ALTI

SEC source: 0001628280-26-009446 · wk-form4_1771466965.xml · derivative · entry 4

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 38,379.02 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0001628280-26-009446 · wk-form4_1771466965.xml · nonDerivative · entry 3

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,423.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001628280-26-009446 · wk-form4_1771466965.xml · nonDerivative · entry 2

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,468.39

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001628280-26-009446 · wk-form4_1771466965.xml · nonDerivative · entry 1

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,767.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001628280-26-009440 · wk-form4_1771466731.xml · derivative · entry 6

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,042.22

Underlying: Class A Common Stock · 23,021.11 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2026.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2026.

SEC source: 0001628280-26-009440 · wk-form4_1771466731.xml · derivative · entry 5

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,954.8

Underlying: Class A Common Stock · 8,954.8 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

SEC source: 0001628280-26-009440 · wk-form4_1771466731.xml · derivative · entry 4

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,796.45 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0001628280-26-009440 · wk-form4_1771466731.xml · nonDerivative · entry 3

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,195,215.06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001628280-26-009440 · wk-form4_1771466731.xml · nonDerivative · entry 2

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,172,193.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001628280-26-009440 · wk-form4_1771466731.xml · nonDerivative · entry 1

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,163,239.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · derivative · entry 9

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,503.96

Underlying: Class A Common Stock · 85,751.98 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2026.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2026.

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · derivative · entry 8

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,909.61

Underlying: Class A Common Stock · 57,909.61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2025.

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · derivative · entry 7

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,546.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 15, 2024.

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · nonDerivative · entry 6

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710,351.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · nonDerivative · entry 2

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,599.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001628280-26-009439 · wk-form4_1771466701.xml · nonDerivative · entry 1

Tiedemann Michael · CIK 0001958484 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,689.77

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

SEC source: 0001193125-26-002805 · ownership.xml · derivative · entry 2

ALLIANZ SE · CIK 0001127508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Allianz Strategic Investments S.a.r.l.

Disclosed balance after: 168,933.91

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: ASI acquired 140,000 and 18,471 shares of the Series A Preferred Stock in private placements on July 31, 2024 and May 13, 2025, respectively and ASI received shares of the Series A Preferred Stock as a payment-in-kind dividends with respect to shares of Series A Preferred Stock held by ASI as follows: 6,443.13 shares on June 30, 2025 and 4,019.78 shares on January 5, 2026. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. The shares of Series A Preferred Stock are held directly by ASI.

F1 · price: Allianz Strategic Investments S.a.r.l. ("ASI") acquired 19,318,580.96 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global, Inc., a Delaware corporation (the "Issuer") in a private placement on July 31, 2024. ASI received shares of Class A Common Stock as a payment-in-kind dividends with respect to shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer held by ASI as follows: 1,523,289 shares on June 30, 2025 and 865,344 shares on January 5, 2026. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person.

F2 · price: (Continued from footnote 1) The shares of Class A Common Stock are held directly by ASI. The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.

F3 · derivative.exercise_date: The shares of the Series A Preferred Stock of the Issuer are convertible into shares of Class A Common Stock (i) by the reporting person at any time after July 31, 2026 and (ii) by the Issuer at any time after July 31, 2027, subject to certain conditions; provided, that the Series A Preferred Stock is subject to a beneficial ownership cap that prohibits the conversion of the Series A Preferred Stock into shares of Class A Common Stock to the extent such conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed 24.9% (the "Ownership Cap"); provided, further, that if such a conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed the Ownership Cap, the Issuer shall issue to ASI shares of the Issuer's Class C Non-Voting Common Stock, in lieu of shares of Class A Common Stock. The Series A Preferred Stock has no stated maturity and therefore has no expiration date.

F3 · derivative.expiration_date: The shares of the Series A Preferred Stock of the Issuer are convertible into shares of Class A Common Stock (i) by the reporting person at any time after July 31, 2026 and (ii) by the Issuer at any time after July 31, 2027, subject to certain conditions; provided, that the Series A Preferred Stock is subject to a beneficial ownership cap that prohibits the conversion of the Series A Preferred Stock into shares of Class A Common Stock to the extent such conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed 24.9% (the "Ownership Cap"); provided, further, that if such a conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed the Ownership Cap, the Issuer shall issue to ASI shares of the Issuer's Class C Non-Voting Common Stock, in lieu of shares of Class A Common Stock. The Series A Preferred Stock has no stated maturity and therefore has no expiration date.

