organization · Reporting owner

Lightstone Ventures, L.P.

Disclosed activity across 2 companies

Tapewire entity: 132356
SEC CIK: 0001572522

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALX ONCOLOGY HOLDINGS INCALXO · Entity 6040	10% owner	December 13, 2021	December 15, 2021
Disc Medicine, Inc.GMTX · Entity 2273	10% owner	February 05, 2021	February 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALX ONCOLOGY HOLDINGS INC

Report date December 13, 2021 · Filed December 15, 2021

Jointly reported with LSV Associates, LLC, Lightstone Ventures (A), L.P., LSV Associates II, LLC, Lightstone Ventures II, L.P., Lightstone Ventures II (A), L.P., Carusi Michael A, George Jean, Plain Henry A JR

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Lightstone Ventures, L.P.	2,097,326	Last balance in matching sequence After 2021-12-13 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 6 source rows Row 1 · 2021-12-13 · Sale · Disposed 11,945 · Balance 2,127,969 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 3 · 2021-12-13 · Sale · Disposed 17,169 · Balance 2,110,800 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 5 · 2021-12-13 · Sale · Disposed 9,509 · Balance 2,101,291 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 7 · 2021-12-13 · Sale · Disposed 2,196 · Balance 2,099,095 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 9 · 2021-12-13 · Sale · Disposed 1,329 · Balance 2,097,766 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 11 · 2021-12-13 · Sale · Disposed 440 · Balance 2,097,326 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Lightstone Ventures (A), L.P.	285,956	Last balance in matching sequence After 2021-12-13 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 6 source rows Row 2 · 2021-12-13 · Sale · Disposed 1,627 · Balance 290,131 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 4 · 2021-12-13 · Sale · Disposed 2,339 · Balance 287,792 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 6 · 2021-12-13 · Sale · Disposed 1,296 · Balance 286,496 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 8 · 2021-12-13 · Sale · Disposed 299 · Balance 286,197 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 10 · 2021-12-13 · Sale · Disposed 181 · Balance 286,016 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Row 12 · 2021-12-13 · Sale · Disposed 60 · Balance 285,956 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Lightstone Ventures II, L.P.	2,023,469	Reported balance Holding disclosure · report date 2021-12-13 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 2,023,469 F9: Shares are held directly by Lightstone Ventures II, L.P. ("LV II LP"). LSV Associates II, LLC (LSV Associates II), is the general partner of LV II LP and may be deemed to beneficially own the shares held by LV II LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.
Common StockSEC Table I · non-derivative	IndirectBy Lightstone Ventures II (A), L.P.	120,212	Reported balance Holding disclosure · report date 2021-12-13 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 120,212 F10: Shares are held directly by Lightstone Ventures II (A), L.P. ("LV II(A) LP"). LSV Associates II, is the general partner of LV II(A) LP and may be deemed to beneficially own the shares held by LV II(A) LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II(A) LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

F3: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: Shares are held directly by Lightstone Ventures II, L.P. ("LV II LP"). LSV Associates II, LLC (LSV Associates II), is the general partner of LV II LP and may be deemed to beneficially own the shares held by LV II LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.

F10: Shares are held directly by Lightstone Ventures II (A), L.P. ("LV II(A) LP"). LSV Associates II, is the general partner of LV II(A) LP and may be deemed to beneficially own the shares held by LV II(A) LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II(A) LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.

Disc Medicine, Inc.

Report date February 05, 2021 · Filed February 16, 2021

Jointly reported with LSV Associates, LLC, Lightstone Ventures (A), L.P., Lightstone Singapore, L.P., Lightstone Singapore Associates, LLC, Carusi Michael A, Plain Henry A JR

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,796,868	Reported balance Holding disclosure · report date 2021-02-05 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,796,868 F1: These shares are held by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC ("LSV Associates") is the general partner of LV LP. As the individual managing directors of LSV Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV LP. Each of LSV Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	381,040	Reported balance Holding disclosure · report date 2021-02-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 381,040 F2: These shares are held by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP. As the individual managing directors of LSV Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV(A) LP. Each of LSV Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	1,658,198	Reported balance Holding disclosure · report date 2021-02-05 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,658,198 F3: These shares are held by Lightstone Singapore, L.P. ("LV Singapore"), Lightstone Singapore Associates, LLC ("Lightstone Singapore Associates") is the general partner of LV Singapore. As the individual managing directors of Lightstone Singapore Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV Singapore. Each of Lightstone Singapore Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC ("LSV Associates") is the general partner of LV LP. As the individual managing directors of LSV Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV LP. Each of LSV Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.

