ALV

SEC source: 0000899243-20-012507 · doc4.xml · derivative · entry 3

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,649.5879 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-20-012507 · doc4.xml · nonDerivative · entry 1

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

SEC source: 0000899243-20-012506 · doc4.xml · derivative · entry 3

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415

Underlying: Common Stock · 2,415 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2020-2021 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

SEC source: 0000899243-20-012506 · doc4.xml · derivative · entry 2

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,649.5879 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-20-012506 · doc4.xml · nonDerivative · entry 1

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

SEC source: 0000899243-20-012502 · doc4.xml · derivative · entry 3

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415

Underlying: Common Stock · 2,415 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2020-2021 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

SEC source: 0000899243-20-012502 · doc4.xml · derivative · entry 2

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,649.5879 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-20-012502 · doc4.xml · nonDerivative · entry 1

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

SEC source: 0000899243-20-012500 · doc4.xml · derivative · entry 3

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415

Underlying: Common Stock · 2,415 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2020-2021 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

SEC source: 0000899243-20-012500 · doc4.xml · derivative · entry 2

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,649.5879 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-20-012500 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

SEC source: 0000899243-20-007366 · doc4.xml · derivative · entry 1

RINGLER JAMES M · CIK 0001009139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007373 · doc4.xml · derivative · entry 1

Senko Thaddeus · CIK 0001733318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007372 · doc4.xml · derivative · entry 1

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007371 · doc4.xml · derivative · entry 1

Johansson Hasse · CIK 0001733321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007368 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680.9687

Underlying: Common Stock · 26.0451 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007368 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,465.633

Underlying: Common Stock · 53.0977 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-20-007363 · doc4.xml · derivative · entry 1

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007365 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007360 · doc4.xml · derivative · entry 1

Liu Min · CIK 0001777074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007359 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-20-007571 · doc4.xml · derivative · entry 3

MURRAY BRAD · CIK 0001057383 · President, Autoliv Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658.3962

Underlying: Common Stock · 6.3962 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

SEC source: 0000899243-20-007571 · doc4.xml · derivative · entry 2

MURRAY BRAD · CIK 0001057383 · President, Autoliv Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666.944

Underlying: Common Stock · 6.4792 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-20-007571 · doc4.xml · derivative · entry 1

MURRAY BRAD · CIK 0001057383 · President, Autoliv Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750.3768

Underlying: Common Stock · 7.2898 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-20-007564 · doc4.xml · derivative · entry 4

Jarlegren Magnus · CIK 0001785851 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576.6016

Underlying: Common Stock · 5.6016 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007564 · doc4.xml · derivative · entry 3

Jarlegren Magnus · CIK 0001785851 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063.9017

Underlying: Common Stock · 10.3356 shares

Expires 2022-08-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007564 · doc4.xml · derivative · entry 2

Jarlegren Magnus · CIK 0001785851 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517.368

Underlying: Common Stock · 14.741 shares

Expires 2021-08-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007564 · doc4.xml · derivative · entry 1

Jarlegren Magnus · CIK 0001785851 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517.368

Underlying: Common Stock · 14.741 shares

Expires 2020-08-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007574 · doc4.xml · derivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988.6041

Underlying: Common Stock · 9.6041 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

SEC source: 0000899243-20-007574 · doc4.xml · derivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666.944

Underlying: Common Stock · 6.4792 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-20-007574 · doc4.xml · derivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663.0712

Underlying: Common Stock · 6.4416 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-20-007573 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576.6016

Underlying: Common Stock · 5.6016 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

SEC source: 0000899243-20-007573 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583.4455

Underlying: Common Stock · 5.6681 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-20-007573 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432.7649

Underlying: Common Stock · 4.2042 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-20-007572 · doc4.xml · derivative · entry 4

Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658.3962

Underlying: Common Stock · 6.3962 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007572 · doc4.xml · derivative · entry 3

Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992.001

Underlying: Common Stock · 9.6371 shares

Expires 2022-09-01

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007572 · doc4.xml · derivative · entry 2

Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,974.9855

Underlying: Common Stock · 28.9015 shares

Expires 2021-09-01

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007572 · doc4.xml · derivative · entry 1

Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,974.9855

Underlying: Common Stock · 28.9015 shares

Expires 2020-09-01

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007569 · doc4.xml · derivative · entry 3

Mogefors Svante · CIK 0001321564 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876.5152

Underlying: Common Stock · 8.5152 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

SEC source: 0000899243-20-007569 · doc4.xml · derivative · entry 2

Mogefors Svante · CIK 0001321564 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887.1712

Underlying: Common Stock · 8.6187 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-20-007569 · doc4.xml · derivative · entry 1

Mogefors Svante · CIK 0001321564 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410.4374

Underlying: Common Stock · 13.7021 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-20-007568 · doc4.xml · derivative · entry 2

Swahn Christian · CIK 0001786895 · EVP, Supply Chain Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576.6016

Underlying: Common Stock · 5.6016 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007568 · doc4.xml · derivative · entry 1

Swahn Christian · CIK 0001786895 · EVP, Supply Chain Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867.8737

Underlying: Common Stock · 8.4312 shares

Expires 2022-09-01

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-20-007566 · doc4.xml · derivative · entry 3

Vasa Sherry · CIK 0001745184 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576.6016

Underlying: Common Stock · 5.6016 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

SEC source: 0000899243-20-007566 · doc4.xml · derivative · entry 2

Vasa Sherry · CIK 0001745184 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583.4455

Underlying: Common Stock · 5.6681 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-20-007566 · doc4.xml · derivative · entry 1

Vasa Sherry · CIK 0001745184 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419.9701

Underlying: Common Stock · 4.0799 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-20-007565 · doc4.xml · derivative · entry 3

Lombarte Jordi · CIK 0001745190 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658.3962

Underlying: Common Stock · 6.3962 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

SEC source: 0000899243-20-007565 · doc4.xml · derivative · entry 2

Lombarte Jordi · CIK 0001745190 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666.944

Underlying: Common Stock · 6.4792 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-20-007565 · doc4.xml · derivative · entry 1

Lombarte Jordi · CIK 0001745190 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477.1704

Underlying: Common Stock · 4.6356 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-20-007562 · doc4.xml · derivative · entry 3

Bratt Mikael · CIK 0001673834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,186.2389

Underlying: Common Stock · 21.2389 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.