Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alto Ingredients, Inc.PEIX · Entity 5923 | Director | October 14, 2020 | October 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alto Ingredients, Inc.
Report date October 14, 2020 · Filed October 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 866,544 |
Reported balance
After 2020-10-14 transaction · row 1
1 source rowRow 1 · 2020-10-14 · Tax withholding · Disposed 55,155 · Balance 866,544 F1: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 14, 2020 Filed Oct 16, 2020 20:57 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | Tax withholdingCommon Stock | 55,155 | $9.55 | $526,730.25 |
DisclosureSEC source: 0001213900-20-031782 · ownership.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,544 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:03 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 33,789 | $3.36 | $113,531.04 |
DisclosureSEC source: 0001213900-20-024034 · ownership.xml · nonDerivative · entry 5 KOEHLER NEIL M · CIK 0001320697 · Director · Co-President & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,699 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:03 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 2 | $3.36 | $6.71 |
DisclosureSEC source: 0001213900-20-024034 · ownership.xml · nonDerivative · entry 4 KOEHLER NEIL M · CIK 0001320697 · Director · Co-President & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,910 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:03 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 9,216 | $3.35 | $30,873.60 |
DisclosureSEC source: 0001213900-20-024034 · ownership.xml · nonDerivative · entry 3 KOEHLER NEIL M · CIK 0001320697 · Director · Co-President & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,908 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:03 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 6,258 | $3.34 | $20,901.72 |
DisclosureSEC source: 0001213900-20-024034 · ownership.xml · nonDerivative · entry 2 KOEHLER NEIL M · CIK 0001320697 · Director · Co-President & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,692 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:03 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 735 | $3.30 | $2,425.50 |
DisclosureSEC source: 0001213900-20-024034 · ownership.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · Co-President & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,434 Read SEC document |
| June 11, 2020 Filed Jul 9, 2020 21:11 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 1,883 | $0.67 | $1,261.61 |
DisclosureSEC source: 0001213900-20-017105 · ownership.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · Co-President & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,699 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:06 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | Tax withholdingCommon Stock | 63,169 | $0.25 | $15,792.25 |
DisclosureSEC source: 0001213900-20-008542 · ownership.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,816 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| August 22, 2019 Filed Aug 22, 2019 23:41 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 100,000 | $0.57 | $57,000.00 |
DisclosureSEC source: 0001213900-19-016529 · ownership.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,985 Read SEC document |
| April 22, 2019 Filed Apr 25, 2019 01:48 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 167,000 | $1.12 | $187,040.00 |
DisclosureSEC source: 0001615774-19-006216 · s117645_form4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,985 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:15 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 138,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005418 · s110782_form4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,985 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:02 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | Tax withholdingCommon Stock | 25,224 | $3.00 | $75,672.00 |
DisclosureSEC source: 0001615774-18-002364 · s109544_form4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,097 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:04 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 30,000 | $3.20 | $95,895.00 |
DisclosureSEC source: 0001615774-18-001764 · s109290_form4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,321 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.195 to $3.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:25 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | Tax withholdingCommon Stock | 22,648 | $6.85 | $155,138.80 |
DisclosureSEC source: 0001683168-17-000791 · koehler_neil-f4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,321 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:23 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 74,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000598 · koehler_f4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,969 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.