F2: These shares are held by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP. As the individual managing directors of LSV Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV(A) LP. Each of LSV Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.

F3: These shares are held by Lightstone Singapore, L.P. ("LV Singapore"), Lightstone Singapore Associates, LLC ("Lightstone Singapore Associates") is the general partner of LV Singapore. As the individual managing directors of Lightstone Singapore Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV Singapore. Each of Lightstone Singapore Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	60	$30.23	$1,813.80	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 12 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 285,956 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	440	$30.23	$13,301.20	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 11 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,097,326 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	181	$29.60	$5,357.60	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 10 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 286,016 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	1,329	$29.60	$39,338.40	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 9 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,097,766 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	299	$28.37	$8,482.63	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 8 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 286,197 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	2,196	$28.37	$62,300.52	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 7 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,099,095 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	1,296	$27.49	$35,627.04	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 6 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 286,496 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	9,509	$27.49	$261,402.41	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 5 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,101,291 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	2,339	$26.48	$61,936.72	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 4 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 287,792 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	17,169	$26.48	$454,635.12	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 3 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,110,800 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	1,627	$25.29	$41,146.83	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 2 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 290,131 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:03 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	11,945	$25.29	$302,089.05	Disclosure SEC source: 0001209191-21-069867 · doc4.xml · nonDerivative · entry 1 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,127,969 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 10, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	12	$32.16	$385.92	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 16 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 291,758 F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 10, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	88	$32.16	$2,830.08	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 15 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,139,914 F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 10, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	2,172	$31.55	$68,526.60	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 14 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 291,770 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 10, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	15,942	$31.55	$502,970.10	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 13 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,140,002 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 10, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	967	$30.77	$29,754.59	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 12 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 293,942 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 10, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	7,093	$30.77	$218,251.61	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 11 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,155,944 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	1,911	$32.73	$62,547.03	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 10 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 294,909 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	14,028	$32.73	$459,136.44	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 9 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,163,037 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	5,751	$32.06	$184,377.06	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 8 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 296,820 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	42,203	$32.06	$1,353,028.18	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 7 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,177,065 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	1,560	$31.08	$48,484.80	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 6 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 302,571 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 09, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	11,452	$31.08	$355,928.16	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 5 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,219,268 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 08, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	208	$33.80	$7,030.40	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 4 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 304,131 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 08, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	1,531	$33.80	$51,747.80	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 3 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,230,720 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 08, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	4,883	$33.23	$162,262.09	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 2 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures (A), L.P. Disclosed balance after: 304,339 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
December 08, 2021 Filed Dec 10, 2021 19:51 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	SaleCommon Stock	35,836	$33.23	$1,190,830.28	Disclosure SEC source: 0001209191-21-069135 · doc4.xml · nonDerivative · entry 1 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightstone Ventures, L.P. Disclosed balance after: 2,232,251 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries C Convertible Preferred Stock · Derivative	38,660	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 18 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 38,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F10 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II(A) LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV(A) II LP, and Mr. Carusi, Ms. George, Mr. Plain and Mr. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries C Convertible Preferred Stock · Derivative	664,660	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 17 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 664,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F8 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, and Mr. Carusi, Ms. George, Mr. Plain and Jason W. