ALZN

SEC source: 0001214659-22-014319 · marketforms-57706.xml · derivative · entry 1

Jackman Stephan · CIK 0001864257 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000,000 shares

Expires 2032-11-28

F1 · derivative.exercise_date: On November 29, 2022, Mr. Jackman was granted options to purchase 2,000,000 shares of common stock of Alzamend Neuro, Inc. (the "Issuer"), of which (i) 50% would vest if the Issuer completed and announced topline data, within three years from the grant date, from a Phase II clinical trial of AL001 that would support a new drug application ("NDA") in Alzheimer's Disease and (ii) 50% would vest if the Issuer completed and announced topline data, within four years from the grant date, from a Phase II clinical trial of ALZN002 that would support an NDA in Alzheimer's Disease.

SEC source: 0001214659-22-014050 · marketforms-57618.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,038,001

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2890. The range of purchase prices on the transaction date was $1.2883 to $1.29 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

SEC source: 0001214659-22-013786 · marketforms-57548.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,037,001

F1 · kind: In November 2022, the Issuer entered into an agreement for marketing and brand development services with BitNile Holdings, Inc. ("BH"), pursuant to which BH agreed to provide advertising, marketing, consulting, creative and/or digital services for the Issuer, for a fee of $1.4 million. The Issuer had the right, in its election, to pay the fee in cash or shares of common stock, with the shares to be valued at $1.50 per share. On November 11, 2022, the Issuer elected to pay the fee in Shares, and issued 933,334 shares to Ault Lending, LLC, ("Ault Lending") a wholly owned subsidiary of BH.

F1 · price: In November 2022, the Issuer entered into an agreement for marketing and brand development services with BitNile Holdings, Inc. ("BH"), pursuant to which BH agreed to provide advertising, marketing, consulting, creative and/or digital services for the Issuer, for a fee of $1.4 million. The Issuer had the right, in its election, to pay the fee in cash or shares of common stock, with the shares to be valued at $1.50 per share. On November 11, 2022, the Issuer elected to pay the fee in Shares, and issued 933,334 shares to Ault Lending, LLC, ("Ault Lending") a wholly owned subsidiary of BH.

F2 · ownership.nature: Ault Lending is a wholly-owned subsidiary of BH. Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

SEC source: 0001214659-22-013110 · marketforms-57464.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,103,667

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

SEC source: 0001214659-22-012942 · marketforms-57441.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,102,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.1893. The range of purchase prices on the transaction date was $1.1733 to $1.2037 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

SEC source: 0001214659-22-012318 · marketforms-57320.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,096,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2334. The range of purchase prices on the transaction date was $1.23 to $1.2386 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

SEC source: 0001214659-22-012115 · marketforms-57301.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,094,667

F1 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

SEC source: 0001214659-22-011756 · marketforms-57244.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,093,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.1865. The range of purchase prices on the transaction date was $1.16 to $1.2499 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

SEC source: 0001214659-22-011526 · marketforms-57193.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,090,167

F1 · kind: On September 23, 2022, Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), received 73,500 shares of the Issuer's common stock from Charge! Energy Storage, Inc., as settlement in the amount of $69,457.50 for an outstanding promissory note dated April 17, 2019.

F2 · ownership.nature: Ault Lending, LLC is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

SEC source: 0001214659-22-011325 · marketforms-57156.xml · nonDerivative · entry 1

Jackman Stephan · CIK 0001864257 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2252. The range of purchase prices on the transaction date was $1.225 to $1.23 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

SEC source: 0001864317-22-000007 · primary_doc.xml · nonDerivative · entry 1

Katzoff David J · CIK 0001864317 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

SEC source: 0001214659-22-010649 · marketforms-57005.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 10,016,667

F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-010597 · marketforms-56993.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 10,007,567

F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-010493 · marketforms-56975.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 10,002,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9693. The range of purchase prices on the transaction date was $0.96 to $1.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-010386 · marketforms-56921.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,966,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0809. The range of purchase prices on the transaction date was $1.08 to $1.09 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-010302 · marketforms-56910.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,951,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0595. The range of purchase prices on the transaction date was $1.0582 to $1.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-010228 · marketforms-56896.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,937,667

F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-009626 · marketforms-56809.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,936,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9478. The range of purchase prices on the transaction date was $0.9335 to $0.948 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-009288 · marketforms-56746.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,934,667

F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-009143 · marketforms-56710.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,928,967

F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-008984 · marketforms-56657.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,926,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9773. The range of purchase prices on the transaction date was $0.97 to $0.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-008493 · marketforms-56585.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,916,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8830. The range of purchase prices on the transaction date was $0.8757 to $0.8997 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-008216 · marketforms-56502.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,906,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8841. The range of purchase prices on the transaction date was $0.87 to $0.89 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-008138 · marketforms-56485.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,896,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8740. The range of purchase prices on the transaction date was $0.8576 to $0.875 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-008057 · marketforms-56476.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,886,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8474. The range of purchase prices on the transaction date was $0.8438 to $0.8476 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007910 · marketforms-56438.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,876,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.947. The range of purchase prices on the transaction date was $0.94 to $0.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007896 · marketforms-56434.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,868,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9407. The range of purchase prices on the transaction date was $0.93 to $0.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007820 · marketforms-56423.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,866,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9599. The range of purchase prices on the transaction date was $0.9599 to $0.96 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007618 · marketforms-56387.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,858,667