F4 · derivative.underlying_shares: The Series A Preferred Stock has a stated value of $1,000 per share and is convertible into shares of Class A Common Stock at a conversion price of $8.70, subject to customary adjustments.

F5 · balance_after: ASI acquired 140,000 and 18,471 shares of the Series A Preferred Stock in private placements on July 31, 2024 and May 13, 2025, respectively and ASI received shares of the Series A Preferred Stock as a payment-in-kind dividends with respect to shares of Series A Preferred Stock held by ASI as follows: 6,443.13 shares on June 30, 2025 and 4,019.78 shares on January 5, 2026. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. The shares of Series A Preferred Stock are held directly by ASI.

F5 · ownership.nature: ASI acquired 140,000 and 18,471 shares of the Series A Preferred Stock in private placements on July 31, 2024 and May 13, 2025, respectively and ASI received shares of the Series A Preferred Stock as a payment-in-kind dividends with respect to shares of Series A Preferred Stock held by ASI as follows: 6,443.13 shares on June 30, 2025 and 4,019.78 shares on January 5, 2026. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. The shares of Series A Preferred Stock are held directly by ASI.

SEC source: 0001193125-26-002805 · ownership.xml · nonDerivative · entry 1

ALLIANZ SE · CIK 0001127508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Allianz Strategic Investments S.a.r.l.

Disclosed balance after: 21,707,213.96

F1 · kind: Allianz Strategic Investments S.a.r.l. ("ASI") acquired 19,318,580.96 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global, Inc., a Delaware corporation (the "Issuer") in a private placement on July 31, 2024. ASI received shares of Class A Common Stock as a payment-in-kind dividends with respect to shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer held by ASI as follows: 1,523,289 shares on June 30, 2025 and 865,344 shares on January 5, 2026. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person.

F2 · kind: (Continued from footnote 1) The shares of Class A Common Stock are held directly by ASI. The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.

F1 · price: Allianz Strategic Investments S.a.r.l. ("ASI") acquired 19,318,580.96 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global, Inc., a Delaware corporation (the "Issuer") in a private placement on July 31, 2024. ASI received shares of Class A Common Stock as a payment-in-kind dividends with respect to shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer held by ASI as follows: 1,523,289 shares on June 30, 2025 and 865,344 shares on January 5, 2026. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person.

F2 · price: (Continued from footnote 1) The shares of Class A Common Stock are held directly by ASI. The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.

F1 · ownership.nature: Allianz Strategic Investments S.a.r.l. ("ASI") acquired 19,318,580.96 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global, Inc., a Delaware corporation (the "Issuer") in a private placement on July 31, 2024. ASI received shares of Class A Common Stock as a payment-in-kind dividends with respect to shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer held by ASI as follows: 1,523,289 shares on June 30, 2025 and 865,344 shares on January 5, 2026. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person.

F2 · ownership.nature: (Continued from footnote 1) The shares of Class A Common Stock are held directly by ASI. The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.

SEC source: 0001470831-26-000117 · form5.xml · nonDerivative · entry 5

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,127,442.7

SEC source: 0001470831-26-000117 · form5.xml · nonDerivative · entry 4

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.

SEC source: 0001470831-26-000117 · form5.xml · derivative · entry 6

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 616,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the exchange of Paired Interests for an equal number of shares of Class A Common Stock, as defined and described in footnote 3.

F3 · derivative.exercise_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock" together with Class B Unit, the "Paired Interests"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications.

F4 · derivative.exercise_date: (continued) As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F3 · derivative.expiration_date: Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock" together with Class B Unit, the "Paired Interests"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications.

F4 · derivative.expiration_date: (continued) As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

F2 · ownership.nature: Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.

SEC source: 0001470831-26-000117 · form5.xml · nonDerivative · entry 3

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,109,712.7

SEC source: 0001470831-26-000117 · form5.xml · nonDerivative · entry 2

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,730

F2 · ownership.nature: Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.

SEC source: 0001470831-26-000117 · form5.xml · nonDerivative · entry 1

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 633,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the exchange of Paired Interests for an equal number of shares of Class A Common Stock, as defined and described in footnote 3.

F2 · ownership.nature: Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.

SEC source: 0000950170-25-094112 · ownership.xml · derivative · entry 2

ALLIANZ SE · CIK 0001127508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Allianz Strategic Investments S.a.r.l.

Disclosed balance after: 164,914.13

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: ASI acquired 140,000 and 18,471 shares of the Series A Preferred Stock in private placements on July 31, 2024 and May 13, 2024, respectively and on June 30, 2025, ASI received 6,443.13 shares of the Series A Preferred Stock as a payment-in-kind dividend with respect to shares of Series A Preferred Stock held by ASI. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. The shares of Series A Preferred Stock are held directly by ASI.

