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Nasdaq · USD

ALXO

ALX ONCOLOGY HOLDINGS INC

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Tapewire entity
6040
SEC CIK
0001810182
Parsed reports
213

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202611
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 12 $32.16 $385.92
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 16

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 291,758

F3 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 10, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 88 $32.16 $2,830.08
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 15

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,139,914

F2 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 10, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 2,172 $31.55 $68,526.60
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 14

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 291,770

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 10, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 15,942 $31.55 $502,970.10
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 13

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,140,002

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 10, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 967 $30.77 $29,754.59
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 12

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 293,942

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 7,093 $30.77 $218,251.61
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 11

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,155,944

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 1,911 $32.73 $62,547.03
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 10

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures (A), L.P.

Disclosed balance after: 294,909

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 14,028 $32.73 $459,136.44
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 9

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures, L.P.

Disclosed balance after: 2,163,037

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 5,751 $32.06 $184,377.06
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 8

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures (A), L.P.

Disclosed balance after: 296,820

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 42,203 $32.06 $1,353,028.18
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 7

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures, L.P.

Disclosed balance after: 2,177,065

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 1,560 $31.08 $48,484.80
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 6

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures (A), L.P.

Disclosed balance after: 302,571

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 11,452 $31.08 $355,928.16
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 5

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures, L.P.

Disclosed balance after: 2,219,268

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 1,911 $32.73 $62,547.03
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 10

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 294,909

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 14,028 $32.73 $459,136.44
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 9

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,163,037

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 5,751 $32.06 $184,377.06
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 8

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 296,820

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 42,203 $32.06 $1,353,028.18
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 7

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,177,065

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 1,560 $31.08 $48,484.80
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 6

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 302,571

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 11,452 $31.08 $355,928.16
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 5

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,219,268

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 208 $33.80 $7,030.40
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 4

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures (A), L.P.

Disclosed balance after: 304,131

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 1,531 $33.80 $51,747.80
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 3

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures, L.P.

Disclosed balance after: 2,230,720

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 4,883 $33.23 $162,262.09
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 2

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures (A), L.P.

Disclosed balance after: 304,339

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 19:51 UTC
George Jean10% owner
SaleCommon Stock 35,836 $33.23 $1,190,830.28
Disclosure

SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 1

LSV Associates, LLC · CIK 0001643828 · 10% owner

Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner

Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner

LSV Associates II, LLC · CIK 0001818388 · 10% owner

Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner

Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner

Carusi Michael A · CIK 0001306506 · 10% owner

George Jean · CIK 0001291804 · 10% owner

Plain Henry A JR · CIK 0001384286 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightstone Ventures, L.P.

Disclosed balance after: 2,232,251

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 208 $33.80 $7,030.40
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 4

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 304,131

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 1,531 $33.80 $51,747.80
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 3

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,230,720

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 4,883 $33.23 $162,262.09
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 2

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 304,339

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 11, 2021 02:22 UTC
Lettmann JasonDirector · 10% owner
SaleCommon Stock 35,836 $33.23 $1,190,830.28
Disclosure

SEC source: 0001209191-21-069154 · doc4.xml · nonDerivative · entry 1

Lettmann Jason · CIK 0001688269 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,232,251

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:29 UTC
Randolph SophiaDirector · Chief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001209191-21-066436 · doc4.xml · derivative · entry 3

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,906

Underlying: Common Stock · 30,000 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on April 9, 2020.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:29 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 14,884 $36.77 $547,314.45
Disclosure

SEC source: 0001209191-21-066436 · doc4.xml · nonDerivative · entry 2

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,544

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.54 to $37.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:29 UTC
Randolph SophiaDirector · Chief Medical Officer
Exercise / conversionCommon Stock 30,000 $4.08 $122,400.00
Disclosure

SEC source: 0001209191-21-066436 · doc4.xml · nonDerivative · entry 1

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 19:10 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 2,229 $55.12 $122,866.49
Disclosure

SEC source: 0001209191-21-061198 · doc4.xml · nonDerivative · entry 2

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,598

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.74 to $55.66, inclusive.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 19:10 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 14,471 $54.17 $783,847.76
Disclosure

