Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 20:25 UTC |
Sneed James RVP, Supply & Trading
|
GrantCommon Stock | 18,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000601 · sneed_f4.xml · nonDerivative · entry 1 Sneed James R · CIK 0001366900 · VP, Supply & Trading 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,541 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:24 UTC |
Koehler PaulVP, Commodities & Corp Dev
|
GrantCommon Stock | 18,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000600 · pkoehler_f4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,304 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:24 UTC |
McGregor Bryon TChief Financial Officer
|
GrantCommon Stock | 25,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000599 · mcgregor_f4.xml · nonDerivative · entry 1 McGregor Bryon T · CIK 0001462858 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,300 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:23 UTC |
KOEHLER NEIL MDirector · President & CEO
|
GrantCommon Stock | 74,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000598 · koehler_f4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,969 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:23 UTC |
Kandris Michael DDirector · Chief Operating Officer
|
GrantCommon Stock | 25,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000597 · kandris_f4.xml · nonDerivative · entry 1 Kandris Michael D · CIK 0001442099 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,947 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:11 UTC |
Candlewood Investment Group, LP10% owner
|
OtherNon-Voting Common Stock · Derivative | 28,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000193 · edgar.xml · derivative · entry 9 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 28,844 shares Expires not disclosed F5 · derivative.exercise_price: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F1 · kind: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F1 · price: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F5 · derivative.exercise_date: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F5 · derivative.expiration_date: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F3 · ownership.nature: The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:11 UTC |
Candlewood Investment Group, LP10% owner
|
OtherNon-Voting Common Stock · Derivative | 115,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000193 · edgar.xml · derivative · entry 8 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 115,376 shares Expires not disclosed F5 · derivative.exercise_price: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F1 · kind: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F1 · price: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F5 · derivative.exercise_date: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F5 · derivative.expiration_date: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F3 · ownership.nature: The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:11 UTC |
Candlewood Investment Group, LP10% owner
|
OtherNon-Voting Common Stock · Derivative | 1,312,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000193 · edgar.xml · derivative · entry 7 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,417 Underlying: Common Stock · 1,312,160 shares Expires not disclosed F5 · derivative.exercise_price: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F1 · kind: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F1 · price: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F5 · derivative.exercise_date: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F5 · derivative.expiration_date: The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire. F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:11 UTC |
Candlewood Investment Group, LP10% owner
|
OtherCommon Stock | 29,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000193 · edgar.xml · nonDerivative · entry 3 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F1 · price: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F3 · ownership.nature: The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:11 UTC |
Candlewood Investment Group, LP10% owner
|
OtherCommon Stock | 118,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000193 · edgar.xml · nonDerivative · entry 2 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F1 · price: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F3 · ownership.nature: The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:11 UTC |
Candlewood Investment Group, LP10% owner
|
OtherCommon Stock | 2,007,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000193 · edgar.xml · nonDerivative · entry 1 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 58,784 F1 · kind: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F1 · price: On March 1, 2017, three private investment funds for which Candlewood Investment Group, LP serves as investment manager (the "Investment Manager") each distributed the Issuer's securities to its investors as part of a pro rata distribution. F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 00:43 UTC |
Layne Larry DDirector
|
SaleCommon Stock | 10,000 | $9.71 | $97,100.00 |
DisclosureSEC source: 0001683168-16-000966 · layne_frm4.xml · nonDerivative · entry 1 Layne Larry D · CIK 0001422122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,184 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.70 to $9.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:50 UTC |
Wright Christopher WVP, Gen. Counsel & Secy
|
SaleCommon Stock | 6,426 | $9.60 | $61,689.60 |
DisclosureSEC source: 0001683168-16-000944 · wright_f4.xml · nonDerivative · entry 1 Wright Christopher W · CIK 0001367703 · VP, Gen. Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,816 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:03 UTC |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 773 | $10.33 | $7,988.57 |
DisclosureSEC source: 0001012975-16-001623 · edgar.xml · nonDerivative · entry 8 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,734 F4 · price: The transactions were executed in multiple trades at prices ranging from $10.05 to $10.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F3 · ownership.nature: The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:03 UTC |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 3,094 | $10.33 | $31,974.94 |
DisclosureSEC source: 0001012975-16-001623 · edgar.xml · nonDerivative · entry 7 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 118,935 F4 · price: The transactions were executed in multiple trades at prices ranging from $10.05 to $10.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F3 · ownership.nature: The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:03 UTC |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 44,985 | $10.33 | $464,897.48 |
DisclosureSEC source: 0001012975-16-001623 · edgar.xml · nonDerivative · entry 6 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,056,549 F4 · price: The transactions were executed in multiple trades at prices ranging from $10.05 to $10.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:03 UTC |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 76,148 | $10.33 | $786,951.51 |
DisclosureSEC source: 0001012975-16-001623 · edgar.xml · nonDerivative · entry 5 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,970,221 F4 · price: The transactions were executed in multiple trades at prices ranging from $10.05 to $10.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:03 UTC |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 17,646 | $9.33 | $164,637.18 |
DisclosureSEC source: 0001012975-16-001623 · edgar.xml · nonDerivative · entry 4 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,507 F3 · ownership.nature: The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:03 UTC |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 70,585 | $9.33 | $658,558.05 |
DisclosureSEC source: 0001012975-16-001623 · edgar.xml · nonDerivative · entry 3 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 122,029 F3 · ownership.nature: The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:03 UTC |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 1,026,379 | $9.33 | $9,576,116.07 |