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries C Convertible Preferred Stock · Derivative	18,705	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 16 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 18,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F7 · ownership.nature: The shares are held of record by Lightstone Ventures (A), LP (LV(A) LP). LSV Associates, the General Partner of LV(A) LP, and Mr. Carusi, Ms. George and Mr. Plain, the individual managing directors of LSV Associates, share voting and dispositive power with respect to the shares held of record by LV(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries C Convertible Preferred Stock · Derivative	137,286	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 15 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 137,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F5 · ownership.nature: The shares are held of record by Lightstone Ventures, LP (LV LP). LSV Associates, LLC (LSV Associates), the General Partner of LV LP, and Michael A. Carusi, Jean M. George and Henry A. Plain, Jr., the individual managing directors of LSV Associates, share voting and dispositive power with respect to the shares held of record by LV LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries B Convertible Preferred Stock · Derivative	11,110	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 14 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 11,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F10 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II(A) LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV(A) II LP, and Mr. Carusi, Ms. George, Mr. Plain and Mr. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries B Convertible Preferred Stock · Derivative	150,801	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 13 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 150,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, and Mr. Carusi, Ms. George, Mr. Plain and Jason W. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries B Convertible Preferred Stock · Derivative	8,175	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 12 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 8,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by Lightstone Ventures (A), LP (LV(A) LP). LSV Associates, the General Partner of LV(A) LP, and Mr. Carusi, Ms. George and Mr. Plain, the individual managing directors of LSV Associates, share voting and dispositive power with respect to the shares held of record by LV(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries B Convertible Preferred Stock · Derivative	59,998	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 11 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 59,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by Lightstone Ventures, LP (LV LP). LSV Associates, LLC (LSV Associates), the General Partner of LV LP, and Michael A. Carusi, Jean M. George and Henry A. Plain, Jr., the individual managing directors of LSV Associates, share voting and dispositive power with respect to the shares held of record by LV LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries A Convertible Preferred Stock · Derivative	39,758	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 10 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 39,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F10 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II(A) LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV(A) II LP, and Mr. Carusi, Ms. George, Mr. Plain and Mr. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries A Convertible Preferred Stock · Derivative	683,523	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 9 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 683,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, and Mr. Carusi, Ms. George, Mr. Plain and Jason W. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries A Convertible Preferred Stock · Derivative	222,752	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 8 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 222,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by Lightstone Ventures (A), LP (LV(A) LP). LSV Associates, the General Partner of LV(A) LP, and Mr. Carusi, Ms. George and Mr. Plain, the individual managing directors of LSV Associates, share voting and dispositive power with respect to the shares held of record by LV(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionSeries A Convertible Preferred Stock · Derivative	1,633,743	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · derivative · entry 7 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,633,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by Lightstone Ventures, LP (LV LP). LSV Associates, LLC (LSV Associates), the General Partner of LV LP, and Michael A. Carusi, Jean M. George and Henry A. Plain, Jr., the individual managing directors of LSV Associates, share voting and dispositive power with respect to the shares held of record by LV LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionCommon Stock	111,528	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · nonDerivative · entry 6 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 120,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F11 · balance_after: Includes 8,684 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F10 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II(A) LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV(A) II LP, and Mr. Carusi, Ms. George, Mr. Plain and Mr. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	PurchaseCommon Stock	22,000	$19.00	$418,000.00	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · nonDerivative · entry 5 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,000 F10 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II(A) LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV(A) II LP, and Mr. Carusi, Ms. George, Mr. Plain and Mr. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionCommon Stock	1,498,984	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · nonDerivative · entry 4 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,023,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F9 · balance_after: Includes 146,485 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F8 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, and Mr. Carusi, Ms. George, Mr. Plain and Jason W. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	PurchaseCommon Stock	378,000	$19.00	$7,182,000.00	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · nonDerivative · entry 3 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 378,000 F8 · ownership.nature: The shares are held of record by Lightstone Ventures II, LP (LV II LP). LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, and Mr. Carusi, Ms. George, Mr. Plain and Jason W. Lettmann, as the individual managing directors of LSV Associates II, share voting and dispositive power with respect to the shares held of record by LV II LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionCommon Stock	249,632	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · nonDerivative · entry 2 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 309,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F6 · balance_after: Includes 59,590 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F7 · ownership.nature: The shares are held of record by Lightstone Ventures (A), LP (LV(A) LP). LSV Associates, the General Partner of LV(A) LP, and Mr. Carusi, Ms. George and Mr. Plain, the individual managing directors of LSV Associates, share voting and dispositive power with respect to the shares held of record by LV(A) LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Read SEC document
July 21, 2020 Filed Jul 22, 2020 16:18 UTC	ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040	ConversionCommon Stock	1,831,027	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020030 · doc4.xml · nonDerivative · entry 1 LSV Associates, LLC · CIK 0001643828 · 10% owner Lightstone Ventures, L.P. · CIK 0001572522 · 10% owner Lightstone Ventures (A), L.P. · CIK 0001572523 · 10% owner Lightstone Ventures II, L.P. · CIK 0001699565 · 10% owner Lightstone Ventures II (A), L.P. · CIK 0001706610 · 10% owner LSV Associates II, LLC · CIK 0001818388 · 10% owner Carusi Michael A · CIK 0001306506 · 10% owner George Jean · CIK 0001291804 · 10% owner Plain Henry A JR · CIK 0001384286 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,268,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date F4 · balance_after: Includes 437,060 shares of Common Stock issued as payment of accrued dividends upon conversion of the preferred stock on July 21, 2020. F5 · ownership.nature: The shares are held of record by Lightstone Ventures, LP (LV LP). LSV Associates, LLC (LSV Associates), the General Partner of LV LP, and Michael A. Carusi, Jean M. George and Henry A. Plain, Jr., the individual managing directors of LSV Associates, share voting and dispositive power with respect to the shares held of record by LV LP, but each disclaims beneficial ownership of such shares except to the extent of his, her or its individual pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.