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Nasdaq · USD

ALXO

ALX ONCOLOGY HOLDINGS INC

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Tapewire entity
6040
SEC CIK
0001810182
Parsed reports
213

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202611
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 1,746 $79.46 $138,734.37
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · nonDerivative · entry 6

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,704

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.05 to $80.02, inclusive.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 7,199 $78.61 $565,922.03
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · nonDerivative · entry 5

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,450

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.05 to $79.045, inclusive.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 1,027 $77.84 $79,944.45
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · nonDerivative · entry 4

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,649

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.05 to $78.045, inclusive.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionCommon Stock 11,345 $4.08 $46,287.60
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · nonDerivative · entry 3

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,426 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · derivative · entry 9

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,042

Underlying: Common Stock · 1,426 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on March 9, 2021 and 1/36th of the remaining shares vest monthly thereafter.

Read SEC document
September 16, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 1,426 $80.43 $114,694.89
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · nonDerivative · entry 2

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.

Read SEC document
September 16, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionCommon Stock 1,426 $4.08 $5,818.08
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · nonDerivative · entry 1

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 19:10 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 1,458 $78.31 $114,182.69
Disclosure

SEC source: 0001209191-21-055753 · doc4.xml · nonDerivative · entry 3

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,815

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.07 to $78.86, inclusive.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 19:10 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 5,029 $77.69 $390,681.89
Disclosure

SEC source: 0001209191-21-055753 · doc4.xml · nonDerivative · entry 2

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,273

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.07 to $78.06, inclusive.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 19:10 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 900 $76.45 $68,805.90
Disclosure

SEC source: 0001209191-21-055753 · doc4.xml · nonDerivative · entry 1

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,302

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.03 to $76.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,370 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · derivative · entry 11

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,468

Underlying: Common Stock · 19,370 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on March 9, 2021 and 1/36th of the remaining shares vest monthly thereafter.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,630 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · derivative · entry 10

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,659

Underlying: Common Stock · 40,630 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 2, 2021 and 1/36th of the remaining shares vest monthly thereafter.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 35 $77.56 $2,714.63
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 9

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.46 to $77.79, inclusive.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 2,616 $76.66 $200,549.88
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 8

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.31 to $77.27, inclusive.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 10,743 $75.71 $813,317.08
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 7

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,982

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.31 to $76.295, inclusive.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 19,448 $75.09 $1,460,278.36
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 6

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,725

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.31 to $75.305, inclusive.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 4,008 $73.57 $294,871.37
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 5

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,173

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.30 to $74.295, inclusive.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 18,060 $72.66 $1,312,252.24
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 4

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,181

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.275 to $73.265, inclusive.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 3,497 $72.03 $251,906.05
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 3

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,241

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.27 to $72.265, inclusive.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 1,593 $70.86 $112,872.17
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 2

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,738

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.27 to $71.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (9) to this Form 4.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 22:17 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionCommon Stock 60,000 $4.08 $244,800.00
Disclosure

SEC source: 0001209191-21-053218 · doc4.xml · nonDerivative · entry 1

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:07 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 617 $66.24 $40,871.50
Disclosure

SEC source: 0001209191-21-052864 · doc4.xml · nonDerivative · entry 7

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,998

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.86 to $66.845, inclusive.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:07 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 1,373 $65.60 $90,073.74
Disclosure

SEC source: 0001209191-21-052864 · doc4.xml · nonDerivative · entry 6

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,615

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.87 to $65.85, inclusive.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:07 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 556 $64.22 $35,706.38
Disclosure

SEC source: 0001209191-21-052864 · doc4.xml · nonDerivative · entry 5

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,988

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.63 to $64.625, inclusive.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:07 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 1,190 $62.84 $74,784.48
Disclosure

SEC source: 0001209191-21-052864 · doc4.xml · nonDerivative · entry 4

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,544

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.46 to $63.34, inclusive.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:07 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 1,324 $61.91 $81,971.75
Disclosure

SEC source: 0001209191-21-052864 · doc4.xml · nonDerivative · entry 3

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,734

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.45 to $62.44, inclusive.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:07 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 4,007 $60.78 $243,532.64
Disclosure

SEC source: 0001209191-21-052864 · doc4.xml · nonDerivative · entry 2

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,058

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.44 to $61.43, inclusive.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:07 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 7,633 $59.79 $456,399.97
Disclosure

SEC source: 0001209191-21-052864 · doc4.xml · nonDerivative · entry 1

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,065

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.44 to $60.435, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) through (9) to this Form 4.

