Last 12 months
Inside the activity.
5 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 5 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 15, 2022 19:09 UTC |
McGrath Lynne FaheyDirector
|
Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003986 · marketforms-55802.xml · nonDerivative · entry 1 McGrath Lynne Fahey · CIK 0001866270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 23:12 UTC |
GUSTAFSON MARKDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003987 · marketforms-55804.xml · derivative · entry 2 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: 2,778 and 47,222 restricted shares previously vested on September 13, 2021 and October 13, 2021, respectively, with the final 50,000 shares of restricted stock vesting on March 15, 2022. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 23:12 UTC |
GUSTAFSON MARKDirector
|
Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003987 · marketforms-55804.xml · nonDerivative · entry 1 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:30 UTC |
Oram JeffreyDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004010 · marketforms-55805.xml · derivative · entry 2 Oram Jeffrey · CIK 0001864444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: 2,778 and 47,222 restricted shares previously vested on September 13, 2021 and October 13, 2021, respectively, with the final 50,000 shares of restricted stock vesting on March 15, 2022. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:30 UTC |
Oram JeffreyDirector
|
Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004010 · marketforms-55805.xml · nonDerivative · entry 1 Oram Jeffrey · CIK 0001864444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 00:21 UTC |
Woo Andrew H.Director
|
Exercise / conversionRestricted Stock Grant · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004019 · marketforms-55803.xml · derivative · entry 2 Woo Andrew H. · CIK 0001867806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: 2,778 and 47,222 restricted shares previously vested on September 13, 2021 and October 13, 2021, respectively, with the final 50,000 shares of restricted stock vesting on March 15, 2022. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 00:21 UTC |
Woo Andrew H.Director
|
Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004019 · marketforms-55803.xml · nonDerivative · entry 1 Woo Andrew H. · CIK 0001867806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 02:55 UTC |
AULT MILTON C III10% owner
|
OtherCommon Stock | 57,016 | $1.50 | $85,524.00 |
DisclosureSEC source: 0001214659-22-003770 · marketforms-55723.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Life Sciences, Inc Disclosed balance after: 14,942,984 F1 · kind: The common stock was transferred in settlement of an aggregate of $85,500 of debt and obligations owed by Ault & Company, Inc. Mr. Ault is the Chief Executive Officer of Ault & Company, Inc. F2 · ownership.nature: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 22,500 | $1.15 | $25,960.50 |
DisclosureSEC source: 0001214659-22-003207 · marketforms-55569.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 7,000,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.1538. The range of purchase prices on the transaction date was $1.08 to $1.17 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| February 01, 2022 Filed Feb 1, 2022 22:00 UTC |
AULT MILTON C III10% owner
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,250,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001599 · marketforms-55234.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| February 01, 2022 Filed Feb 1, 2022 22:00 UTC |
AULT MILTON C III10% owner
|
Exercise / conversionCommon Stock | 2,250,000 | $0.00 | $900.00 |
DisclosureSEC source: 0001214659-22-001599 · marketforms-55234.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:17 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 2,500 | $1.40 | $3,487.50 |
DisclosureSEC source: 0001214659-22-001354 · marketforms-55174.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,977,500 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:31 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 5,000 | $1.29 | $6,449.50 |
DisclosureSEC source: 0001214659-22-001113 · marketforms-55147.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,975,000 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:00 UTC |
Horne William B.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001108 · marketforms-55148.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250,000 Underlying: Common Stock · 150,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:00 UTC |
Horne William B.Director
|
Exercise / conversionCommon Stock | 150,000 | $0.00 | $600.00 |
DisclosureSEC source: 0001214659-22-001108 · marketforms-55148.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| January 18, 2022 Filed Jan 19, 2022 22:35 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 7,000 | $1.66 | $11,619.30 |
DisclosureSEC source: 0001214659-22-000906 · marketforms-55108.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,970,000 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 11:05 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 3,000 | $1.79 | $5,368.20 |
DisclosureSEC source: 0001214659-22-000756 · marketforms-55073.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,963,000 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 23:44 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 3,000 | $1.93 | $5,775.00 |
DisclosureSEC source: 0001214659-22-000571 · marketforms-55035.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,960,000 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 23:20 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 2,000 | $1.98 | $3,958.60 |
DisclosureSEC source: 0001214659-22-000426 · marketforms-55019.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,957,000 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:30 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 70 | $81.01 Strike: $2.50 | $5,670.66 |