F1 · price: Allianz Strategic Investments S.a.r.l. ("ASI") acquired 19,318,580.96 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global, Inc., a Delaware corporation (the "Issuer") in a private placement on July 31, 2024, and on June 30, 2025, ASI received 1,523,289 shares of Class A Common Stock as a payment-kind dividend with respect to shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer held by ASI. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person. The shares of Class A Common Stock are held directly by ASI. The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.

F2 · derivative.exercise_date: The shares of the Series A Preferred Stock of the Issuer are convertible into shares of Class A Common Stock (i) by the reporting person at any time after July 31, 2026 and (ii) by the Issuer at any time after July 31, 2027, subject to certain conditions; provided, that the Series A Preferred Stock is subject to a beneficial ownership cap that prohibits the conversion of the Series A Preferred Stock into shares of Class A Common Stock to the extent such conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed 24.9% (the "Ownership Cap"); provided, further, that in the event such a conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed the Ownership Cap, the Issuer shall issue to ASI shares of the Issuer's Class C Non-Voting Common Stock, in lieu of shares of Class A Common Stock. The Series A Preferred Stock has no stated maturity and therefore has no expiration date.

F2 · derivative.expiration_date: The shares of the Series A Preferred Stock of the Issuer are convertible into shares of Class A Common Stock (i) by the reporting person at any time after July 31, 2026 and (ii) by the Issuer at any time after July 31, 2027, subject to certain conditions; provided, that the Series A Preferred Stock is subject to a beneficial ownership cap that prohibits the conversion of the Series A Preferred Stock into shares of Class A Common Stock to the extent such conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed 24.9% (the "Ownership Cap"); provided, further, that in the event such a conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed the Ownership Cap, the Issuer shall issue to ASI shares of the Issuer's Class C Non-Voting Common Stock, in lieu of shares of Class A Common Stock. The Series A Preferred Stock has no stated maturity and therefore has no expiration date.

F3 · derivative.underlying_shares: The Series A Preferred Stock has a stated value of $1,000 per share and is convertible into shares of Class A Common Stock at a conversion price of $8.70, subject to customary adjustments.

F4 · balance_after: ASI acquired 140,000 and 18,471 shares of the Series A Preferred Stock in private placements on July 31, 2024 and May 13, 2024, respectively and on June 30, 2025, ASI received 6,443.13 shares of the Series A Preferred Stock as a payment-in-kind dividend with respect to shares of Series A Preferred Stock held by ASI. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. The shares of Series A Preferred Stock are held directly by ASI.

F4 · ownership.nature: ASI acquired 140,000 and 18,471 shares of the Series A Preferred Stock in private placements on July 31, 2024 and May 13, 2024, respectively and on June 30, 2025, ASI received 6,443.13 shares of the Series A Preferred Stock as a payment-in-kind dividend with respect to shares of Series A Preferred Stock held by ASI. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. The shares of Series A Preferred Stock are held directly by ASI.

SEC source: 0000950170-25-094112 · ownership.xml · nonDerivative · entry 1

ALLIANZ SE · CIK 0001127508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Allianz Strategic Investments S.a.r.l.

Disclosed balance after: 20,841,869.96

F1 · kind: Allianz Strategic Investments S.a.r.l. ("ASI") acquired 19,318,580.96 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global, Inc., a Delaware corporation (the "Issuer") in a private placement on July 31, 2024, and on June 30, 2025, ASI received 1,523,289 shares of Class A Common Stock as a payment-kind dividend with respect to shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer held by ASI. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person. The shares of Class A Common Stock are held directly by ASI. The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.

F1 · price: Allianz Strategic Investments S.a.r.l. ("ASI") acquired 19,318,580.96 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global, Inc., a Delaware corporation (the "Issuer") in a private placement on July 31, 2024, and on June 30, 2025, ASI received 1,523,289 shares of Class A Common Stock as a payment-kind dividend with respect to shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer held by ASI. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person. The shares of Class A Common Stock are held directly by ASI. The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.

F1 · ownership.nature: Allianz Strategic Investments S.a.r.l. ("ASI") acquired 19,318,580.96 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global, Inc., a Delaware corporation (the "Issuer") in a private placement on July 31, 2024, and on June 30, 2025, ASI received 1,523,289 shares of Class A Common Stock as a payment-kind dividend with respect to shares of Series A Cumulative Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer held by ASI. Holders of the Series A Preferred Stock are entitled to a cumulative dividend at the rate of 9.75% per annum, payable semi-annually in arrears. ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person. The shares of Class A Common Stock are held directly by ASI. The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.

