Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALX ONCOLOGY HOLDINGS INCALXO · Entity 6040 | CHIEF MEDICAL OFFICER | August 14, 2024 | August 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALX ONCOLOGY HOLDINGS INC
Report date August 14, 2024 · Filed August 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 325,711 |
Reported balance
After 2024-08-14 transaction · row 1
1 source rowRow 1 · 2024-08-14 · Sale · Disposed 1,365 · Balance 325,711 F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2024 Filed Aug 16, 2024 17:09 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,365 | $2.58 | $3,521.70 |
DisclosureSEC source: 0001415889-24-021480 · form4-08162024_090823.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,711 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 17:02 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 3,273 | $5.82 | $19,044.93 |
DisclosureSEC source: 0001415889-24-019224 · form4-07032024_090700.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,076 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 13, 2024 Filed May 15, 2024 16:30 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,797 | $16.67 | $29,958.87 |
DisclosureSEC source: 0001415889-24-013237 · form4-05152024_080510.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 330,349 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 11, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.47 to $16.94, inclusive. Read SEC document |
| May 13, 2024 Filed May 15, 2024 16:30 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 10,203 | $15.82 | $161,379.83 |
DisclosureSEC source: 0001415889-24-013237 · form4-05152024_080510.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 332,146 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 11, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.465 to $16.4602, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 18:17 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | GrantEmployee Stock Option (right to buy) · Derivative | 95,000 | $0.00 Strike: $15.84 | $0.00 |
DisclosureSEC source: 0001415889-24-004227 · form4-02162024_110240.xml · derivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires 2034-02-13 F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on March 14, 2024. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 18:17 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-004227 · form4-02162024_110240.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,349 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on August 14, 2024. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 16:25 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 3,128 | $15.04 | $47,045.12 |
DisclosureSEC source: 0001209191-24-000374 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,349 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 16:27 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | GrantCommon Stock · Derivative | 107,000 | $0.00 Strike: $5.86 | $0.00 |
DisclosureSEC source: 0001209191-23-043531 · doc4.xml · derivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,000 Underlying: Common Stock · 107,000 shares Expires 2033-07-24 F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 3, 2023. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 16:27 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | GrantCommon Stock | 34,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-043531 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,477 F1 · price: The reported shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on December 28, 2023. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:09 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,605 | $7.34 | $11,780.70 |
DisclosureSEC source: 0001209191-23-041204 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,477 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 16:38 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,256 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001209191-23-036733 · doc4.xml · derivative · entry 6 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,084 Underlying: Common Stock · 6,256 shares Expires 2030-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on May 27, 2020. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 16:38 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,546 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-23-036733 · doc4.xml · derivative · entry 5 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,629 Underlying: Common Stock · 2,546 shares Expires 2030-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on April 9, 2020. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 16:38 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,027 | $0.00 Strike: $1.91 | $0.00 |
DisclosureSEC source: 0001209191-23-036733 · doc4.xml · derivative · entry 4 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,027 shares Expires 2029-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on June 16, 2019. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 16:38 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 6,256 | $4.81 | $30,091.36 |
DisclosureSEC source: 0001209191-23-036733 · doc4.xml · nonDerivative · entry 3 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 16:38 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 2,546 | $4.08 | $10,387.68 |
DisclosureSEC source: 0001209191-23-036733 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 16:38 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 4,027 | $1.91 | $7,691.57 |
DisclosureSEC source: 0001209191-23-036733 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 20:47 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,617 | $11.07 | $17,900.84 |
DisclosureSEC source: 0001209191-23-000483 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,253 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 17:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionStock Option (right to buy) · Derivative | 25,339 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001209191-22-062178 · doc4.xml · derivative · entry 6 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,340 Underlying: Common Stock · 25,339 shares Expires 2030-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on May 27, 2020. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 17:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionStock Option (right to buy) · Derivative | 12,731 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-22-062178 · doc4.xml · derivative · entry 5 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,175 Underlying: Common Stock · 12,731 shares Expires 2030-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on April 9, 2020. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 17:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionStock Option (right to buy) · Derivative | 8,404 | $0.00 Strike: $1.91 | $0.00 |
DisclosureSEC source: 0001209191-22-062178 · doc4.xml · derivative · entry 4 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,027 Underlying: Common Stock · 8,404 shares Expires 2029-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on June 16, 2019. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 17:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 25,339 | $4.81 | $121,880.59 |
DisclosureSEC source: 0001209191-22-062178 · doc4.xml · nonDerivative · entry 3 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 17:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 12,731 | $4.08 | $51,942.48 |
DisclosureSEC source: 0001209191-22-062178 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 17:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 8,404 | $1.91 | $16,051.64 |
DisclosureSEC source: 0001209191-22-062178 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 18:10 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | GrantEmployee Stock Option (right to buy) · Derivative | 123,000 | $0.00 Strike: $11.47 | $0.00 |
