ALTI

SEC source: 0001628280-25-031467 · wk-form4_1750080616.xml · nonDerivative · entry 1

Bouzarif Ali · CIK 0001958682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,312.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

SEC source: 0001628280-25-036744 · wk-form4a_1753907766.xml · derivative · entry 2

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

SEC source: 0001628280-25-036744 · wk-form4a_1753907766.xml · nonDerivative · entry 1

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,676.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · balance_after: This Form 4 Amendment is being filed solely to correct an administrative error on the number of securities beneficially owned following the reported transaction of the Reporting Person on June 13, 2025 in the Form 4 filed by the Reporting Person on June 16, 2025.

SEC source: 0001628280-25-036743 · wk-form4a_1753907725.xml · derivative · entry 2

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,482.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

SEC source: 0001628280-25-036743 · wk-form4a_1753907725.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,184.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · balance_after: This Form 4 Amendment is being filed solely to correct an administrative error on the number of securities beneficially owned following the reported transaction of the Reporting Person on June 13, 2025 in the Form 4 filed by the Reporting Person on June 16, 2025.

SEC source: 0001628280-25-036742 · wk-form4a_1753907667.xml · derivative · entry 2

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

SEC source: 0001628280-25-036742 · wk-form4a_1753907667.xml · nonDerivative · entry 1

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,676.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · balance_after: This Form 4 Amendment is being filed solely to correct an administrative error on the number of securities beneficially owned following the reported transaction of the Reporting Person on June 13, 2025 in the Form 4 filed by the Reporting Person on June 16, 2025.

SEC source: 0001628280-25-036746 · wk-form4a_1753907852.xml · derivative · entry 3

Bouzarif Ali · CIK 0001958682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F4 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

SEC source: 0001628280-25-036746 · wk-form4a_1753907852.xml · nonDerivative · entry 1

Bouzarif Ali · CIK 0001958682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,787.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · balance_after: This Form 4 Amendment is being filed solely to correct an administrative error on the numbers of securities beneficially owned following the reported transaction of the Reporting Person on June 13, 2025 in the Form 4 filed by the Reporting Person on June 16, 2025.

SEC source: 0001628280-25-036745 · wk-form4a_1753907803.xml · derivative · entry 2

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2025 annual general meeting or (ii) June 30, 2025.

SEC source: 0001628280-25-036745 · wk-form4a_1753907803.xml · nonDerivative · entry 1

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,787.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · balance_after: This Form 4 Amendment is being filed solely to correct an administrative error on the number of securities beneficially owned following the reported transaction of the Reporting Person on June 13, 2025 in the Form 4 filed by the Reporting Person on June 16, 2025.

SEC source: 0001628280-25-029556 · wk-form4_1749137095.xml · nonDerivative · entry 1

Moran Kevin P. · CIK 0001959720 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,311.13

SEC source: 0001628280-25-029553 · wk-form4_1749137004.xml · nonDerivative · entry 1

Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,960.46

SEC source: 0001628280-25-029555 · wk-form4_1749137066.xml · nonDerivative · entry 1

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,388.8

SEC source: 0001628280-25-029554 · wk-form4_1749137036.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,143.49

SEC source: 0000950170-25-097686 · ownership.xml · nonDerivative · entry 1

Keenan Patrick T. · CIK 0002061323 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,613.068

SEC source: 0001628280-25-045100 · wk-form4_1760558898.xml · derivative · entry 1

Moran Kevin P. · CIK 0001959720 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,695.035

Underlying: Class A Common Stock · 47,695.035 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 95,390.070 (200% of the target number).

F2 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 95,390.070 (200% of the target number).

SEC source: 0001628280-25-045099 · wk-form4_1760558877.xml · derivative · entry 1

Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,829.787

Underlying: Class A Common Stock · 38,829.787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 77,659.574 (200% of the target number).

F2 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 77,659.574 (200% of the target number).

SEC source: 0001628280-25-045102 · wk-form4_1760558952.xml · derivative · entry 1

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,939.716

Underlying: Class A Common Stock · 30,939.716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 61,879.432 (200% of the target number).

F2 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 61,879.432 (200% of the target number).

SEC source: 0001628280-25-045101 · wk-form4_1760558922.xml · derivative · entry 1

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,851.064

Underlying: Class A Common Stock · 30,851.064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 61,702.128 (200% of the target number).

F2 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 61,702.128 (200% of the target number).

SEC source: 0001628280-25-045098 · wk-form4_1760558849.xml · derivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,248.227

Underlying: Class A Common Stock · 115,248.227 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 230,496.454 (200% of the target number).

F2 · derivative.expiration_date: 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 230,496.454 (200% of the target number).

SEC source: 0000950170-25-071912 · ownership.xml · derivative · entry 2

ALLIANZ SE · CIK 0001127508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Allianz Strategic Investments S.a.r.l.

Disclosed balance after: 158,471

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_date: The shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer are convertible into shares of Class A Common Stock (i) by the reporting person at any time after July 31, 2026 and (ii) by the Issuer at any time after July 31, 2027, subject to certain conditions; provided, that the Series A Preferred Stock is subject to a beneficial ownership cap that prohibits the conversion of the Series A Preferred Stock into shares of Class A Common Stock to the extent such conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed 24.9% (the "Ownership Cap"); provided, further, that in the event such a conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed the Ownership Cap, the Issuer shall issue to ASI shares of the Issuer's Class C Non-Voting Common Stock, in lieu of shares of Class A Common Stock.