DisclosureSEC source: 0001012975-16-001623 · edgar.xml · nonDerivative · entry 2 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,101,534 F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:03 UTC |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 1,737,390 | $9.33 | $16,209,848.70 |
DisclosureSEC source: 0001012975-16-001623 · edgar.xml · nonDerivative · entry 1 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,046,369 F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Mar 3, 2017 20:38 UTC Amendment |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 1,016,352 | $9.33 | $9,482,564.16 |
DisclosureSEC source: 0001012975-17-000191 · edgar.xml · nonDerivative · entry 2 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,111,561 F3 · shares: This amendment is being filed to correct the amount of shares sold. As a result of a clerical error in the total number of shares reported, the original Form 4 inadvertently reported 1,737,390 (instead of 1,720,417) and 1,026,379 (instead of 1,016,352) shares sold by the Special Situations Fund and a private investment fund as described in footnote 2 (the "Private Fund"), respectively. After giving effect to all transactions on December 12, 2016, the Special Situations Fund and the Private Fund beneficially owned 3,987,194 and 2,066,576 shares, respectively. F3 · balance_after: This amendment is being filed to correct the amount of shares sold. As a result of a clerical error in the total number of shares reported, the original Form 4 inadvertently reported 1,737,390 (instead of 1,720,417) and 1,026,379 (instead of 1,016,352) shares sold by the Special Situations Fund and a private investment fund as described in footnote 2 (the "Private Fund"), respectively. After giving effect to all transactions on December 12, 2016, the Special Situations Fund and the Private Fund beneficially owned 3,987,194 and 2,066,576 shares, respectively. F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| December 12, 2016 Filed Mar 3, 2017 20:38 UTC Amendment |
Candlewood Investment Group, LP10% owner
|
SaleCommon Stock | 1,720,417 | $9.33 | $16,051,490.61 |
DisclosureSEC source: 0001012975-17-000191 · edgar.xml · nonDerivative · entry 1 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,063,342 F3 · shares: This amendment is being filed to correct the amount of shares sold. As a result of a clerical error in the total number of shares reported, the original Form 4 inadvertently reported 1,737,390 (instead of 1,720,417) and 1,026,379 (instead of 1,016,352) shares sold by the Special Situations Fund and a private investment fund as described in footnote 2 (the "Private Fund"), respectively. After giving effect to all transactions on December 12, 2016, the Special Situations Fund and the Private Fund beneficially owned 3,987,194 and 2,066,576 shares, respectively. F3 · balance_after: This amendment is being filed to correct the amount of shares sold. As a result of a clerical error in the total number of shares reported, the original Form 4 inadvertently reported 1,737,390 (instead of 1,720,417) and 1,026,379 (instead of 1,016,352) shares sold by the Special Situations Fund and a private investment fund as described in footnote 2 (the "Private Fund"), respectively. After giving effect to all transactions on December 12, 2016, the Special Situations Fund and the Private Fund beneficially owned 3,987,194 and 2,066,576 shares, respectively. F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,844 | $3.12 | $15,113.28 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 30 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456,324 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 33,396 | $3.13 | $104,529.48 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 29 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,168 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 401 | $3.14 | $1,257.14 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 28 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,494,564 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 27,527 | $3.14 | $86,434.78 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 27 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,494,965 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.15 | $314.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 26 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522,492 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 23,184 | $3.15 | $73,029.60 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 25 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522,592 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 500 | $3.16 | $1,577.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 24 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545,776 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 4,685 | $3.16 | $14,804.60 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 23 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546,276 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 6,634 | $3.17 | $21,029.78 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 22 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,961 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.18 | $317.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 21 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,595 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 10,350 | $3.18 | $32,913.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 20 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,695 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 19,300 | $3.19 | $61,567.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 19 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,045 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 100 | $3.20 | $319.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 18 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587,345 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 36,314 | $3.20 | $116,204.80 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 17 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587,445 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 300 | $3.21 | $961.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 16 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623,759 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 46,826 | $3.21 | $150,311.46 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 15 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,624,059 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 600 | $3.22 | $1,929.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,885 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 42,239 | $3.22 | $136,009.58 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,671,485 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 400 | $3.23 | $1,290.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,724 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 31,047 | $3.23 | $100,281.81 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,714,124 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 400 | $3.24 | $1,294.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745,171 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 30,400 | $3.24 | $98,496.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745,571 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 14,173 | $3.25 | $46,062.25 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775,971 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 500 | $3.26 | $1,627.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,790,144 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 10,708 | $3.26 | $34,908.08 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,790,644 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 1,550 | $3.27 | $5,068.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,801,352 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon Stock | 5,300 | $3.28 | $17,384.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802,902 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.