Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alto Ingredients, Inc.PEIX · Entity 5923 | VP, Commodities & Corp Dev | July 13, 2020 | July 28, 2020 |
| TOWERSTREAM CORPTWER · Entity 166016 | Director | June 01, 2017 | August 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alto Ingredients, Inc.
Report date July 13, 2020 · Filed July 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 207,138 |
Reported balance
After 2020-07-13 transaction · row 1
1 source rowRow 1 · 2020-07-13 · Grant · Acquired 62,500 · Balance 207,138 |
TOWERSTREAM CORP
Report date June 01, 2017 · Filed August 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.16 · Expires 2027-05-31 | Direct | 115,833 |
Reported balance
After 2017-06-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-06-01 · Grant · Acquired 2,500 · Balance 115,833 F1: Options granted under the registrant's 2008 Non-Employee Directors Compensation Plan. The options vest monthly over a one year period commencing on the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Options granted under the registrant's 2008 Non-Employee Directors Compensation Plan. The options vest monthly over a one year period commencing on the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2020 Filed Jul 28, 2020 20:22 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-018884 · ownership.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,138 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:07 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | Tax withholdingCommon Stock | 15,019 | $0.25 | $3,754.75 |
DisclosureSEC source: 0001213900-20-008548 · ownership.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,638 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 22, 2019 Filed Apr 25, 2019 01:49 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 42,000 | $1.12 | $47,040.00 |
DisclosureSEC source: 0001615774-19-006220 · s117649_form4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,657 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:00 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | Tax withholdingCommon Stock | 5,662 | $0.95 | $5,378.90 |
DisclosureSEC source: 0001615774-19-005318 · s117229_form4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,657 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:11 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 34,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005410 · s110778_form4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,319 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:03 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | Tax withholdingCommon Stock | 7,092 | $3.00 | $21,276.00 |
DisclosureSEC source: 0001615774-18-002367 · s109546_form4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,597 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:06 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 6,500 | $3.20 | $20,800.00 |
DisclosureSEC source: 0001615774-18-001766 · s109291_form4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,689 Read SEC document |
| June 01, 2017 Filed Aug 9, 2017 20:38 UTC | TOWERSTREAM CORP TWER · Entity 166016 | GrantStock Option · Derivative | 2,500 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001437749-17-014321 · rdgdoc.xml · derivative · entry 1 Koehler Paul · CIK 0001397931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,833 Underlying: Common Stock · 2,500 shares Expires 2027-05-31 F1 · derivative.exercise_price: Options granted under the registrant's 2008 Non-Employee Directors Compensation Plan. The options vest monthly over a one year period commencing on the grant date. F1 · derivative.exercise_date: Options granted under the registrant's 2008 Non-Employee Directors Compensation Plan. The options vest monthly over a one year period commencing on the grant date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:25 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | Tax withholdingCommon Stock | 5,115 | $6.85 | $35,037.75 |
DisclosureSEC source: 0001683168-17-000793 · koehler_paul-f4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,189 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:24 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 18,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000600 · pkoehler_f4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,304 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.