DisclosureSEC source: 0001214659-22-000096 · marketforms-54866.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 70 Underlying: Common Stock · 7,000 shares Expires 2022-08-19 F5 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:30 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 8,000 | $1.91 | $15,289.60 |
DisclosureSEC source: 0001214659-22-000096 · marketforms-54866.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,955,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.9112. The range of purchase prices on the transaction date was $1.90 to $1.9299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 00:23 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 1,612 | $2.10 | $3,377.30 |
DisclosureSEC source: 0001214659-21-013654 · marketforms-54811.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,947,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.0951. The range of purchase prices on the transaction date was $2.08 to $2.10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 00:44 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 25,000 | $2.11 | $52,665.00 |
DisclosureSEC source: 0001214659-21-013424 · marketforms-54759.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,920,388 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.1066. The range of purchase prices on the transaction date was $2.07 to $2.25 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 00:44 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 13,000 | $2.48 | $32,303.70 |
DisclosureSEC source: 0001214659-21-013424 · marketforms-54759.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,920,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.4849. The range of purchase prices on the transaction date was $2.44 to $2.56 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:00 UTC |
GUSTAFSON MARKDirector
|
SaleCommon Stock | 20,000 | $2.85 | $57,086.00 |
DisclosureSEC source: 0001214659-21-013288 · marketforms-54671.xml · nonDerivative · entry 1 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.8543. The range of sale prices on the transaction date was $2.85 to $2.87 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 22:36 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 17,000 | $1.98 | $33,724.60 |
DisclosureSEC source: 0001214659-21-012605 · marketforms-54482.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,907,388 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.9838. The range of purchase prices on the transaction date was $1.93 to $2.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:36 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 5,319 | $2.27 | $12,057.64 |
DisclosureSEC source: 0001214659-21-012605 · marketforms-54482.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,890,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.2669. The range of purchase prices on the transaction date was $2.14 to $2.275 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 00:47 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 4,681 | $1.99 | $9,315.19 |
DisclosureSEC source: 0001214659-21-012213 · marketforms-54396.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,885,069 F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 00:47 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 15,000 | $1.90 | $28,498.50 |
DisclosureSEC source: 0001214659-21-012213 · marketforms-54396.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,880,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.8999. The range of purchase prices on the transaction date was $1.89 to $1.90 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 22:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 145,000 | $2.57 | $373,114.00 |
DisclosureSEC source: 0001214659-21-011409 · marketforms-54196.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,865,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.5732. The range of purchase prices on the transaction date was $2.50 to $2.70 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:00 UTC |
AULT MILTON C III10% owner
|
SalePut Option (obligation to buy) · Derivative | 50 | $96.49 Strike: $2.50 | $4,824.40 |
DisclosureSEC source: 0001214659-21-011293 · marketforms-54176.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 50 Underlying: Common Stock · 5,000 shares Expires 2022-05-20 F1 · kind: Digital Power Lending, LLC ("DPL") wrote 50 put option contracts expiring in May 2022 which provide that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. F2 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F3 · ownership.nature: DPL is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 21:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 100 | $77.51 Strike: $2.50 | $7,750.94 |
DisclosureSEC source: 0001214659-21-011155 · marketforms-54163.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 150 Underlying: Common Stock · 10,000 shares Expires 2022-05-20 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 21:00 UTC |
AULT MILTON C III10% owner
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-011155 · marketforms-54163.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250,000 Underlying: Common Stock · 100,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 21:00 UTC |
AULT MILTON C III10% owner
|
Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-011155 · marketforms-54163.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:00 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 50 | $79.51 Strike: $2.50 | $3,975.47 |
DisclosureSEC source: 0001214659-21-011155 · marketforms-54163.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 50 Underlying: Common Stock · 5,000 shares Expires 2022-05-20 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 01:56 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 520 | $20.51 Strike: $5.00 | $10,665.41 |
DisclosureSEC source: 0001214659-21-010748 · marketforms-54084.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 1,020 Underlying: Common Stock · 52,000 shares Expires 2022-02-18 F1 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 01:56 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 100 | $50.51 Strike: $2.50 | $5,051.05 |
