Wong Shelly

SEC source: 0001193125-26-355761 · ownership.xml · nonDerivative · entry 1

Wong Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,828

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

SEC source: 0001193125-26-296246 · ownership.xml · nonDerivative · entry 1

Wong Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,401

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on June 30, 2026.

SEC source: 0001193125-26-119703 · ownership.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,805

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of perfomance-based restricted stock units.

SEC source: 0001193125-26-061313 · ownership.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,708

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

SEC source: 0001193125-26-027288 · ownership.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,000

Underlying: Common Stock · 192,000 shares

Expires 2036-01-25

F1 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on February 26, 2026.

SEC source: 0001193125-26-006374 · ownership.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,273

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.11 to $1.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on December 31, 2025.

SEC source: 0001193125-25-241382 · ownership.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2035-10-14

F1 · derivative.exercise_date: One-third of the shares subject to the option vest on April 30, 2026 and the remaining two-thirds of the option vest on October 31, 2026.

SEC source: 0000950170-25-110102 · ownership.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,198

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.64 to $0.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on June 30, 2025.

SEC source: 0000950170-25-094613 · ownership.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,809

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.45 to $0.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-25-092232 · ownership.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,820

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

SEC source: 0001415889-25-010697 · form4-04152025_080416.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2035-04-11

F1 · derivative.exercise_date: All of the shares subject to the option vest on April 11, 2026.

SEC source: 0001415889-25-008428 · form4-03182025_080356.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,352

F1 · shares: The reported shares are represented by performance share units, or PSUs, and were awarded upon the achievement of certain performance metrics related to the positive results for ASPEN-06 clinical trials. Shares subject to the PSU vest on March 14, 2026.

SEC source: 0001415889-25-005071 · form4-02212025_090224.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,352

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-25-001965 · form4-01232025_110113.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,000

Underlying: Common Stock · 112,000 shares

Expires 2035-01-20

F1 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on February 21, 2025.

SEC source: 0001415889-25-001120 · form4-01082025_090144.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,902

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.79 to $1.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-25-000132 · form4-01022025_090133.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,123

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.58 to $1.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-028245 · form4-12042024_091224.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-12-01

F1 · derivative.exercise_date: Shares subject to the option vest in 30 equal monthly installments beginning on January 2, 2025.

SEC source: 0001415889-24-021482 · form4-08162024_090836.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,549

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

SEC source: 0001415889-24-019429 · form4-07092024_080737.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,113

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-019228 · form4-07032024_090722.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,936

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.77 to $5.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,718 shares acquired under the Issuer's employee stock purchase plan on June 28, 2024.

SEC source: 0001415889-24-004233 · form4-02162024_110202.xml · derivative · entry 2

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-02-13

F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on March 14, 2024.

SEC source: 0001415889-24-004233 · form4-02162024_110202.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, FINANCE AND CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,591

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on August 14, 2024.

SEC source: 0001209191-24-000985 · doc4.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,591

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.59 to $13.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-24-000379 · doc4.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,308

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 1,226 shares acquired under the Issuer's employee stock purchase plan on December 29, 2023.

SEC source: 0001209191-23-043523 · doc4.xml · derivative · entry 2

Pinto Shelly · CIK 0001857740 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2033-07-24

F2 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 3, 2023.

SEC source: 0001209191-23-043523 · doc4.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,713

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on December 28, 2023.

SEC source: 0001209191-23-041790 · doc4.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,713

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

SEC source: 0001209191-23-041189 · doc4.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,058

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 1,427 shares acquired under the Issuer's employee stock purchase plan on June 30, 2023.

SEC source: 0001209191-23-000485 · doc4.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,097

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Reflects a reduction of 139 shares previously reported as acquired pursuant to the Issuer's employee stock purchase plan on June 30, 2022.

SEC source: 0001209191-22-045064 · doc4.xml · derivative · entry 2

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2032-08-04

F3 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 1, 2022.

SEC source: 0001209191-22-045064 · doc4.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,718

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on December 28, 2022.

F2 · balance_after: Includes 1,272 shares acquired under the Issuer's employee stock purchase plan on June 30, 2022.

SEC source: 0001209191-22-005923 · doc4.xml · nonDerivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,446

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: three-eighths of the RSUs vest on July 3, 2023 and the remaining RSUs vest thereafter in five equal semiannual installments.

F2 · balance_after: Includes 446 shares acquired under the Issuer's employee stock purchase plan on December 31, 2021.

SEC source: 0001209191-21-049415 · doc4.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-07-29

F1 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 30, 2021.

SEC source: 0001209191-21-034072 · doc4a.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-05-03

F1 · derivative.exercise_date: One-fourth of the shares subject to the option vest on May 3, 2022 and 1/48th of the shares vest monthly thereafter.

SEC source: 0001209191-21-030336 · doc4.xml · derivative · entry 1

Pinto Shelly · CIK 0001857740 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2030-05-03

F1 · derivative.exercise_date: One-fourth of the shares subject to the option vest on May 3, 2022 and 1/48th of the shares vest monthly thereafter.