SEC source: 0001628280-25-033491 · wk-form4_1751313706.xml · derivative · entry 1

Moran Kevin P. · CIK 0001959720 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,612.14

Underlying: Class A Common Stock · 692,612.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027.

F2 · derivative.expiration_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027.

SEC source: 0001628280-25-033493 · wk-form4_1751313753.xml · derivative · entry 1

Graham Colleen A · CIK 0001774027 · Chief Legal, Compl & Risk Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,667.55

Underlying: Class A Common Stock · 593,667.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027.

F2 · derivative.expiration_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027.

SEC source: 0001628280-25-033492 · wk-form4_1751313727.xml · derivative · entry 1

Weeber Robert · CIK 0001996742 · Pres, Intl. Wealth Mmgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,378.63

Underlying: Class A Common Stock · 500,378.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027.

F2 · derivative.expiration_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027.

SEC source: 0001628280-25-033489 · wk-form4_1751313683.xml · derivative · entry 1

Connell Brooke · CIK 0001996517 · Pres, US Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,617.41

Underlying: Class A Common Stock · 504,617.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.

F2 · derivative.exercise_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027.

F2 · derivative.expiration_date: The RSUs have a two-year cliff vest that will become fully vested on June 27, 2027.

SEC source: 0001628280-25-032704 · wk-form4_1750720170.xml · derivative · entry 1

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,732.266

Underlying: Class A Common Stock · 30,732.266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

SEC source: 0001628280-25-032707 · wk-form4_1750720237.xml · derivative · entry 1

Wimmer Andreas · CIK 0002032242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,732.266

Underlying: Class A Common Stock · 30,732.266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

SEC source: 0001628280-25-032705 · wk-form4_1750720193.xml · derivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,495.32

Underlying: Class A Common Stock · 47,495.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

SEC source: 0001628280-25-032702 · wk-form4_1750720118.xml · derivative · entry 1

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,732.266

Underlying: Class A Common Stock · 30,732.266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

SEC source: 0001628280-25-032703 · wk-form4_1750720146.xml · derivative · entry 1

Cetin Nazim · CIK 0001824728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,732.266

Underlying: Class A Common Stock · 30,732.266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

SEC source: 0001628280-25-032708 · wk-form4_1750720262.xml · derivative · entry 1

Bouzarif Ali · CIK 0001958682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,732.266

Underlying: Class A Common Stock · 30,732.266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

SEC source: 0001628280-25-032706 · wk-form4_1750720214.xml · derivative · entry 1

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,732.266

Underlying: Class A Common Stock · 30,732.266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

SEC source: 0001628280-25-031468 · wk-form4_1750080684.xml · derivative · entry 2

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

SEC source: 0001628280-25-031468 · wk-form4_1750080684.xml · nonDerivative · entry 1

FURLONG MARK F · CIK 0001131355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,312.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

SEC source: 0001628280-25-031473 · wk-form4_1750080887.xml · derivative · entry 2

Wimmer Andreas · CIK 0002032242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,774.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

SEC source: 0001628280-25-031473 · wk-form4_1750080887.xml · nonDerivative · entry 1

Wimmer Andreas · CIK 0002032242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,774.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

SEC source: 0001628280-25-031471 · wk-form4_1750080795.xml · derivative · entry 2

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,482.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

SEC source: 0001628280-25-031471 · wk-form4_1750080795.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,482.76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

SEC source: 0001628280-25-031470 · wk-form4_1750080759.xml · derivative · entry 2

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

SEC source: 0001628280-25-031470 · wk-form4_1750080759.xml · nonDerivative · entry 1

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,312.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

SEC source: 0001628280-25-031469 · wk-form4_1750080723.xml · derivative · entry 2

Cetin Nazim · CIK 0001824728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,774.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

SEC source: 0001628280-25-031469 · wk-form4_1750080723.xml · nonDerivative · entry 1

Cetin Nazim · CIK 0001824728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,774.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

SEC source: 0001628280-25-031472 · wk-form4_1750080835.xml · derivative · entry 2

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

SEC source: 0001628280-25-031472 · wk-form4_1750080835.xml · nonDerivative · entry 1

Brophy Warson Tracey · CIK 0001845846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,312.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

SEC source: 0001628280-25-031467 · wk-form4_1750080616.xml · derivative · entry 2

Bouzarif Ali · CIK 0001958682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,312.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.