SEC source: 0001209191-21-061198 · doc4.xml · nonDerivative · entry 1

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,827

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.70 to $54.65,inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 19:09 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 2,229 $55.12 $122,866.49
Disclosure

SEC source: 0001209191-21-061195 · doc4.xml · nonDerivative · entry 2

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,598

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.74 to $55.66, inclusive.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 19:09 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 14,471 $54.17 $783,847.76
Disclosure

SEC source: 0001209191-21-061195 · doc4.xml · nonDerivative · entry 1

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,827

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.70 to $54.65,inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:28 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,229 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001209191-21-060910 · doc4.xml · derivative · entry 8

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,468

Underlying: Common Stock · 7,229 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on March 9, 2021 and 1/36th of the remaining shares vest monthly thereafter.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:28 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 189 $59.06 $11,163.21
Disclosure

SEC source: 0001209191-21-060910 · doc4.xml · nonDerivative · entry 7

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.96 to $59.23, inclusive.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:28 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 438 $58.30 $25,536.63
Disclosure

SEC source: 0001209191-21-060910 · doc4.xml · nonDerivative · entry 6

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.86 to $58.85, inclusive.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:28 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 411 $57.54 $23,647.62
Disclosure

SEC source: 0001209191-21-060910 · doc4.xml · nonDerivative · entry 5

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.86 to $57.845, inclusive.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:28 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 1,437 $56.09 $80,603.34
Disclosure

SEC source: 0001209191-21-060910 · doc4.xml · nonDerivative · entry 4

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,369

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.73 to $56.62, inclusive.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:28 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 1,903 $55.15 $104,958.06
Disclosure

SEC source: 0001209191-21-060910 · doc4.xml · nonDerivative · entry 3

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,806

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.73 to $55.70, inclusive.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:28 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 2,851 $54.33 $154,884.28
Disclosure

SEC source: 0001209191-21-060910 · doc4.xml · nonDerivative · entry 2

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,709

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.73 to $54.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:28 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionCommon Stock 7,229 $4.08 $29,494.32
Disclosure

SEC source: 0001209191-21-060910 · doc4.xml · nonDerivative · entry 1

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 16:29 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 2,439 $61.36 $149,645.58
Disclosure

SEC source: 0001209191-21-060229 · doc4.xml · nonDerivative · entry 2

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,428

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.11 to $61.78, inclusive.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 16:29 UTC
Randolph SophiaDirector · Chief Medical Officer
SaleCommon Stock 4,948 $60.79 $300,776.06
Disclosure

SEC source: 0001209191-21-060229 · doc4.xml · nonDerivative · entry 1

Randolph Sophia · CIK 0001817127 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,867

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.11 to $61.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 16:17 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 235 $76.46 $17,968.71
Disclosure

SEC source: 0001209191-21-057033 · doc4.xml · nonDerivative · entry 4

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,298

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.14 to $76.60, inclusive.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 16:17 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 1,714 $75.46 $129,336.04
Disclosure

SEC source: 0001209191-21-057033 · doc4.xml · nonDerivative · entry 3

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,533

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.13 to $76.12, inclusive.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 16:17 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 10,322 $74.42 $768,153.95
Disclosure

SEC source: 0001209191-21-057033 · doc4.xml · nonDerivative · entry 2

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,247

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.11 to $75.105, inclusive.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 16:17 UTC
Pons JaumeDirector · President & CEO
SaleCommon Stock 4,429 $73.78 $326,753.90
Disclosure

SEC source: 0001209191-21-057033 · doc4.xml · nonDerivative · entry 1

Pons Jaume · CIK 0001816977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,569

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.11 to $74.105, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,345 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · derivative · entry 10

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,697

Underlying: Common Stock · 11,345 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on March 9, 2021 and 1/36th of the remaining shares vest monthly thereafter.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 1,100 $81.19 $89,309.00
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · nonDerivative · entry 8

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:45 UTC
GARCIA PETER SChief Financial Officer
SaleCommon Stock 273 $80.22 $21,901.15
Disclosure

SEC source: 0001209191-21-056787 · doc4.xml · nonDerivative · entry 7

GARCIA PETER S · CIK 0001188956 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,431

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.05 to $80.51, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.