Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 21:00 UTC |
Wright Christopher WVP, Gen. Counsel & Secy
|
Tax withholdingCommon Stock | 10,668 | $0.95 | $10,134.60 |
DisclosureSEC source: 0001615774-19-005319 · s117230_form4.xml · nonDerivative · entry 1 Wright Christopher W · CIK 0001367703 · VP, Gen. Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,827 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:19 UTC |
STONE TERRY LDirector
|
GrantCommon Stock | 32,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005428 · s110850_form4.xml · nonDerivative · entry 1 STONE TERRY L · CIK 0001320655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,880 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:18 UTC |
Layne Larry DDirector
|
GrantCommon Stock | 32,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005424 · s110848_form4.xml · nonDerivative · entry 1 Layne Larry D · CIK 0001422122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,517 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:18 UTC |
Prince John LDirector
|
GrantCommon Stock | 32,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005426 · s110849_form4.xml · nonDerivative · entry 1 Prince John L · CIK 0001335031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,134 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:17 UTC |
Kieta Douglas LDirector
|
GrantCommon Stock | 32,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005422 · s110847_form4.xml · nonDerivative · entry 1 Kieta Douglas L · CIK 0001359803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,854 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:16 UTC |
Jones William LDirector
|
GrantCommon Stock | 48,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005420 · s110846_form4.xml · nonDerivative · entry 1 Jones William L · CIK 0001321936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,869 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:15 UTC |
KOEHLER NEIL MDirector · President & CEO
|
GrantCommon Stock | 138,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005418 · s110782_form4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,985 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:13 UTC |
Wright Christopher WVP, Gen. Counsel & Secy
|
GrantCommon Stock | 47,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005414 · s110780_form4.xml · nonDerivative · entry 1 Wright Christopher W · CIK 0001367703 · VP, Gen. Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,495 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:14 UTC |
Kandris Michael DDirector · Chief Operating Officer
|
GrantCommon Stock | 47,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005416 · s110781_form4.xml · nonDerivative · entry 1 Kandris Michael D · CIK 0001442099 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,408 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:12 UTC |
McGregor Bryon TChief Financial Officer
|
GrantCommon Stock | 47,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005412 · s110779_form4.xml · nonDerivative · entry 1 McGregor Bryon T · CIK 0001462858 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,569 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:11 UTC |
Koehler PaulVP, Commodities & Corp Dev
|
GrantCommon Stock | 34,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005410 · s110778_form4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,319 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:10 UTC |
Sneed James RVP, Supply & Trading
|
GrantCommon Stock | 34,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005408 · s110777_form4.xml · nonDerivative · entry 1 Sneed James R · CIK 0001366900 · VP, Supply & Trading 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,263 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:03 UTC |
Koehler PaulVP, Commodities & Corp Dev
|
Tax withholdingCommon Stock | 7,092 | $3.00 | $21,276.00 |
DisclosureSEC source: 0001615774-18-002367 · s109546_form4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,597 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:02 UTC |
Wright Christopher WVP, Gen. Counsel & Secy
|
Tax withholdingCommon Stock | 3,587 | $3.00 | $10,761.00 |
DisclosureSEC source: 0001615774-18-002365 · s109545_form4.xml · nonDerivative · entry 1 Wright Christopher W · CIK 0001367703 · VP, Gen. Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,987 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:02 UTC |
KOEHLER NEIL MDirector · President & CEO
|
Tax withholdingCommon Stock | 25,224 | $3.00 | $75,672.00 |
DisclosureSEC source: 0001615774-18-002364 · s109544_form4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,097 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:02 UTC |
McGregor Bryon TChief Financial Officer
|
Tax withholdingCommon Stock | 5,047 | $3.00 | $15,141.00 |
DisclosureSEC source: 0001615774-18-002363 · s109543_form4.xml · nonDerivative · entry 1 McGregor Bryon T · CIK 0001462858 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,061 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:01 UTC |
Kandris Michael DDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 9,339 | $3.00 | $28,017.00 |
DisclosureSEC source: 0001615774-18-002362 · s109542_form4.xml · nonDerivative · entry 1 Kandris Michael D · CIK 0001442099 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,900 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 20:03 UTC |