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9589. The range of purchase prices on the transaction date was $0.9489 to $1.0091 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007618 · marketforms-56387.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,846,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.912. The range of purchase prices on the transaction date was $0.9034 to $0.92 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007469 · marketforms-56368.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,836,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8886. The range of purchase prices on the transaction date was $0.88 to $0.89 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007391 · marketforms-56326.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 0

Underlying: Common Stock · 3,900 shares

Expires 2022-05-20

F1 · kind: On November 4, 2021, DPL wrote 50 put option contracts expiring in May 2022, which provided that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. On the transaction date listed above, the counterparty exercised 39 of such put options at $2.50 per share of common stock.

F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007391 · marketforms-56326.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,820,567

F1 · kind: On November 4, 2021, DPL wrote 50 put option contracts expiring in May 2022, which provided that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. On the transaction date listed above, the counterparty exercised 39 of such put options at $2.50 per share of common stock.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007190 · marketforms-56241.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 39

Underlying: Common Stock · 1,100 shares

Expires 2022-05-20

F3 · kind: On November 4, 2021, DPL wrote 50 put option contracts expiring in May 2022, which provided that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. On the transaction date listed above, the counterparty exercised 11 of such put options at $2.50 per share of common stock.

F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007190 · marketforms-56241.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,816,667

F3 · kind: On November 4, 2021, DPL wrote 50 put option contracts expiring in May 2022, which provided that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. On the transaction date listed above, the counterparty exercised 11 of such put options at $2.50 per share of common stock.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-007190 · marketforms-56241.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,815,567

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9767. The range of purchase prices on the transaction date was $0.96 to $0.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-006832 · marketforms-56183.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,791,667

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8527. The range of purchase prices on the transaction date was $0.8361 to $8568 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-006832 · marketforms-56183.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,766,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9998. The range of purchase prices on the transaction date was $0.9915 to $0.9999 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-006418 · marketforms-56120.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 325,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP.

SEC source: 0001214659-22-005991 · marketforms-56056.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 1,333,333

Underlying: Common Stock · 1,333,333 shares

Expires 2027-04-25

F1 · kind: In connection with a securities purchase agreement dated March 9, 2021, the Issuer agreed to sell an aggregate of 6,666,667 shares of its common stock to Digital Power Lending, LLC, for an aggregate of Ten Million Dollars ($10,000,000) (the "Transaction"). In connection with the Transaction, on April 26, 2022, DPL received warrants to purchase 1,333,333 shares of common stock as additional consideration for purchase of 2,666,667 shares of common stock for $1.50 per share.

F6 · derivative.exercise_date: The warrant may be exercised by the Holder on any day on or after the date of issuance, subject to beneficial ownership blocker provisions contained therein.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-005991 · marketforms-56056.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 9,666,667

F1 · kind: In connection with a securities purchase agreement dated March 9, 2021, the Issuer agreed to sell an aggregate of 6,666,667 shares of its common stock to Digital Power Lending, LLC, for an aggregate of Ten Million Dollars ($10,000,000) (the "Transaction"). In connection with the Transaction, on April 26, 2022, DPL received warrants to purchase 1,333,333 shares of common stock as additional consideration for purchase of 2,666,667 shares of common stock for $1.50 per share.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

SEC source: 0001214659-22-005990 · marketforms-56047.xml · derivative · entry 2

Horne William B. · CIK 0001333268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 250,000 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date.

SEC source: 0001214659-22-005990 · marketforms-56047.xml · nonDerivative · entry 1

Horne William B. · CIK 0001333268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options.

SEC source: 0001214659-22-005760 · marketforms-56033.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 225,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP.

SEC source: 0001214659-22-005159 · marketforms-55984.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 150,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP.

SEC source: 0001214659-22-004803 · marketforms-55961.xml · nonDerivative · entry 1

GUSTAFSON MARK · CIK 0001303996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

SEC source: 0001214659-22-004914 · marketforms-55974.xml · nonDerivative · entry 1

McGrath Lynne Fahey · CIK 0001866270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · price: The common stock was sold by the Reporting Person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.213. The range of sale prices on the transaction date was $1.19 to $1.23 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

SEC source: 0001214659-22-004992 · marketforms-55978.xml · nonDerivative · entry 1

McGrath Lynne Fahey · CIK 0001866270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F2 · price: The common stock was sold by the Reporting Person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.213. The range of sale prices on the transaction date was $1.19 to $1.23 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · acquired: The original Form 4 filed on April 6, 2022, is amended by this Form 4 amendment to correct a typographical error in Table I Column 4 from "A" to "D".

SEC source: 0001214659-22-004185 · marketforms-55833.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 100,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP.

SEC source: 0001214659-22-003986 · marketforms-55802.xml · derivative · entry 2

McGrath Lynne Fahey · CIK 0001866270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc.

F3 · derivative.exercise_date: 2,778 and 47,222 restricted shares previously vested on September 13, 2021 and October 13, 2021, respectively, with the final 50,000 shares of restricted stock vesting on March 15, 2022.