DisclosureSEC source: 0001209191-22-045067 · doc4.xml · derivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,000 Underlying: Common Stock · 123,000 shares Expires 2032-08-04 F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 1, 2022. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 18:10 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | GrantCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045067 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,396 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on December 28, 2022. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 20:47 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionStock Option (right to buy) · Derivative | 11,059 | $0.00 Strike: $1.91 | $0.00 |
DisclosureSEC source: 0001209191-21-070094 · doc4.xml · derivative · entry 4 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,431 Underlying: Common Stock · 11,059 shares Expires 2029-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on April 9, 2020. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 20:47 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionStock Option (right to buy) · Derivative | 12,793 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001209191-21-070094 · doc4.xml · derivative · entry 3 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,793 shares Expires 2027-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 20:47 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 11,059 | $1.91 | $21,122.69 |
DisclosureSEC source: 0001209191-21-070094 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 20:47 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 12,793 | $0.99 | $12,665.07 |
DisclosureSEC source: 0001209191-21-070094 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:29 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-21-066436 · doc4.xml · derivative · entry 3 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,906 Underlying: Common Stock · 30,000 shares Expires 2030-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on April 9, 2020. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:29 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 14,884 | $36.77 | $547,314.45 |
DisclosureSEC source: 0001209191-21-066436 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,544 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.54 to $37.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:29 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | Exercise / conversionCommon Stock | 30,000 | $4.08 | $122,400.00 |
DisclosureSEC source: 0001209191-21-066436 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 16:29 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 2,439 | $61.36 | $149,645.58 |
DisclosureSEC source: 0001209191-21-060229 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,428 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.11 to $61.78, inclusive. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 16:29 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 4,948 | $60.79 | $300,776.06 |
DisclosureSEC source: 0001209191-21-060229 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,867 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.11 to $61.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 19:10 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,458 | $78.31 | $114,182.69 |
DisclosureSEC source: 0001209191-21-055753 · doc4.xml · nonDerivative · entry 3 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,815 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.07 to $78.86, inclusive. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 19:10 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 5,029 | $77.69 | $390,681.89 |
DisclosureSEC source: 0001209191-21-055753 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,273 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.07 to $78.06, inclusive. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 19:10 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 900 | $76.45 | $68,805.90 |
DisclosureSEC source: 0001209191-21-055753 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,302 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.03 to $76.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:11 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 70 | $65.46 | $4,582.20 |
DisclosureSEC source: 0001209191-21-050823 · doc4.xml · nonDerivative · entry 3 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,202 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:11 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 5,599 | $64.76 | $362,566.04 |
DisclosureSEC source: 0001209191-21-050823 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,272 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.42 to $65.10, inclusive. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:11 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,718 | $64.20 | $110,290.62 |
DisclosureSEC source: 0001209191-21-050823 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,871 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.42 to $64.415, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 17:22 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | GrantEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $58.56 | $0.00 |
DisclosureSEC source: 0001209191-21-049408 · doc4.xml · derivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-07-29 F1 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 30, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 16:50 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 300 | $55.86 | $16,757.01 |
DisclosureSEC source: 0001209191-21-046679 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,589 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.71 to $56.13, inclusive. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 16:50 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 7,087 | $54.86 | $388,770.14 |
DisclosureSEC source: 0001209191-21-046679 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,889 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.58 to $55.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,794 | $61.53 | $110,384.82 |
DisclosureSEC source: 0001209191-21-040221 · doc4.xml · nonDerivative · entry 3 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,976 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.27 to $61.86, inclusive. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 4,405 | $60.90 | $268,273.75 |
DisclosureSEC source: 0001209191-21-040221 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,770 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.25 to $61.22, inclusive. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:08 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,188 | $59.80 | $71,038.24 |
DisclosureSEC source: 0001209191-21-040221 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,175 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.24 to $60.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. Read SEC document |
| May 10, 2021 Filed May 11, 2021 16:16 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 73 | $64.56 | $4,712.88 |
DisclosureSEC source: 0001209191-21-031638 · doc4.xml · nonDerivative · entry 4 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,363 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. Read SEC document |
| May 10, 2021 Filed May 11, 2021 16:16 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 956 | $62.79 | $60,026.48 |
DisclosureSEC source: 0001209191-21-031638 · doc4.xml · nonDerivative · entry 3 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,436 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.64 to $63.13, inclusive. Read SEC document |
| May 10, 2021 Filed May 11, 2021 16:16 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 4,433 | $62.12 | $275,377.96 |
DisclosureSEC source: 0001209191-21-031638 · doc4.xml · nonDerivative · entry 2 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,392 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.64 to $62.59, inclusive. Read SEC document |
| May 10, 2021 Filed May 11, 2021 16:16 UTC | ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 | SaleCommon Stock | 1,925 | $61.12 | $117,654.27 |
DisclosureSEC source: 0001209191-21-031638 · doc4.xml · nonDerivative · entry 1 Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,825 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.61 to $61.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.