McGregor Bryon TChief Financial Officer
|
PurchaseCommon Stock | 2,500 | $3.55 | $8,875.00 |
DisclosureSEC source: 0001615774-18-001962 · s109397_form4.xml · nonDerivative · entry 1 McGregor Bryon T · CIK 0001462858 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,108 Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:13 UTC |
Kandris Michael DDirector · Chief Operating Officer
|
PurchaseCommon Stock | 3,000 | $3.25 | $9,750.00 |
DisclosureSEC source: 0001615774-18-001824 · s109326_form4.xml · nonDerivative · entry 1 Kandris Michael D · CIK 0001442099 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,239 Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:04 UTC |
KOEHLER NEIL MDirector · President & CEO
|
PurchaseCommon Stock | 30,000 | $3.20 | $95,895.00 |
DisclosureSEC source: 0001615774-18-001764 · s109290_form4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,321 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.195 to $3.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:06 UTC |
Koehler PaulVP, Commodities & Corp Dev
|
PurchaseCommon Stock | 6,500 | $3.20 | $20,800.00 |
DisclosureSEC source: 0001615774-18-001766 · s109291_form4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,689 Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 21:11 UTC |
Layne Larry DDirector
|
PurchaseCommon Stock | 10,000 | $3.70 | $36,950.00 |
DisclosureSEC source: 0001615774-18-001659 · s109268_4.xml · nonDerivative · entry 1 Layne Larry D · CIK 0001422122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,758 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 21:05 UTC |
Jones William LDirector
|
SaleCommon Stock | 20,000 | $4.30 | $86,000.00 |
DisclosureSEC source: 0001683168-17-003264 · jones_frm4.xml · nonDerivative · entry 1 Jones William L · CIK 0001321936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,903 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.30 to $4.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:11 UTC |
STONE TERRY LDirector
|
GrantCommon Stock | 15,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001621 · stone_frm4.xml · nonDerivative · entry 1 STONE TERRY L · CIK 0001320655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,121 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:11 UTC |
Prince John LDirector
|
GrantCommon Stock | 15,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001620 · prince_frm4.xml · nonDerivative · entry 1 Prince John L · CIK 0001335031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,375 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:10 UTC |
Layne Larry DDirector
|
GrantCommon Stock | 15,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001619 · layne_frm4.xml · nonDerivative · entry 1 Layne Larry D · CIK 0001422122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,758 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:10 UTC |
Kieta Douglas LDirector
|
GrantCommon Stock | 15,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001618 · kieta_frm4.xml · nonDerivative · entry 1 Kieta Douglas L · CIK 0001359803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,095 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:10 UTC |
Jones William LDirector
|
GrantCommon Stock | 23,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001617 · jones_frm4.xml · nonDerivative · entry 1 Jones William L · CIK 0001321936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,903 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:26 UTC |
Wright Christopher WVP, Gen. Counsel & Secy
|
Tax withholdingCommon Stock | 5,579 | $6.85 | $38,216.15 |
DisclosureSEC source: 0001683168-17-000795 · wright_f4.xml · nonDerivative · entry 1 Wright Christopher W · CIK 0001367703 · VP, Gen. Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,574 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:26 UTC |
McGregor Bryon TChief Financial Officer
|
Tax withholdingCommon Stock | 7,692 | $6.85 | $52,690.20 |
DisclosureSEC source: 0001683168-17-000794 · mcgregor_f4.xml · nonDerivative · entry 1 McGregor Bryon T · CIK 0001462858 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,608 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:25 UTC |
Koehler PaulVP, Commodities & Corp Dev
|
Tax withholdingCommon Stock | 5,115 | $6.85 | $35,037.75 |
DisclosureSEC source: 0001683168-17-000793 · koehler_paul-f4.xml · nonDerivative · entry 1 Koehler Paul · CIK 0001397931 · VP, Commodities & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,189 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:25 UTC |
Kandris Michael DDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 7,708 | $6.85 | $52,799.80 |
DisclosureSEC source: 0001683168-17-000792 · kandris_f4.xml · nonDerivative · entry 1 Kandris Michael D · CIK 0001442099 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,239 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:25 UTC |
KOEHLER NEIL MDirector · President & CEO
|
Tax withholdingCommon Stock | 22,648 | $6.85 | $155,138.80 |
