Last 12 months
Inside the activity.
5 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 5 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2021 Filed Sep 15, 2021 21:00 UTC |
Oram JeffreyDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009542 · marketforms-53815.xml · derivative · entry 2 Oram Jeffrey · CIK 0001864444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,222 Underlying: Common Stock · 2,778 shares Expires 2024-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: The restricted stock grant vests in 36 equal monthly installments commencing on September 13, 2021. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 21:00 UTC |
Oram JeffreyDirector
|
Exercise / conversionCommon Stock | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009542 · marketforms-53815.xml · nonDerivative · entry 1 Oram Jeffrey · CIK 0001864444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 21:00 UTC |
GUSTAFSON MARKDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009539 · marketforms-53817.xml · derivative · entry 2 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,222 Underlying: Common Stock · 2,778 shares Expires 2024-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: The restricted stock grant vests in 36 equal monthly installments commencing on September 13, 2021. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 21:00 UTC |
GUSTAFSON MARKDirector
|
Exercise / conversionCommon Stock | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009539 · marketforms-53817.xml · nonDerivative · entry 1 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 21:01 UTC |
Woo Andrew H.Director
|
Exercise / conversionRestricted Stock Grant · Derivative | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009541 · marketforms-53814.xml · derivative · entry 2 Woo Andrew H. · CIK 0001867806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,222 Underlying: Common Stock · 2,778 shares Expires 2024-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: The restricted stock grant vests in 36 equal monthly installments commencing on September 13, 2021. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 21:01 UTC |
Woo Andrew H.Director
|
Exercise / conversionCommon Stock | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009541 · marketforms-53814.xml · nonDerivative · entry 1 Woo Andrew H. · CIK 0001867806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 21:00 UTC |
Horne William B.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009417 · marketforms-53759.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400,000 Underlying: Common Stock · 100,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 21:00 UTC |
Horne William B.Director
|
Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009417 · marketforms-53759.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| September 03, 2021 Filed Sep 3, 2021 21:07 UTC |
AULT MILTON C III10% owner
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009314 · marketforms-53730.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350,000 Underlying: Common Stock · 150,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| September 03, 2021 Filed Sep 3, 2021 21:07 UTC |
AULT MILTON C III10% owner
|
Exercise / conversionCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009314 · marketforms-53730.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| August 27, 2021 Filed Sep 1, 2021 16:01 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 100 | $110.51 Strike: $2.50 | $11,051.22 |
DisclosureSEC source: 0001214659-21-009215 · marketforms-53716.xml · derivative · entry 4 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 120 Underlying: Common Stock · 10,000 shares Expires 2022-02-18 F5 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 27, 2021 Filed Sep 1, 2021 16:01 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 6,000 | $2.91 | $17,430.00 |
DisclosureSEC source: 0001214659-21-009215 · marketforms-53716.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,715,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.905. The range of purchase prices on the transaction date was $2.90 to $2.93 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:32 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 4,000 | $3.29 | $13,170.00 |
DisclosureSEC source: 0001214659-21-008842 · marketforms-53629.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,709,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.2925. The range of purchase prices on the transaction date was $3.23 to $3.35 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 21:24 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 100 | $80.51 Strike: $5.00 | $8,051.22 |
DisclosureSEC source: 0001214659-21-008546 · marketforms-53596.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 500 Underlying: Common Stock · 10,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 21:24 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 13,000 | $3.56 | $46,217.60 |
DisclosureSEC source: 0001214659-21-008546 · marketforms-53596.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,705,388 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.5552. The range of purchase prices on the transaction date was $3.46 to $3.64 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 21:24 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $185.51 Strike: $2.50 | $1,855.12 |
DisclosureSEC source: 0001214659-21-008546 · marketforms-53596.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 20 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 21:24 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 3,400 | $3.87 | $13,161.06 |
DisclosureSEC source: 0001214659-21-008546 · marketforms-53596.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,692,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8709. The range of purchase prices on the transaction date was $3.84 to $3.92 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:24 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 200 | $110.51 Strike: $5.00 | $22,102.44 |
DisclosureSEC source: 0001214659-21-008546 · marketforms-53596.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 400 Underlying: Common Stock · 20,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 10, 2021 Filed Aug 10, 2021 22:17 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 1,100 | $4.01 | $4,411.88 |
DisclosureSEC source: 0001214659-21-008330 · marketforms-53565.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,688,988 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0108. The range of purchase prices on the transaction date was $3.99 to $4.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 22:17 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 500 | $4.06 | $2,027.50 |
DisclosureSEC source: 0001214659-21-008330 · marketforms-53565.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,687,888 F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:17 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 20 | $75.51 Strike: $7.50 | $1,510.24 |
DisclosureSEC source: 0001214659-21-008330 · marketforms-53565.xml · derivative · entry 8 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 50 Underlying: Common Stock · 2,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:17 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 100 | $55.51 Strike: $10.00 | $5,551.22 |
DisclosureSEC source: 0001214659-21-008330 · marketforms-53565.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 200 Underlying: Common Stock · 10,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:17 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 140 | $119.08 Strike: $5.00 | $16,671.70 |
DisclosureSEC source: 0001214659-21-008330 · marketforms-53565.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 200 Underlying: Common Stock · 14,000 shares Expires 2022-02-18 F7 · price: The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $119.0836. The range of purchase prices on the transaction date was $115.51 to $120.51. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price. F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:17 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 4,000 | $4.07 | $16,275.20 |
DisclosureSEC source: 0001214659-21-008330 · marketforms-53565.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,687,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0688. The range of purchase prices on the transaction date was $4.05 to $4.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 23:20 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 60 | $60.51 Strike: $10.00 | $3,630.73 |