F3 · balance_after: Includes 152 shares acquired under the Issuer's employee stock purchase plan on June 30, 2021.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:11 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001209191-21-052397 · doc4.xml · derivative · entry 7

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,289

Underlying: Common Stock · 10,000 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 2, 2021 and 1/36th of the remaining shares vest monthly thereafter.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:11 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 40 $68.62 $2,744.80
Disclosure

SEC source: 0001209191-21-052397 · doc4.xml · nonDerivative · entry 6

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:11 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 2,400 $68.34 $164,005.20
Disclosure

SEC source: 0001209191-21-052397 · doc4.xml · nonDerivative · entry 5

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,371

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.615 to $68.61, inclusive.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:11 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 505 $67.13 $33,898.98
Disclosure

SEC source: 0001209191-21-052397 · doc4.xml · nonDerivative · entry 4

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,771

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.605 to $67.60, inclusive.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:11 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 2,368 $65.83 $155,892.31
Disclosure

SEC source: 0001209191-21-052397 · doc4.xml · nonDerivative · entry 3

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,276

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.58 to $66.55, inclusive.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:11 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 4,687 $65.24 $305,757.38
Disclosure

SEC source: 0001209191-21-052397 · doc4.xml · nonDerivative · entry 2

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,644

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.58 to $65.575, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:11 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionCommon Stock 10,000 $4.08 $40,800.00
Disclosure

SEC source: 0001209191-21-052397 · doc4.xml · nonDerivative · entry 1

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 203 shares acquired under the Issuer's employee stock purchase plan on June 30, 2021.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:11 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 70 $65.46 $4,582.20
Disclosure

SEC source: 0001209191-21-050823 · doc4.xml · nonDerivative · entry 3

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,202

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:11 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 5,599 $64.76 $362,566.04
Disclosure

SEC source: 0001209191-21-050823 · doc4.xml · nonDerivative · entry 2

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,272

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.42 to $65.10, inclusive.

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August 10, 2021 Filed Aug 11, 2021 16:11 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 1,718 $64.20 $110,290.62
Disclosure

SEC source: 0001209191-21-050823 · doc4.xml · nonDerivative · entry 1

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,871

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.42 to $64.415, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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July 30, 2021 Filed Aug 3, 2021 17:22 UTC
Randolph SophiaDirector · Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $58.56 $0.00
Disclosure

SEC source: 0001209191-21-049408 · doc4.xml · derivative · entry 1

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-07-29

F1 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 30, 2021.

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July 30, 2021 Filed Aug 3, 2021 17:04 UTC
Pons JaumeDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 225,000 $0.00 Strike: $58.56 $0.00
Disclosure

SEC source: 0001209191-21-049385 · doc4.xml · derivative · entry 1

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2031-07-29

F1 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 30, 2021.

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July 30, 2021 Filed Aug 3, 2021 21:28 UTC
Wong ShellyVP, Finance and CAO
GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $58.56 $0.00
Disclosure

SEC source: 0001209191-21-049415 · doc4.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-07-29

F1 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 30, 2021.

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July 30, 2021 Filed Aug 3, 2021 21:12 UTC
GARCIA PETER SChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $58.56 $0.00
Disclosure

SEC source: 0001209191-21-049398 · doc4.xml · derivative · entry 1

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-07-29

F1 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 30, 2021.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 16:12 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 5,900 $55.08 $324,983.80
Disclosure

SEC source: 0001209191-21-047365 · doc4.xml · nonDerivative · entry 3

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,546

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.03 to $55.23, inclusive.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 16:12 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 9,500 $54.37 $516,553.00
Disclosure

SEC source: 0001209191-21-047365 · doc4.xml · nonDerivative · entry 2

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,446

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.95, inclusive.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 16:12 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 1,300 $53.62 $69,708.21
Disclosure

SEC source: 0001209191-21-047365 · doc4.xml · nonDerivative · entry 1

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,946

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

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July 12, 2021 Filed Jul 14, 2021 16:50 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 300 $55.86 $16,757.01
Disclosure

SEC source: 0001209191-21-046679 · doc4.xml · nonDerivative · entry 2

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,589

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.71 to $56.13, inclusive.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 16:50 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 7,087 $54.86 $388,770.14
Disclosure

SEC source: 0001209191-21-046679 · doc4.xml · nonDerivative · entry 1

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,889

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.58 to $55.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 16:26 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 10,353 $58.92 $609,975.98
Disclosure

SEC source: 0001209191-21-042395 · doc4.xml · nonDerivative · entry 2

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,246

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.58 to $59.22, inclusive.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 16:26 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 6,347 $58.06 $368,504.28
Disclosure

SEC source: 0001209191-21-042395 · doc4.xml · nonDerivative · entry 1

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,599

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.56 to $58.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 23:03 UTC GrantStock option (right to buy) · Derivative 12,004 $0.00 Strike: $59.66 $0.00
Disclosure

SEC source: 0001209191-21-040738 · doc4.xml · derivative · entry 1

Graham G. Walmsley · CIK 0001777517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,004

Underlying: Common Stock · 12,004 shares

Expires 2031-06-10

F1 · derivative.exercise_date: Shares subject to the option vest in 12 equal monthly installments on the same day of the month as the grant date, or if earlier, the day immediately before the day of the next annual meeting of stockholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.