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GARCEAU DANIEL

Disclosed activity across 1 company

Tapewire entity
149110
SEC CIK
0001745248

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOLIV INCALV · Entity 3593President, Autoliv AmericasMay 18, 2020May 19, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOLIV INC

Report date May 18, 2020 · Filed May 19, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect68 Reported balance After 2020-05-18 transaction · row 1
1 source row

Row 1 · 2020-05-18 · Sale · Disposed 752 · Balance 68

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 19, 2020 10:05 UTC AUTOLIV INC ALV · Entity 3593 SaleCommon Stock 752 $61.08 $45,932.16
Disclosure

SEC source: 0000899243-20-013513 · doc4.xml · nonDerivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68

Read SEC document
March 05, 2020 Filed Mar 9, 2020 10:19 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 9.6041 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007574 · doc4.xml · derivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988.6041

Underlying: Common Stock · 9.6041 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2020.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 10:19 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 6.4792 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007574 · doc4.xml · derivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666.944

Underlying: Common Stock · 6.4792 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 10:19 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 6.4416 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007574 · doc4.xml · derivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663.0712

Underlying: Common Stock · 6.4416 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 16:36 UTC AUTOLIV INC ALV · Entity 3593 SaleCommon Stock 125 $74.63 $9,328.75
Disclosure

SEC source: 0000899243-20-005429 · doc4.xml · nonDerivative · entry 4

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:36 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 979 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005429 · doc4.xml · derivative · entry 7

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

Underlying: Common Stock · 979 shares

Expires 2023-02-19

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:36 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 446.5685 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005429 · doc4.xml · derivative · entry 6

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 446.5685 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:36 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 308.1323 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005429 · doc4.xml · derivative · entry 5

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 308.1323 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:36 UTC AUTOLIV INC ALV · Entity 3593 Tax withholdingCommon Stock 257 $76.63 $19,693.91
Disclosure

SEC source: 0000899243-20-005429 · doc4.xml · nonDerivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:36 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 446 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005429 · doc4.xml · nonDerivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:36 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 308 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005429 · doc4.xml · nonDerivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 13:41 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.9509 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028752 · doc4.xml · derivative · entry 4

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660.4647

Underlying: Common Stock · 4.9509 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 13:41 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.9221 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028752 · doc4.xml · derivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656.6295

Underlying: Common Stock · 4.9221 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 13:41 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.3098 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028752 · doc4.xml · derivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308.1323

Underlying: Common Stock · 2.3098 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 13:41 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.3475 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028752 · doc4.xml · derivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446.5685

Underlying: Common Stock · 3.3475 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:42 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 5.4341 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022939 · doc4.xml · derivative · entry 4

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655.5138

Underlying: Common Stock · 5.4341 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:42 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 5.4026 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022939 · doc4.xml · derivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651.7074

Underlying: Common Stock · 5.4026 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:42 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.5352 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022939 · doc4.xml · derivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305.8225

Underlying: Common Stock · 2.5352 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:42 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.6742 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022939 · doc4.xml · derivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443.221

Underlying: Common Stock · 3.6742 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 13:27 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 6.0148 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016165 · doc4.xml · derivative · entry 4

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650.0797

Underlying: Common Stock · 6.0148 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 13:27 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 5.9798 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016165 · doc4.xml · derivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646.3048

Underlying: Common Stock · 5.9798 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 13:27 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.8061 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016165 · doc4.xml · derivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303.2873

Underlying: Common Stock · 2.8061 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 13:27 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.0668 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016165 · doc4.xml · derivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439.5467

Underlying: Common Stock · 4.0668 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:20 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 5.0649 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006819 · doc4.xml · derivative · entry 4

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644.0649

Underlying: Common Stock · 5.0649 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:20 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 5.0355 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006819 · doc4.xml · derivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640.325

Underlying: Common Stock · 5.0355 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:20 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.363 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006819 · doc4.xml · derivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300.4811

Underlying: Common Stock · 2.363 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:20 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.4246 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006819 · doc4.xml · derivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435.4799

Underlying: Common Stock · 3.4246 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 18:21 UTC AUTOLIV INC ALV · Entity 3593 SaleCommon Stock 140 $80.69 $11,296.60
Disclosure

SEC source: 0000899243-19-004208 · doc4.xml · nonDerivative · entry 4

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447

F1 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The broker aggregated all shares to be sold by all Autoliv, Inc. employees on such date and sold them in multiple blocks. The price in the table reflects the weighted average sale price of such block trades on such date. The potential range of prices for such transactions for the reporting person is $80.52 to $80.98. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

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February 18, 2019 Filed Feb 20, 2019 18:21 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 639 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004208 · doc4.xml · derivative · entry 7

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639

Underlying: Common Stock · 639 shares

Expires 2022-02-18

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

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February 15, 2019 Filed Feb 20, 2019 18:21 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 140.295 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004208 · doc4.xml · derivative · entry 6

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140.295 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.

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February 15, 2019 Filed Feb 20, 2019 18:21 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 576.6125 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004208 · doc4.xml · derivative · entry 5

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 576.6125 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

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February 15, 2019 Filed Feb 20, 2019 18:21 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004208 · doc4.xml · nonDerivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:21 UTC AUTOLIV INC ALV · Entity 3593 Tax withholdingCommon Stock 196 $78.23 $15,333.08
Disclosure

SEC source: 0000899243-19-004208 · doc4.xml · nonDerivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447

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February 15, 2019 Filed Feb 20, 2019 18:21 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 576 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004208 · doc4.xml · nonDerivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 17:27 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.7171 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030515 · doc4.xml · derivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635.2894

Underlying: Common Stock · 4.7171 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

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December 06, 2018 Filed Dec 10, 2018 17:27 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.2136 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030515 · doc4.xml · derivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298.1181

Underlying: Common Stock · 2.2136 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

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December 06, 2018 Filed Dec 10, 2018 17:27 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.2081 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030515 · doc4.xml · derivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432.0553

Underlying: Common Stock · 3.2081 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:40 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.527 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024117 · doc4.xml · derivative · entry 3

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630.5723

Underlying: Common Stock · 4.527 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F10 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 13, 2018.

F11 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F11 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

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September 06, 2018 Filed Sep 10, 2018 15:40 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.1244 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024117 · doc4.xml · derivative · entry 2

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295.9046

Underlying: Common Stock · 2.1244 shares

Expires 2020-02-19

F8 · security: RSUs received in connection with the Spin-Off Conversion and Adjustment of performance shares granted by ALV on February 19, 2017.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F9 · kind: Dividend equivalent rights accrued in the form of additional RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

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September 06, 2018 Filed Sep 10, 2018 15:40 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.0788 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024117 · doc4.xml · derivative · entry 1

GARCEAU DANIEL · CIK 0001745248 · President, Autoliv Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428.8472

Underlying: Common Stock · 3.0788 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 19, 2017.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.