DisclosureSEC source: 0001214659-21-008228 · marketforms-53542.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 100 Underlying: Common Stock · 6,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 23:20 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 1,000 | $4.21 | $4,210.00 |
DisclosureSEC source: 0001214659-21-008228 · marketforms-53542.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,683,388 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.21. The range of purchase prices on the transaction date was $4.20 to $4.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 23:20 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $125.51 Strike: $5.00 | $1,255.12 |
DisclosureSEC source: 0001214659-21-008228 · marketforms-53542.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 60 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 23:20 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 500 | $4.30 | $2,150.45 |
DisclosureSEC source: 0001214659-21-008228 · marketforms-53542.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,682,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3009. The range of purchase prices on the transaction date was $4.2482 to $4.336 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $228.51 Strike: $2.50 | $2,285.12 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 13 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 10 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $70.51 Strike: $10.00 | $705.12 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 12 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 40 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 500 | $4.35 | $2,175.00 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,681,888 F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 1,500 | $4.56 | $6,844.95 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,681,388 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.5633. The range of purchase prices on the transaction date was $4.50 to $4.595 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $95.51 Strike: $7.50 | $955.14 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 11 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 30 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $80.51 Strike: $10.00 | $805.14 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 10 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 30 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 20 | $155.51 Strike: $5.00 | $3,110.28 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 9 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 50 Underlying: Common Stock · 2,000 shares Expires 2022-02-18 F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 500 | $10.51 Strike: $10.00 | $5,256.90 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 8 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 500 Underlying: Common Stock · 50,000 shares Expires 2021-08-20 F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock Purchase Warrants · Derivative | 666,667 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 666,667 Underlying: Common Stock · 666,667 shares Expires 2026-07-29 F3 · price: DPL purchased 1,333,333 shares of the Issuer's common stock and warrants to purchase 666,667 shares of the Issuer's common stock with an exercise price of $3.00 per share, pursuant to a securities purchase agreement dated March 9, 2021, entered into by and between DPL and the Issuer. F7 · derivative.exercise_date: These warrants are exercisable, however, they are not deemed to be beneficially owned since they contain a beneficial ownership blocker provision preventing exercise if the exercise would result in the holder beneficially owning in excess of 4.99% of the Issuer's common stock. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 1,333,333 | $1.50 | $1,999,999.50 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,679,888 F3 · price: DPL purchased 1,333,333 shares of the Issuer's common stock and warrants to purchase 666,667 shares of the Issuer's common stock with an exercise price of $3.00 per share, pursuant to a securities purchase agreement dated March 9, 2021, entered into by and between DPL and the Issuer. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:45 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 5,000 | $4.57 | $22,843.50 |
DisclosureSEC source: 0001214659-21-008130 · marketforms-53520.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,346,555 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.5687. The range of purchase prices on the transaction date was $4.45 to $4.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 00:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 8 | $125.51 Strike: $7.50 | $1,004.11 |
DisclosureSEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 10 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 20 Underlying: Common Stock · 800 shares Expires 2022-02-18 F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 00:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $90.41 Strike: $10.00 | $904.14 |
DisclosureSEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 9 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 20 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 00:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $175.51 Strike: $5.00 | $1,755.14 |
DisclosureSEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 8 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 30 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 00:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 4,000 | $4.37 | $17,467.20 |
DisclosureSEC source: 0001214659-21-007882 · marketforms-53474.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,341,555 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3668. The range of purchase prices on the transaction date was $4.32 to $4.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 00:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 10 | $125.51 Strike: $10.00 | $1,255.14 |
DisclosureSEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 10 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 00:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 20 | $201.01 Strike: $5.00 | $4,020.28 |
DisclosureSEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 20 Underlying: Common Stock · 2,000 shares Expires 2022-02-18 F8 · price: The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $201.014. The range of purchase prices on the transaction date was $200.51 to $205.52. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price. F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 00:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 3,500 | $4.94 | $17,298.40 |
DisclosureSEC source: 0001214659-21-007882 · marketforms-53474.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,337,555 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.9424. The range of purchase prices on the transaction date was $4.92 to $4.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 23, 2021 Filed Jul 28, 2021 00:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 5,000 | $5.76 | $28,788.00 |
DisclosureSEC source: 0001214659-21-007882 · marketforms-53474.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,334,055 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.7576. The range of purchase prices on the transaction date was $5.58 to $5.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 01:30 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 12 | $187.18 Strike: $7.50 | $2,246.16 |
DisclosureSEC source: 0001214659-21-007770 · marketforms-53462.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 12 Underlying: Common Stock · 1,200 shares Expires 2022-02-18 F7 · price: The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $187.18. The range of purchase prices on the transaction date was $160.51 to $192.51. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price. F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 01:30 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 500 | $5.45 | $2,727.20 |
DisclosureSEC source: 0001214659-21-007770 · marketforms-53462.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,329,055 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4544. The range of purchase prices on the transaction date was $5.44 to $5.46 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 20, 2021 Filed Jul 23, 2021 01:30 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 3,000 | $5.20 | $15,604.50 |
DisclosureSEC source: 0001214659-21-007770 · marketforms-53462.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,328,555 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.2015. The range of purchase prices on the transaction date was $5.08 to $5.30 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.