ALV

SEC source: 0000899243-19-016164 · doc4.xml · derivative · entry 1

Vasa Sherry · CIK 0001745184 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278.6279

Underlying: Common Stock · 2.578 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-016161 · doc4.xml · derivative · entry 4

Bratt Mikael · CIK 0001673834 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788.4822

Underlying: Common Stock · 16.5477 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-19-016161 · doc4.xml · derivative · entry 3

Bratt Mikael · CIK 0001673834 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,919.1071

Underlying: Common Stock · 17.7563 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-19-016161 · doc4.xml · derivative · entry 2

Bratt Mikael · CIK 0001673834 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901.637

Underlying: Common Stock · 8.3423 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-016161 · doc4.xml · derivative · entry 1

Bratt Mikael · CIK 0001673834 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306.7203

Underlying: Common Stock · 12.0902 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-016157 · doc4.xml · derivative · entry 4

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257.3868

Underlying: Common Stock · 2.3814 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-19-016157 · doc4.xml · derivative · entry 3

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409.3508

Underlying: Common Stock · 3.7875 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-19-016157 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192.2533

Underlying: Common Stock · 1.7788 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-016157 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278.6279

Underlying: Common Stock · 2.578 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-016146 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607.8766

Underlying: Common Stock · 14.8766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-016143 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607.8766

Underlying: Common Stock · 14.8766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-016140 · doc4.xml · derivative · entry 1

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607.8766

Underlying: Common Stock · 14.8766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-016134 · doc4.xml · derivative · entry 4

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613.178

Underlying: Common Stock · 24.178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-016134 · doc4.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327.4297

Underlying: Common Stock · 49.2912 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-19-016134 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406.2502

Underlying: Common Stock · 22.2635 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-016134 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,487.3191

Underlying: Common Stock · 32.2659 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-016138 · doc4.xml · derivative · entry 1

Liu Min · CIK 0001777074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607.8766

Underlying: Common Stock · 14.8766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-016130 · doc4.xml · derivative · entry 1

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607.8766

Underlying: Common Stock · 14.8766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012726 · doc4.xml · derivative · entry 2

Bratt Mikael · CIK 0001673834 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 233 shares

Expires 2016-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

SEC source: 0000899243-19-012726 · doc4.xml · nonDerivative · entry 1

Bratt Mikael · CIK 0001673834 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-012778 · doc4.xml · derivative · entry 4

RINGLER JAMES M · CIK 0001009139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F6 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F7 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F7 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012778 · doc4.xml · derivative · entry 3

RINGLER JAMES M · CIK 0001009139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F5 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012778 · doc4.xml · nonDerivative · entry 1

RINGLER JAMES M · CIK 0001009139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-012780 · doc4.xml · derivative · entry 5

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F6 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F7 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F7 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012780 · doc4.xml · derivative · entry 4

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F5 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012780 · doc4.xml · nonDerivative · entry 2

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

SEC source: 0000899243-19-012780 · doc4.xml · nonDerivative · entry 1

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-012788 · doc4.xml · derivative · entry 4

Senko Thaddeus · CIK 0001733318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F6 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F7 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F7 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012788 · doc4.xml · derivative · entry 3

Senko Thaddeus · CIK 0001733318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F5 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012788 · doc4.xml · nonDerivative · entry 1

Senko Thaddeus · CIK 0001733318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-012784 · doc4.xml · derivative · entry 6

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F6 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F8 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F8 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012784 · doc4.xml · derivative · entry 5

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F5 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012784 · doc4.xml · nonDerivative · entry 2

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,244

SEC source: 0000899243-19-012784 · doc4.xml · nonDerivative · entry 1

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-012786 · doc4.xml · derivative · entry 5

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F6 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F7 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F7 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012786 · doc4.xml · derivative · entry 4

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F5 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012786 · doc4.xml · nonDerivative · entry 2

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

SEC source: 0000899243-19-012786 · doc4.xml · nonDerivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-012783 · doc4.xml · derivative · entry 4

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F6 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F7 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F7 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012783 · doc4.xml · derivative · entry 3

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F5 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012783 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-012767 · doc4.xml · derivative · entry 4

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,589

Underlying: Common Stock · 2,589 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012767 · doc4.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,633.4265 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on July 2, 2018 as payment of one-half of the pro-rated 2018-2019 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012767 · doc4.xml · nonDerivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,770

SEC source: 0000899243-19-012767 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on July 2, 2018 as payment of one-half of the pro-rated 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-012768 · doc4.xml · derivative · entry 4

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012768 · doc4.xml · derivative · entry 3

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012768 · doc4.xml · nonDerivative · entry 2

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627

SEC source: 0000899243-19-012768 · doc4.xml · nonDerivative · entry 1

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-006782 · doc4.xml · derivative · entry 1

Johansson Hasse · CIK 0001733321 · Director

JOHANSSON LEIF · CIK 0001224838 · Director

KEPLER DAVID E · CIK 0001183686 · Director

Kortuem Franz-Josef · CIK 0001603600 · Director

Liu Xiaozhi · CIK 0001533996 · Director

RINGLER JAMES M · CIK 0001009139 · Director

Senko Thaddeus · CIK 0001733318 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623.2953

Underlying: Common Stock · 4.9016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.