F3 · derivative.exercise_date: (Continued from footnote 2) The Series A Preferred Stock has no stated maturity and therefore has no expiration date.

F2 · derivative.expiration_date: The shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer are convertible into shares of Class A Common Stock (i) by the reporting person at any time after July 31, 2026 and (ii) by the Issuer at any time after July 31, 2027, subject to certain conditions; provided, that the Series A Preferred Stock is subject to a beneficial ownership cap that prohibits the conversion of the Series A Preferred Stock into shares of Class A Common Stock to the extent such conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed 24.9% (the "Ownership Cap"); provided, further, that in the event such a conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed the Ownership Cap, the Issuer shall issue to ASI shares of the Issuer's Class C Non-Voting Common Stock, in lieu of shares of Class A Common Stock.

F3 · derivative.expiration_date: (Continued from footnote 2) The Series A Preferred Stock has no stated maturity and therefore has no expiration date.

F4 · derivative.underlying_shares: The Series A Preferred Stock has a stated value of $1,000 per share and is convertible into shares of Class A Common Stock at a conversion price of $8.70, subject to customary adjustments.

F5 · balance_after: The shares of Series A Preferred Stock were acquired in private placements on July 31, 2024 and May 13, 2024 and are held directly by ASI.

F5 · ownership.nature: The shares of Series A Preferred Stock were acquired in private placements on July 31, 2024 and May 13, 2024 and are held directly by ASI.

SEC source: 0001628280-25-018061 · wk-form4_1744839405.xml · derivative · entry 1

Harrington Michael W · CIK 0001384485 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,266.49

Underlying: Class A Common Stock · 81,266.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

SEC source: 0001628280-25-014095 · wk-form4_1742498700.xml · derivative · entry 1

Keenan Patrick T. · CIK 0002061323 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,498.68

Underlying: Class A Common Stock · 9,498.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

SEC source: 0001628280-25-014098 · wk-form4_1742498783.xml · derivative · entry 1

Moran Kevin P. · CIK 0001959720 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,464.38

Underlying: Class A Common Stock · 106,464.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

SEC source: 0001628280-25-014097 · wk-form4_1742498760.xml · derivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,255.94

Underlying: Class A Common Stock · 257,255.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

SEC source: 0001628280-25-014096 · wk-form4_1742498730.xml · derivative · entry 1

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,063.33

Underlying: Class A Common Stock · 69,063.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

SEC source: 0001628280-25-014094 · wk-form4_1742498662.xml · derivative · entry 1

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,865.44

Underlying: Class A Common Stock · 68,865.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

SEC source: 0001628280-25-014224 · wk-form4_1742563796.xml · derivative · entry 1

Graham Colleen A · CIK 0001774027 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,675.46

Underlying: Class A Common Stock · 86,675.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 15, 2026.

SEC source: 0000950170-25-023533 · ownership.xml · derivative · entry 4

Moran Kevin P. · CIK 0001959720 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,570.69

Underlying: Class A Common Stock · 13,785.31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

SEC source: 0000950170-25-023533 · ownership.xml · derivative · entry 3

Moran Kevin P. · CIK 0001959720 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,397.6

Underlying: Class A Common Stock · 47,397.7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0000950170-25-023533 · ownership.xml · nonDerivative · entry 2

Moran Kevin P. · CIK 0001959720 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,820.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023533 · ownership.xml · nonDerivative · entry 1

Moran Kevin P. · CIK 0001959720 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,034.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023470 · ownership.xml · derivative · entry 4

Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,819.39

Underlying: Class A Common Stock · 7,909.61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

SEC source: 0000950170-25-023470 · ownership.xml · derivative · entry 3

Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,662.27

Underlying: Class A Common Stock · 39,662.37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0000950170-25-023470 · ownership.xml · nonDerivative · entry 2

Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,525.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023470 · ownership.xml · nonDerivative · entry 1

Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,615.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023464 · ownership.xml · derivative · entry 4

Graham Colleen A · CIK 0001774027 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,824.6

Underlying: Class A Common Stock · 31,412.43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

SEC source: 0000950170-25-023464 · ownership.xml · derivative · entry 3

Graham Colleen A · CIK 0001774027 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,894.02

Underlying: Class A Common Stock · 21,894.49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0000950170-25-023464 · ownership.xml · nonDerivative · entry 2

Graham Colleen A · CIK 0001774027 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,894.49

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023464 · ownership.xml · nonDerivative · entry 1

Graham Colleen A · CIK 0001774027 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,569.73

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023483 · ownership.xml · derivative · entry 7

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,819.39

Underlying: Class A Common Stock · 57,909.61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

SEC source: 0000950170-25-023483 · ownership.xml · derivative · entry 6

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,546.28

Underlying: Class A Common Stock · 25,546.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0000950170-25-023483 · ownership.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,342.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023483 · ownership.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,432.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023477 · ownership.xml · derivative · entry 4

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,401.43

Underlying: Class A Common Stock · 8,700.57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

SEC source: 0000950170-25-023477 · ownership.xml · derivative · entry 3

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,379.03

Underlying: Class A Common Stock · 38,379.02 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0000950170-25-023477 · ownership.xml · nonDerivative · entry 2

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,851.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023477 · ownership.xml · nonDerivative · entry 1

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,150.56

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0000950170-25-023473 · ownership.xml · nonDerivative · entry 2

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,688.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.