DisclosureSEC source: 0001214659-21-010748 · marketforms-54084.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 400 Underlying: Common Stock · 10,000 shares Expires 2022-02-18 F1 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 17:00 UTC |
McGrath Lynne FaheyDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 47,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-010561 · marketforms-54024.xml · derivative · entry 2 McGrath Lynne Fahey · CIK 0001866270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 47,222 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: The restricted stock grant was amended on October 13, 2021, such that 47,222 shares of restricted stock vested on October 15, 2021, and the remaining 50,000 shares of restricted stock shall vest on March 15, 2022. 2,778 shares previously vested on September 13, 2021. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 17:00 UTC |
McGrath Lynne FaheyDirector
|
Exercise / conversionCommon Stock | 47,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-010561 · marketforms-54024.xml · nonDerivative · entry 1 McGrath Lynne Fahey · CIK 0001866270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 21:00 UTC |
Oram JeffreyDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 47,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-010560 · marketforms-54023.xml · derivative · entry 2 Oram Jeffrey · CIK 0001864444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 47,222 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: The restricted stock grant was amended on October 13, 2021, such that 47,222 shares of restricted stock vested on October 15, 2021, and the remaining 50,000 shares of restricted stock shall vest on March 15, 2022. 2,778 shares previously vested on September 13, 2021. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 21:00 UTC |
Oram JeffreyDirector
|
Exercise / conversionCommon Stock | 47,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-010560 · marketforms-54023.xml · nonDerivative · entry 1 Oram Jeffrey · CIK 0001864444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 21:00 UTC |
GUSTAFSON MARKDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 47,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-010559 · marketforms-54021.xml · derivative · entry 2 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 47,222 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: The restricted stock grant was amended on October 13, 2021, such that 47,222 shares of restricted stock vested on October 15, 2021, and the remaining 50,000 shares of restricted stock shall vest on March 15, 2022. 2,778 shares previously vested on September 13, 2021. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 21:00 UTC |
GUSTAFSON MARKDirector
|
Exercise / conversionCommon Stock | 47,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-010559 · marketforms-54021.xml · nonDerivative · entry 1 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 21:00 UTC |
Woo Andrew H.Director
|
Exercise / conversionRestricted Stock Grant · Derivative | 47,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-010558 · marketforms-54022.xml · derivative · entry 2 Woo Andrew H. · CIK 0001867806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 47,222 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: The restricted stock grant was amended on October 13, 2021, such that 47,222 shares of restricted stock vested on October 15, 2021, and the remaining 50,000 shares of restricted stock shall vest on March 15, 2022. 2,778 shares previously vested on September 13, 2021. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 21:00 UTC |
Woo Andrew H.Director
|
Exercise / conversionCommon Stock | 47,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-010558 · marketforms-54022.xml · nonDerivative · entry 1 Woo Andrew H. · CIK 0001867806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| September 16, 2021 Filed Sep 16, 2021 22:30 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 200 | $25.51 Strike: $10.00 | $5,102.26 |
DisclosureSEC source: 0001214659-21-009575 · marketforms-53818.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 400 Underlying: Common Stock · 20,000 shares Expires 2022-02-18 F4 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| September 16, 2021 Filed Sep 16, 2021 22:30 UTC |
AULT MILTON C III10% owner
|
PurchaseCall Option (right to buy) · Derivative | 180 | $93.39 Strike: $2.50 | $16,810.04 |
DisclosureSEC source: 0001214659-21-009575 · marketforms-53818.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 300 Underlying: Common Stock · 18,000 shares Expires 2022-02-18 F5 · price: The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $93.3891. The range of purchase prices on the transaction date was $91.511 to $96.511. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price. F4 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 22:30 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 5,000 | $2.70 | $13,492.00 |
DisclosureSEC source: 0001214659-21-009575 · marketforms-53818.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,720,388 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 17:01 UTC |
McGrath Lynne FaheyDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009540 · marketforms-53816.xml · derivative · entry 2 McGrath Lynne Fahey · CIK 0001866270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,222 Underlying: Common Stock · 2,778 shares Expires 2024-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F3 · derivative.exercise_date: The restricted stock grant vests in 36 equal monthly installments commencing on September 13, 2021. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 17:01 UTC |
McGrath Lynne FaheyDirector
|
Exercise / conversionCommon Stock | 2,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009540 · marketforms-53816.xml · nonDerivative · entry 1 McGrath Lynne Fahey · CIK 0001866270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.