalamasu OmkaramSenior Vice President, CTO
GrantCommon Stock 20,998 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027504 · form4.xml · nonDerivative · entry 2

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,137

F2 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2022, subject to continued employment through the vesting date.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 77,342 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,998 performance shares are scheduled to vest in December 2022, (b) 29,059 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (c) 27,285 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:34 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 27,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027506 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,899

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2023, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 146,603 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,505 performance shares are scheduled to vest in December of 2022, (b) 42,778 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 41,551 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:34 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 27,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027506 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,469

F4 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 146,603 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,505 performance shares are scheduled to vest in December of 2022, (b) 42,778 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 41,551 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:34 UTC
Raja Prabu G.SVP, Semi. Products Group
GrantCommon Stock 28,505 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027506 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,039

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2022, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 146,603 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,505 performance shares are scheduled to vest in December of 2022, (b) 42,778 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 41,551 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:36 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 46,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027508 · form4.xml · nonDerivative · entry 3

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002,440

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2023, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 565,141 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 174,942 performance shares are scheduled to vest in December 2022, (b) 72,912 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 201,142 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:36 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 140,578 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027508 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955,580

F4 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 565,141 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 174,942 performance shares are scheduled to vest in December 2022, (b) 72,912 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 201,142 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:36 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 174,942 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027508 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,002

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2022, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 565,141 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 174,942 performance shares are scheduled to vest in December 2022, (b) 72,912 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 201,142 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:38 UTC
Deane Timothy MGVP, Applied Global Services
GrantCommon Stock 12,801 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027509 · form4.xml · nonDerivative · entry 2

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,134

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2023, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 43,607 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in January of 2023 through 2026 and October of 2024 through 2026 (all vesting is subject to continued employment through each applicable vesting date).

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December 12, 2022 Filed Dec 15, 2022 02:38 UTC
Deane Timothy MGVP, Applied Global Services
GrantCommon Stock 12,801 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027509 · form4.xml · nonDerivative · entry 1

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,333

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 43,607 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in January of 2023 through 2026 and October of 2024 through 2026 (all vesting is subject to continued employment through each applicable vesting date).

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December 12, 2022 Filed Dec 15, 2022 02:39 UTC
Hill BriceSVP, CFO
GrantCommon Stock 22,859 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027510 · form4.xml · nonDerivative · entry 2

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,615

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2023, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 71,297 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning April 1, 2023, subject to continued employment through each applicable vesting date.

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December 12, 2022 Filed Dec 15, 2022 02:39 UTC
Hill BriceSVP, CFO
GrantCommon Stock 22,859 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027510 · form4.xml · nonDerivative · entry 1

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,756

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 71,297 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning April 1, 2023, subject to continued employment through each applicable vesting date.

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December 08, 2022 Filed Dec 15, 2022 02:32 UTC
Nalamasu OmkaramSenior Vice President, CTO
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027504 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,139

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 77,342 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,998 performance shares are scheduled to vest in December 2022, (b) 29,059 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (c) 27,285 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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November 21, 2022 Filed Jan 5, 2023 00:05 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000726 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,784

F1 · balance_after: Number of shares includes 1,920 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2023 (subject to continued service as a director through the vesting date).

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October 20, 2022 Filed Oct 24, 2022 22:17 UTC GrantCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024309 · form4.xml · nonDerivative · entry 1

MARCH KEVIN P · CIK 0001263850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178

F1 · shares: Represents automatic initial grant of restricted stock units to a non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.