DisclosureSEC source: 0001683168-17-000791 · koehler_neil-f4.xml · nonDerivative · entry 1 KOEHLER NEIL M · CIK 0001320697 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,321 F1 · shares: Amount represents shares withheld upon vesting of restricted stock to cover withholding taxes. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 3,632 | $6.70 | $24,334.40 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 14 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,150 F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 246,368 | $6.70 | $1,650,665.60 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 13 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,587,577 F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 5,085 | $6.65 | $33,815.25 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 12 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 41,782 F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 344,915 | $6.65 | $2,293,684.75 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 11 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,833,945 F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 1,293 | $6.74 | $8,708.48 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 10 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 46,867 F8 · price: The transactions were executed in multiple trades at prices ranging from $6.70 to $6.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 87,712 | $6.74 | $590,749.09 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 9 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,178,860 F8 · price: The transactions were executed in multiple trades at prices ranging from $6.70 to $6.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:25 UTC |
Wright Christopher WVP, Gen. Counsel & Secy
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.74 | $0.00 |
DisclosureSEC source: 0001683168-17-000602 · wright_f4.xml · derivative · entry 3 Wright Christopher W · CIK 0001367703 · VP, Gen. Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,746 Underlying: Common Stock · 10,000 shares Expires 2023-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, covering a total of 31,746 shares of common stock, vested 33%, 33% and 34% on April 1, 2014, 2015 and 2016, respectively. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:25 UTC |
Wright Christopher WVP, Gen. Counsel & Secy
|
Exercise / conversionCommon Stock | 10,000 | $3.74 | $37,400.00 |
DisclosureSEC source: 0001683168-17-000602 · wright_f4.xml · nonDerivative · entry 2 Wright Christopher W · CIK 0001367703 · VP, Gen. Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 3,632 | $6.70 | $24,334.40 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 8 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 48,160 F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 246,368 | $6.70 | $1,650,665.60 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 7 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,266,572 F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 1,978 | $6.72 | $13,296.71 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 6 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 51,792 F7 · price: The transactions were executed in multiple trades at prices ranging from $6.70 to $6.85. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 134,162 | $6.72 | $901,877.21 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 5 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,512,940 F7 · price: The transactions were executed in multiple trades at prices ranging from $6.70 to $6.85. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:25 UTC |
Wright Christopher WVP, Gen. Counsel & Secy
|
GrantCommon Stock | 25,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000602 · wright_f4.xml · nonDerivative · entry 1 Wright Christopher W · CIK 0001367703 · VP, Gen. Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,153 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 3,632 | $6.70 | $24,334.40 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 4 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 53,770 F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 246,368 | $6.70 | $1,650,665.60 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 3 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,647,102 F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 1,382 | $6.76 | $9,343.98 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 2 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,402 F6 · price: The transactions were executed in multiple trades at prices ranging from $6.70 to $7.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F2 · ownership.nature: The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:43 UTC |
Candlewood Investment Group, LP10% owner
Lau Michael Jung Awn10% owner
Koenig David Erwin10% owner
DeSantis Philip Frank10% owner
|
SaleCommon Stock | 93,724 | $6.76 | $633,686.71 |
DisclosureSEC source: 0001012975-17-000230 · edgar.xml · nonDerivative · entry 1 Candlewood Investment Group, LP · CIK 0001531741 · 10% owner Candlewood Special Situations General, LLC · CIK 0001663659 · 10% owner Candlewood Investment Group General, LLC · CIK 0001663660 · 10% owner Candlewood Special Situations Master Fund, Ltd. · CIK 0001663661 · 10% owner Lau Michael Jung Awn · CIK 0001700228 · 10% owner Koenig David Erwin · CIK 0001700201 · 10% owner DeSantis Philip Frank · CIK 0001700055 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,893,470 F6 · price: The transactions were executed in multiple trades at prices ranging from $6.70 to $7.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. F1 · ownership.nature: The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.